0001085146-22-002043.txt : 20220513 0001085146-22-002043.hdr.sgml : 20220513 20220512213646 ACCESSION NUMBER: 0001085146-22-002043 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220513 DATE AS OF CHANGE: 20220512 EFFECTIVENESS DATE: 20220513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pekin Hardy Strauss, Inc. CENTRAL INDEX KEY: 0001020317 IRS NUMBER: 363667359 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05740 FILM NUMBER: 22919979 BUSINESS ADDRESS: STREET 1: 161 NORTH CLARK STREET STREET 2: SUITE 2200 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-896-9668 MAIL ADDRESS: STREET 1: 161 NORTH CLARK STREET STREET 2: SUITE 2200 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL DATE OF NAME CHANGE: 20060117 FORMER COMPANY: FORMER CONFORMED NAME: Pekin Singer Strauss Asset Management Inc. DATE OF NAME CHANGE: 20060117 FORMER COMPANY: FORMER CONFORMED NAME: PEKIN SINGER & SHAPIRO ASSET MANAGEMENT /IL DATE OF NAME CHANGE: 19990324 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001020317 XXXXXXXX 03-31-2022 03-31-2022 false Pekin Hardy Strauss, Inc.

161 NORTH CLARK STREET SUITE 2200 CHICAGO IL 60601

13F HOLDINGS REPORT 028-05740 N Jennifer Dunlap 312-554-7525 /s/ Jennifer Dunlap Chicago IL 05-12-2022 0 330 804247 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 89BIO INC COM 282559103 1360 360860 SH SOLE 200000 0 160860 ABBOTT LABS COM 002824100 1912 16151 SH SOLE 0 0 16151 ABBVIE INC COM 00287Y109 6129 37806 SH SOLE 0 0 37806 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 757 224005 SH SOLE 0 0 224005 ABRDN GOLD ETF TRUST PHYSCL GOLD SHS 00326A104 1643 88420 SH SOLE 0 0 88420 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 259 769 SH SOLE 0 0 769 ADVISORSHARES TR PURE US CANNABIS 00768Y453 4964 237969 SH SOLE 0 0 237969 AERCAP HOLDINGS NV SHS N00985106 8562 170284 SH SOLE 60000 0 110284 AGNC INVT CORP COM 00123Q104 1317 100515 SH SOLE 0 0 100515 AGNICO EAGLE MINES LTD COM 008474108 4473 73034 SH SOLE 0 0 73034 ALAMOS GOLD INC NEW COM CL A 011532108 1142 135810 SH SOLE 0 0 135810 ALCOA CORP COM 013872106 846 9400 SH SOLE 0 0 9400 ALCON AG ORD SHS H01301128 341 4259 SH SOLE 0 0 4259 ALLIANCE RESOURCE PARTNERS L UT LTD PART 01877R108 1079 69930 SH SOLE 0 0 69930 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 252 22570 SH SOLE 0 0 22570 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 205 4358 SH SOLE 0 0 4358 ALLSTATE CORP COM 020002101 6685 48260 SH SOLE 12000 0 36260 ALPHABET INC CAP STK CL A 02079K305 15367 5525 SH SOLE 0 0 5525 ALPHABET INC CAP STK CL C 02079K107 12518 4482 SH SOLE 0 0 4482 ALPS ETF TR ALERIAN MLP 00162Q452 2897 75638 SH SOLE 0 0 75638 ALTERYX INC NOTE 0.500% 8/0 02156BAD5 325 350000 PRN SOLE 0 0 350000 ALTRIA GROUP INC COM 02209S103 3231 61828 SH SOLE 0 0 61828 AMAZON COM INC COM 023135106 8645 2652 SH SOLE 0 0 2652 AMERICAN ELEC PWR CO INC COM 025537101 960 9618 