Chief Compliance Officer

0001085146-19-002201.txt : 20190812 0001085146-19-002201.hdr.sgml : 20190812 20190812165257 ACCESSION NUMBER: 0001085146-19-002201 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190812 DATE AS OF CHANGE: 20190812 EFFECTIVENESS DATE: 20190812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pekin Hardy Strauss, Inc. CENTRAL INDEX KEY: 0001020317 IRS NUMBER: 363667359 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05740 FILM NUMBER: 191017174 BUSINESS ADDRESS: STREET 1: 161 NORTH CLARK STREET STREET 2: SUITE 2200 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-896-9668 MAIL ADDRESS: STREET 1: 161 NORTH CLARK STREET STREET 2: SUITE 2200 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL DATE OF NAME CHANGE: 20060117 FORMER COMPANY: FORMER CONFORMED NAME: Pekin Singer Strauss Asset Management Inc. DATE OF NAME CHANGE: 20060117 FORMER COMPANY: FORMER CONFORMED NAME: PEKIN SINGER & SHAPIRO ASSET MANAGEMENT /IL DATE OF NAME CHANGE: 19990324 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001020317 XXXXXXXX 06-30-2019 06-30-2019 false Pekin Hardy Strauss, Inc.

161 NORTH CLARK STREET SUITE 2200 CHICAGO IL 60601

13F HOLDINGS REPORT 028-05740 N Jennifer Dunlap Chief Compliance Officer 312-554-7525 /s/ Jennifer Dunlap Chicago IL 08-09-2019 0 190 478730 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 1577 18754 SH SOLE 0 0 18754 ABBVIE INC COM 00287Y109 2836 38996 SH SOLE 0 0 38996 ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 1016 7467 SH SOLE 0 0 7467 ADAM NAT RES FD INC COM 00548F105 516 31175 SH SOLE 0 0 31175 AERCAP HOLDINGS NV SHS N00985106 323 6215 SH SOLE 0 0 6215 AGNICO EAGLE MINES LTD COM 008474108 468 9135 SH SOLE 0 0 9135 AIR LEASE CORP CL A 00912X302 14007 338833 SH SOLE 99825 0 239008 ALCON INC ORD SHS H01301128 943 15256 SH SOLE 0 0 15256 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1022 6029 SH SOLE 0 0 6029 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 169 1000 SH Call SOLE 0 0 1000 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 700 41242 SH SOLE 0 0 41242 ALLSTATE CORP COM 020002101 389 3826 SH SOLE 0 0 3826 ALPHABET INC CAP STK CL A 02079K305 6005 5546 SH SOLE 0 0 5546 ALPHABET INC CAP STK CL C 02079K107 5756 5325 SH SOLE 0 0 5325 ALPS ETF TR ALERIAN MLP 00162Q866 827 83995 SH SOLE 0 0 83995 ALTRIA GROUP INC COM 02209S103 2049 43282 SH SOLE 0 0 43282 AMAZON COM INC COM 023135106 3992 2108 SH SOLE 0 0 2108 AMERICAN ELEC PWR CO INC COM 025537101 846 9618 SH SOLE 0 0 9618 AMERICAN EXPRESS CO COM 025816109 301 2439 SH SOLE 0 0 2439 ANNALY CAP MGMT INC COM 035710409 954 104483 SH SOLE 0 0 104483 AON PLC SHS CL A G0408V102 3186 16509 SH SOLE 0 0 16509 APACHE CORP COM 037411105 229 7899 SH SOLE 0 0 7899 APPLE INC COM 037833100 5772 29165 SH SOLE 0 0 29165 ARDELYX INC COM 039697107 6357 2363174 SH SOLE 1735216 0 627958 ARES CAP CORP COM 04010L103 1708 95205 SH SOLE 0 0 95205 AT&T INC COM 00206R102 1139 33998 SH SOLE 0 0 33998 AT&T INC COM 00206R102 101 3000 SH Call SOLE 0 0 3000 AURORA CANNABIS INC COM 05156X108 117 14927 SH SOLE 0 0 14927 AUTOMATIC DATA PROCESSING IN COM 053015103 682 4126 SH SOLE 0 0 4126 BANK AMER CORP COM 060505104 564 19460 SH SOLE 0 0 19460 BANK NEW YORK MELLON CORP COM 064058100 2787 63132 SH SOLE 0 0 63132 BAXTER INTL INC COM 071813109 677 8267 SH SOLE 0 0 8267 BERKSHIRE HATHAWAY INC DEL CL A 084670108 318 1 SH SOLE 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 9397 44083 SH SOLE 0 0 44083 BIOGEN INC COM 09062X103 245 1046 SH SOLE 0 0 1046 BLACKROCK INC COM 09247X101 294 626 SH SOLE 0 0 626 BLACKSTONE MTG TR INC COM CL A 09257W100 5185 145732 SH SOLE 0 0 145732 BOEING CO COM 097023105 607 1667 SH SOLE 0 0 1667 BP PLC SPONSORED ADR 055622104 5719 137143 SH SOLE 0 0 137143 BRIGHTHOUSE FINL INC COM 10922N103 2537 69150 SH SOLE 0 0 69150 BRISTOL MYERS SQUIBB CO COM 110122108 2144 47276 SH SOLE 0 0 47276 BROADCOM INC COM 11135F101 374 1300 SH SOLE 0 0 1300 CAMBRIA ETF TR GLOBAL VALUE ETF 132061409 6144 259606 SH SOLE 0 0 259606 CAMECO CORP COM 13321L108 158 14689 SH SOLE 0 0 14689 CANADIAN NATL RY CO COM 136375102 2786 30127 SH SOLE 0 0 30127 CANOPY GROWTH CORP COM 138035100 333 8237 SH SOLE 0 0 8237 CBOE GLOBAL MARKETS INC COM 12503M108 606 5846 SH SOLE 0 0 5846 CELGENE CORP COM 151020104 325 3520 SH SOLE 0 0 3520 CENTENE CORP DEL COM 15135B101 1452 27688 SH SOLE 0 0 27688 CF INDS HLDGS INC COM 125269100 1168 25000 SH SOLE 0 0 25000 CHARTER COMMUNICATIONS INC N CL A 16119P