SH SOLE 0 0 9618 AMERICAN EXPRESS CO COM 025816109 663 3545 SH SOLE 0 0 3545 ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 391 24790 SH SOLE 0 0 24790 ANNALY CAPITAL MANAGEMENT IN COM 035710409 476 67675 SH SOLE 0 0 67675 ANTERO RESOURCES CORP COM 03674X106 1377 45100 SH SOLE 0 0 45100 ANTHEM INC COM 036752103 413 840 SH SOLE 0 0 840 AON PLC SHS CL A G0403H108 2692 8266 SH SOLE 0 0 8266 APPLE INC COM 037833100 18474 105800 SH SOLE 0 0 105800 ARCH RESOURCES INC CL A 03940R107 338 2460 SH SOLE 0 0 2460 ARDELYX INC COM 039697107 1854 1733140 SH SOLE 1000000 0 733140 ARES CAPITAL CORP COM 04010L103 1481 70710 SH SOLE 0 0 70710 ARK ETF TR FINTECH INNOVA 00214Q708 330 11345 SH SOLE 0 0 11345 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 1711 76370 SH SOLE 0 0 76370 AT&T INC COM 00206R102 2787 117926 SH SOLE 0 0 117926 AUTOMATIC DATA PROCESSING IN COM 053015103 871 3826 SH SOLE 0 0 3826 AZEK CO INC CL A 05478C105 810 32620 SH SOLE 0 0 32620 BANK NEW YORK MELLON CORP COM 064058100 2159 43501 SH SOLE 0 0 43501 BARRICK GOLD CORP COM 067901108 1479 60303 SH SOLE 0 0 60303 BAXTER INTL INC COM 071813109 607 7823 SH SOLE 0 0 7823 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 19527 55330 SH SOLE 0 0 55330 BHP GROUP LTD SPONSORED ADS 088606108 919 11890 SH SOLE 0 0 11890 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 1372 1045 SH SOLE 0 0 1045 BK OF AMERICA CORP COM 060505104 640 15520 SH SOLE 0 0 15520 BLACK STONE MINERALS L P COM UNIT 09225M101 191 14200 SH SOLE 0 0 14200 BLACKROCK FLOATING RATE INCO COM 09255X100 216 16560 SH SOLE 0 0 16560 BLACKROCK INC COM 09247X101 1655 2166 SH SOLE 0 0 2166 BLACKSTONE INC COM 09260D107 2754 21699 SH SOLE 0 0 21699 BLACKSTONE MTG TR INC COM CL A 09257W100 959 30175 SH SOLE 0 0 30175 BLOOMIN BRANDS INC COM 094235108 3414 155600 SH SOLE 0 0 155600 BOEING CO COM 097023105 295 1543 SH SOLE 0 0 1543 BOEING CO COM 097023105 191 1000 SH Call SOLE 0 0 1000 BP PLC SPONSORED ADR 055622104 412 14027 SH SOLE 0 0 14027 BRANDYWINEGBL GBL INCM OPP F COM 10537L104 897 88675 SH SOLE 0 0 88675 BRISTOL-MYERS SQUIBB CO COM 110122108 4798 65701 SH SOLE 0 0 65701 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 1329 31530 SH SOLE 0 0 31530 BUNGE LIMITED COM G16962105 1798 16230 SH SOLE 0 0 16230 CAMBRIA ETF TR GLOBAL VALUE ETF 132061409 571 26899 SH SOLE 0 0 26899 CAMECO CORP COM 13321L108 12261 421324 SH SOLE 0 0 421324 CANADIAN NATL RY CO COM 136375102 3588 26749 SH SOLE 0 0 26749 CBOE GLOBAL MKTS INC COM 12503M108 660 5769 SH SOLE 0 0 5769 CENTENE CORP DEL COM 15135B101 2415 28688 SH SOLE 0 0 28688 CF INDS HLDGS INC COM 125269100 13446 130471 SH SOLE 35000 0 95471 CHARGEPOINT HOLDINGS INC COM CL A 15961R105 437 22000 SH SOLE 0 0 22000 CHEGG INC COM 163092109 263 7260 SH SOLE 0 0 7260 CHENIERE ENERGY INC COM NEW 16411R208 3083 22236 SH SOLE 0 0 22236 CHEVRON CORP NEW COM 166764100 5594 34355 SH SOLE 0 0 34355 CHUBB LIMITED COM H1467J104 1031 4818 SH SOLE 0 0 4818 CINTAS CORP COM 172908105 240 565 SH SOLE 0 0 565 CISCO SYS INC COM 17275R102 145 2594 SH SOLE 0 0 2594 CISCO SYS INC COM 17275R102 446 8000 SH Call SOLE 0 0 8000 CITIZENS FINL GROUP INC COM 174610105 1287 28390 SH SOLE 0 0 28390 CLEVELAND-CLIFFS INC NEW COM 185899101 1163 36100 SH SOLE 0 0 36100 CLOUDFLARE INC CL A COM 18915M107 618 5167 SH SOLE 0 0 5167 CME GROUP INC COM 12572Q105 2325 9776 SH SOLE 0 0 9776 CNB FINL CORP PA COM 126128107 3398 129105 SH SOLE 50000 0 79105 COCA COLA CO COM 191216100 1625 26213 SH SOLE 0 0 26213 COHEN & STEERS INFRASTRUCTUR COM 19248A109 422 14590 SH SOLE 0 0 14590 COHERENT INC COM 192479103 1916 7009 SH SOLE 0 0 7009 COINBASE GLOBAL INC COM CL A 19260Q107 1283 6758 SH SOLE 0 0 6758 COMCAST CORP NEW CL A 20030N101 1157 24703 SH SOLE 0 0 24703 CONOCOPHILLIPS COM 20825C104 1324 13236 SH SOLE 0 0 13236 CONSTELLATION ENERGY CORP COM 21037T109 2049 36421 SH SOLE 0 0 36421 CONTINENTAL RES INC COM 212015101 423 6900 SH SOLE 0 0 6900 CORNERSTONE BLDG BRANDS INC COM 21925D109 822 33800 SH SOLE 0 0 33800 COSTCO WHSL CORP NEW COM 22160K105 348 605 SH SOLE 0 0 605 COTERRA ENERGY INC COM 127097103 1446 53620 SH SOLE 0 0 53620 CVS HEALTH CORP COM 126650100 2255 22285 SH SOLE 0 0 22285 DENISON MINES CORP COM 248356107 43 26900 SH SOLE 0 0 26900 DEVON ENERGY CORP NEW COM 25179M103 12024 203344 SH SOLE 0 0 203344 DIAGEO PLC SPON ADR NEW 25243Q205 916 4508 SH SOLE 0 0 4508 DOLLAR TREE INC COM 256746108 7051 44027 SH SOLE 23000 0 21027 DOMINION ENERGY INC COM 25746U109 232 2725 SH SOLE 0 0 2725 DYADIC INTL INC DEL COM 26745T101 154 51240 SH SOLE 0 0 51240 EATON CORP PLC SHS G29183103 2053 13526 SH SOLE 0 0 13526 EATON VANCE LTD DURATION INC COM 27828H105 187 15955 SH SOLE 0 0 15955 EMBRAER S.A. SPONSORED ADS 29082A107 183 14525 SH SOLE 0 0 14525 EMERSON ELEC CO COM 291011104 1010 10296 SH SOLE 0 0 10296 ENBRIDGE INC COM 29250N105 994 21575 SH SOLE 0 0 21575 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 1699 151835 SH SOLE 0 0 151835 ENTERPRISE PRODS PARTNERS L COM 293792107 1634 63324 SH SOLE 0 0 63324 EOG RES INC COM 26875P101 5899 49479 SH SOLE 0 0 49479 EQUINOX GOLD CORP COM 29446Y502 256 31000 SH SOLE 0 0 31000 EQUITY RESIDENTIAL SH BEN INT 29476L107 2134 23736 SH SOLE 0 0 23736 ETF MANAGERS TR BLUESTAR ISRAEL 26924G870 441 7875 SH SOLE 0 0 7875 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 410 39545 SH SOLE 0 0 39545 ETF MANAGERS TR PRIME JUNIR SLVR 26924G102 1290 91620 SH SOLE 0 0 91620 EVERCORE INC CLASS A 29977A105 4277 38422 SH SOLE 18000 0 20422 EVOQUA WATER TECHNOLOGIES CO COM 30057T105 235 5000 SH SOLE 0 0 5000 EXELON CORP COM 30161N101 5345 112213 SH SOLE 0 0 112213 EXXON MOBIL CORP COM 30231G102 10358 125416 SH SOLE 0 0 125416 FEDEX CORP COM 31428X106 1015 4386 SH SOLE 0 0 4386 FIRST MAJESTIC SILVER CORP COM 32076V103 182 13850 SH SOLE 0 0 13850 FISERV INC COM 337738108 4466 44046 SH SOLE 15000 0 29046 FLEXSHARES TR MORNSTAR UPSTR 33939L407 1304 27837 SH SOLE 0 0 27837 FRANCO NEV CORP COM 351858105 3240 20312 SH SOLE 0 0 20312 FREEPORT-MCMORAN INC CL B 35671D857 2282 45880 SH SOLE 0 0 45880 GABELLI EQUITY TR INC COM 362397101 178 25615 SH SOLE 0 0 25615 GAUCHO GROUP HLDGS INC COM NEW 36809R206 103 40000 SH SOLE 0 0 40000 GENCO SHIPPING & TRADING LTD SHS Y2685T131 2896 122600 SH SOLE 0 0 122600 GENERAL DYNAMICS CORP COM 369550108 590 2445 SH SOLE 0 0 2445 GILEAD SCIENCES INC COM 375558103 401 6750 SH SOLE 0 0 6750 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 372 8531 SH SOLE 0 0 8531 GLOBAL X FDS AUTONMOUS EV ETF 37954Y624 232 8400 SH SOLE 0 0 8400 GLOBAL X FDS GLBL X MLP ETF 37954Y343 434 10765 SH SOLE 0 0 10765 GLOBAL X FDS GLOBAL X COPPER 37954Y830 377 8290 SH SOLE 0 0 8290 GLOBAL X FDS GLOBAL X SILVER 37954Y848 2129 58524 SH SOLE 0 0 58524 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 1855 24097 SH SOLE 0 0 24097 GOLDMAN SACHS PHYSICAL GOLD UNIT 38150K103 259 13450 SH SOLE 0 0 13450 GOLUB CAP BDC INC COM 38173M102 918 60349 SH SOLE 0 0 60349 GRAND CANYON ED INC COM 38526M106 1358 13986 SH SOLE 0 0 13986 HDFC BANK LTD SPONSORED ADS 40415F101 474 7735 SH SOLE 0 0 7735 HECLA MNG CO COM 422704106 1217 185260 SH SOLE 0 0 185260 HERBALIFE NUTRITION LTD COM SHS G4412G101 7983 262956 SH SOLE 110000 0 152956 HERBALIFE NUTRITION LTD NOTE 2.625% 3/1 42703MAD5 2109 2250000 PRN SOLE 2250000 0 0 HERON THERAPEUTICS INC COM 427746102 3422 598265 SH SOLE 335000 0 263265 HIGHLAND INCOME FD HIGHLAND INCOME 43010E404 224 18733 SH SOLE 0 0 18733 HOME DEPOT INC COM 437076102 981 3279 SH SOLE 0 0 3279 IDEX CORP COM 45167R104 431 2250 SH SOLE 0 0 2250 ILLINOIS TOOL WKS INC COM 452308109 288 1374 SH SOLE 0 0 1374 INTEL CORP COM 458140100 1183 23865 SH SOLE 0 0 23865 INTERCONTINENTAL EXCHANGE IN COM 45866F104 751 5685 SH SOLE 0 0 5685 INTERNATIONAL BUSINESS MACHS COM 459200101 765 5881 SH SOLE 0 0 5881 INVESCO EXCH TRADED FD TR II S&P SMLCP ENGY 46138E164 449 44855 SH SOLE 0 0 44855 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 1700 69570 SH SOLE 0 0 69570 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 289 4435 SH SOLE 0 0 4435 INVESCO QQQ TR UNIT SER 1 46090E103 60 164 SH SOLE 0 0 164 INVESCO QQQ TR UNIT SER 1 46090E103 10876 30000 SH Put SOLE 30000 0 0 ISHARES GOLD TR ISHARES NEW 464285204 4888 132723 SH SOLE 0 0 132723 ISHARES INC MSCI BRAZIL ETF 464286400 3720 98380 SH SOLE 0 0 98380 ISHARES INC MSCI JPN ETF NEW 46434G822 1383 22445 SH SOLE 0 0 22445 ISHARES INC MSCI STH KOR ETF 464286772 737 10347 SH SOLE 0 0 10347 ISHARES SILVER TR ISHARES 46428Q109 1120 48940 SH SOLE 0 0 48940 ISHARES SILVER TR ISHARES 46428Q109 229 10000 SH Call SOLE 0 0 10000 ISHARES TR CORE S&P500 ETF 464287200 467 1030 SH SOLE 0 0 1030 ISHARES TR CORE US AGGBD ET 464287226 377 3517 SH SOLE 0 0 3517 ISHARES TR FLTG RATE NT ETF 46429B655 229 4540 SH SOLE 0 0 4540 ISHARES TR ISHS 1-5YR INVS 464288646 1248 24125 SH SOLE 0 0 24125 ISHARES TR LATN AMER 40 ETF 464287390 1033 34005 SH SOLE 0 0 34005 ISHARES TR MSCI CHINA ETF 46429B671 866 16375 SH SOLE 0 0 16375 ISHARES TR MSCI INDIA ETF 46429B598 1548 34740 SH SOLE 0 0 34740 ISHARES TR PFD AND INCM SEC 464288687 420 11529 SH SOLE 0 0 11529 ISHARES TR TIPS BD ETF 464287176 1704 13679 SH SOLE 0 0 13679 ITURAN LOCATION AND CONTROL SHS M6158M104 7835 340338 SH SOLE 135000 0 205338 JAPAN SMALLER CAPITALIZATION COM 47109U104 939 131120 SH SOLE 0 0 131120 JOHNSON & JOHNSON COM 478160104 5715 32247 SH SOLE 0 0 32247 JPMORGAN CHASE & CO COM 46625H100 3338 24490 SH SOLE 0 0 24490 JUPITER WELLNESS INC COM NEW 48208F105 25 22531 SH SOLE 0 0 22531 KRANESHARES TR ASIA PACIFIC HI 500767843 872 29430 SH SOLE 0 0 29430 KRANESHARES TR CALIFORNIA CARB 500767553 4327 168705 SH SOLE 60000 0 108705 KRANESHARES TR CSI CHI INTERNET 500767306 2656 93177 SH SOLE 0 0 93177 KRANESHARES TR QUADRTC INT RT 500767736 8689 339140 SH SOLE 0 0 339140 LIBERTY BROADBAND CORP COM SER C 530307305 230 1700 SH SOLE 0 0 1700 LILLY ELI & CO COM 532457108 287 1002 SH SOLE 0 0 1002 LINDE PLC SHS G5494J103 280 876 SH SOLE 0 0 876 LISTED FD TR HORIZON KINETICS 53656F623 5962 178990 SH SOLE 0 0 178990 LOCKHEED MARTIN CORP COM 539830109 342 775 SH SOLE 0 0 775 LUMENTUM HLDGS INC COM 55024U109 3665 37555 SH SOLE 0 0 37555 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 2892 1750000 PRN SOLE 1750000 0 0 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 2318 2000000 PRN SOLE 2000000 0 0 MAG SILVER CORP COM 55903Q104 330 20425 SH SOLE 0 0 20425 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 302 6145 SH SOLE 0 0 6145 MANDIANT INC NOTE 1.625% 6/0 31816QAD3 522 525000 PRN SOLE 0 0 525000 MANULIFE FINL CORP COM 56501R106 237 11124 SH SOLE 0 0 11124 MARTIN MARIETTA MATLS INC COM 573284106 237 615 SH SOLE 0 0 615 MCDONALDS CORP COM 580135101 2573 10403 SH SOLE 0 0 10403 MEDTRONIC PLC SHS G5960L103 708 6378 SH SOLE 0 0 6378 MERCK & CO INC COM 58933Y105 5377 65539 SH SOLE 0 0 65539 META PLATFORMS INC CL A 30303M102 7313 32887 SH SOLE 12000 0 20887 MFS INTER INCOME TR SH BEN INT 55273C107 155 49342 SH SOLE 0 0 49342 MICRON TECHNOLOGY INC COM 595112103 4575 58742 SH SOLE 0 0 58742 MICROSOFT CORP COM 594918104 10094 32739 SH SOLE 0 0 32739 MICROSTRATEGY INC CL A NEW 594972408 395 812 SH SOLE 0 0 812 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 226 36465 SH SOLE 0 0 36465 MOHAWK INDS INC COM 608190104 402 3235 SH SOLE 0 0 3235 MORGAN STANLEY COM NEW 617446448 959 10970 SH SOLE 0 0 10970 MORGAN STANLEY EMERGING MKTS COM 617477104 600 120255 SH SOLE 0 0 120255 MORGAN STANLEY EMKT DBT FD I COM 61744H105 409 52600 SH SOLE 0 0 52600 MORNINGSTAR INC COM 617700109 473 1731 SH SOLE 0 0 1731 MOSAIC CO NEW COM 61945C103 19351 290998 SH SOLE 70000 0 220998 MP MATERIALS CORP COM CL A 553368101 913 15915 SH SOLE 0 0 15915 MRC GLOBAL INC COM 55345K103 4305 361488 SH SOLE 0 0 361488 NEWELL BRANDS INC COM 651229106 1974 92208 SH SOLE 0 0 92208 NEWMONT CORP COM 651639106 4977 62641 SH SOLE 0 0 62641 NEXGEN ENERGY LTD COM 65340P106 1016 179200 SH SOLE 0 0 179200 NEXTERA ENERGY INC COM 65339F101 868 10247 SH SOLE 0 0 10247 NIKE INC CL B 654106103 830 6171 SH SOLE 0 0 6171 NOKIA CORP SPONSORED ADR 654902204 55 10006 SH SOLE 0 0 10006 NORFOLK SOUTHN CORP COM 655844108 283 992 SH SOLE 0 0 992 NORTHROP GRUMMAN CORP COM 666807102 224 500 SH SOLE 0 0 500 NOVARTIS AG SPONSORED ADR 66987V109 3905 44502 SH SOLE 0 0 44502 NU HLDGS LTD ORD SHS CL A G6683N103 216 28000 SH SOLE 0 0 28000 NUTRIEN LTD COM 67077M108 3602 34815 SH SOLE 0 0 34815 NUVEEN FLOATING RATE INCOME COM SHS 6706EN100 107 10600 SH SOLE 0 0 10600 NUVEEN MORTGAGE AND INCOME F COM 670735109 414 22680 SH SOLE 0 0 22680 NVIDIA CORPORATION COM 67066G104 765 2804 SH SOLE 0 0 2804 OCCIDENTAL PETE CORP COM 674599105 1896 33410 SH SOLE 0 0 33410 PAN AMERN SILVER CORP COM 697900108 1842 67486 SH SOLE 0 0 67486 PAYPAL HLDGS INC COM 70450Y103 444 3835 SH SOLE 0 0 3835 PEPSICO INC COM 713448108 5327 31828 SH SOLE 0 0 31828 PFIZER INC COM 717081103 3770 72815 SH SOLE 0 0 72815 PHILIP MORRIS INTL INC COM 718172109 2786 29660 SH SOLE 0 0 29660 PIONEER NAT RES CO COM 723787107 1052 4209 SH SOLE 0 0 4209 PRICE T ROWE GROUP INC COM 74144T108 283 1875 SH SOLE 0 0 1875 PROCTER AND GAMBLE CO COM 742718109 1111 7269 SH SOLE 0 0 7269 PROSHARES TR SHORT QQQ NEW 74347B714 659 56900 SH SOLE 0 0 56900 PROSHARES TR ULTRAPRO SHT QQQ 74347G432 1283 38100 SH SOLE 0 0 38100 PUBLIC STORAGE COM 74460D109 1419 3636 SH SOLE 0 0 3636 QUALCOMM INC COM 747525103 711 4650 SH SOLE 0 0 4650 RANGE RES CORP COM 75281A109 295 9700 SH SOLE 0 0 9700 RAYONIER INC COM 754907103 287 6980 SH SOLE 0 0 6980 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1630 16456 SH SOLE 0 0 16456 READY CAPITAL CORP COM 75574U101 152 10115 SH SOLE 0 0 10115 ROBLOX CORP CL A 771049103 296 6403 SH SOLE 0 0 6403 ROCKLEY PHOTONICS HOLDINGS L ORDINARY SHARES G7614L109 3076 763160 SH SOLE 305000 0 458160 ROYAL GOLD INC COM 780287108 502 3550 SH SOLE 0 0 3550 S&P GLOBAL INC COM 78409V104 334 814 SH SOLE 0 0 814 SABA CAPITAL INCOME & OPRNT SHARES 78518H103 503 111325 SH SOLE 0 0 111325 SALESFORCE COM INC COM 79466L302 508 2392 SH SOLE 0 0 2392 SANOFI SPONSORED ADR 80105N105 654 12744 SH SOLE 0 0 12744 SCHLUMBERGER LTD COM STK 806857108 1724 41739 SH SOLE 0 0 41739 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 3556 122835 SH SOLE 0 0 122835 SCORPIO TANKERS INC NOTE 3.000% 5/1 80918TAB5 2391 2409000 PRN SOLE 0 0 2409000 SEABRIDGE GOLD INC COM 811916105 214 11550 SH SOLE 0 0 11550 SELECT SECTOR SPDR TR ENERGY 81369Y506 4675 61156 SH SOLE 0 0 61156 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 487 10075 SH SOLE 0 0 10075 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 287 2095 SH SOLE 0 0 2095 SHELL PLC SPON ADS 780259305 216 3938 SH SOLE 0 0 3938 SHOPIFY INC CL A 82509L107 203 301 SH SOLE 0 0 301 SIBANYE STILLWATER LTD SPONSORED ADR 82575P107 1434 88350 SH SOLE 0 0 88350 SILVERCREST METALS INC COM 828363101 461 51650 SH SOLE 0 0 51650 SIMON PPTY GROUP INC NEW COM 828806109 645 4903 SH SOLE 0 0 4903 SIMPLIFY EXCHANGE TRADED FUN SIMPLIFY INTERST 82889N855 1426 28615 SH SOLE 0 0 28615 SK TELECOM LTD SPONSORED ADR 78440P306 893 34838 SH SOLE 0 0 34838 SLR INVESTMENT CORP COM 83413U100 1201 66225 SH SOLE 0 0 66225 SM ENERGY CO COM 78454L100 2667 68485 SH SOLE 0 0 68485 SONY GROUP CORPORATION SPONSORED ADR 835699307 9738 94808 SH SOLE 30000 0 64808 SPDR S&P 500 ETF TR TR UNIT 78462F103 1443 3196 SH SOLE 0 0 3196 SPDR S&P 500 ETF TR TR UNIT 78462F103 58713 130000 SH Put SOLE 130000 0 0 SPDR SER TR BLOOMBERG INVT 78468R200 360 11820 SH SOLE 0 0 11820 SPDR SER TR S&P BIOTECH 78464A870 420 4668 SH SOLE 0 0 4668 SPDR SER TR S&P METALS MNG 78464A755 1913 31220 SH SOLE 0 0 31220 SPDR SER TR S&P OILGAS EXP 78468R556 368 2735 SH SOLE 0 0 2735 SPDR SER TR S&P REGL BKG 78464A698 247 3580 SH SOLE 0 0 3580 SPIRIT AIRLS INC COM 848577102 661 30245 SH SOLE 0 0 30245 SPIRIT AIRLS INC NOTE 4.750% 5/1 848577AA0 6035 3075000 PRN SOLE 1800000 0 1275000 SPROTT ETF TRUST GOLD MINERS ETF 85210B102 2086 63200 SH SOLE 0 0 63200 SPROTT INC COM NEW 852066208 471 9375 SH SOLE 0 0 9375 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 9169 473132 SH SOLE 0 0 473132 SPROTT PHYSICAL GOLD TR UNIT 85207H104 56823 3697007 SH SOLE 700000 0 2997007 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 331 20560 SH SOLE 0 0 20560 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 3430 391115 SH SOLE 0 0 391115 SPROUTS FMRS MKT INC COM 85208M102 9880 308936 SH SOLE 90000 0 218936 STARBUCKS CORP COM 855244109 1241 13644 SH SOLE 0 0 13644 SUNCOR ENERGY INC NEW COM 867224107 11392 349544 SH SOLE 0 0 349544 SYNOVUS FINL CORP COM NEW 87161C501 523 10670 SH SOLE 0 0 10670 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1513 14510 SH SOLE 0 0 14510 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 156 1500 SH Call SOLE 0 0 1500 TECK RESOURCES LTD CL B 878742204 3873 95885 SH SOLE 0 0 95885 TEMPLETON GLOBAL INCOME FD COM 880198106 88 17416 SH SOLE 0 0 17416 TESLA INC COM 88160R101 365 339 SH SOLE 0 0 339 TWITTER INC COM 90184L102 571 14761 SH SOLE 0 0 14761 ULTA BEAUTY INC COM 90384S303 416 1045 SH SOLE 0 0 1045 UNION PAC CORP COM 907818108 1410 5162 SH SOLE 0 0 5162 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 2583 46812 SH SOLE 0 0 46812 US BANCORP DEL COM NEW 902973304 907 17057 SH SOLE 0 0 17057 VALE S A SPONSORED ADS 91912E105 492 24590 SH SOLE 0 0 24590 VALERO ENERGY CORP COM 91913Y100 341 3360 SH SOLE 0 0 3360 VANECK ETF TRUST AGRIBUSINESS ETF 92189F700 312 2985 SH SOLE 0 0 2985 VANECK ETF TRUST CHINA BOND ETF 92189F379 2469 100225 SH SOLE 0 0 100225 VANECK ETF TRUST GOLD MINERS ETF 92189F106 4385 114349 SH SOLE 0 0 114349 VANECK ETF TRUST JUNIOR GOLD MINE 92189F791 795 16970 SH SOLE 0 0 16970 VANECK ETF TRUST RARE EARTH/STRTG 92189H805 630 5330 SH SOLE 0 0 5330 VANECK MERK GOLD TR GOLD TRUST 921078101 10540 559728 SH SOLE 125000 0 434728 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 201 2585 SH SOLE 0 0 2585 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 918 8475 SH SOLE 0 0 8475 VANGUARD INDEX FDS SM CP VAL ETF 922908611 637 3623 SH SOLE 0 0 3623 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2037 8945 SH SOLE 0 0 8945 VANGUARD INDEX FDS VALUE ETF 922908744 694 4699 SH SOLE 0 0 4699 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 406 7051 SH SOLE 0 0 7051 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1913 41460 SH SOLE 0 0 41460 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 4279 83549 SH SOLE 0 0 83549 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1195 13885 SH SOLE 0 0 13885 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 807 10328 SH SOLE 0 0 10328 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1927 11883 SH SOLE 0 0 11883 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 947 19718 SH SOLE 0 0 19718 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 511 7320 SH SOLE 0 0 7320 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 2147 19128 SH SOLE 0 0 19128 VERIZON COMMUNICATIONS INC COM 92343V104 6135 120443 SH SOLE 0 0 120443 VERTICAL CAP INCOME FD SHS BEN INT 92535C104 573 57330 SH SOLE 0 0 57330 VISA INC COM CL A 92826C839 3365 15174 SH SOLE 0 0 15174 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 355 21347 SH SOLE 0 0 21347 WALGREENS BOOTS ALLIANCE INC COM 931427108 395 8829 SH SOLE 0 0 8829 WALMART INC COM 931142103 3498 23487 SH SOLE 0 0 23487 WASTE MGMT INC DEL COM 94106L109 995 6277 SH SOLE 0 0 6277 WEC ENERGY GROUP INC COM 92939U106 217 2179 SH SOLE 0 0 2179 WELLS FARGO CO NEW PERP PFD CNV A 949746804 2006 1514 SH SOLE 0 0 1514 WESTERN ASSET HIGH INCOME OP COM 95766K109 152 34087 SH SOLE 0 0 34087 WESTERN ASST INFLTN LKD INM COM SH BEN INT 95766Q106 534 45668 SH SOLE 0 0 45668 WESTERN AST INFL LKD OPP & I COM 95766R104 864 71960 SH SOLE 0 0 71960 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 960417103 213 7850 SH SOLE 0 0 7850 WEYERHAEUSER CO MTN BE COM NEW 962166104 415 10948 SH SOLE 0 0 10948 WHEATON PRECIOUS METALS CORP COM 962879102 577 12135 SH SOLE 0 0 12135 WILLIS TOWERS WATSON PLC LTD SHS G96629103 678 2872 SH SOLE 0 0 2872 WISDOMTREE TR JP SMALLCP DIV 97717W836 969 14696 SH SOLE 0 0 14696 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 962 2325 SH SOLE 0 0 2325 ZIM INTEGRATED SHIPPING SERV SHS M9T951109 1213 16685 SH SOLE 0 0 16685 ZOETIS INC CL A 98978V103 281 1490 SH SOLE 0 0 1490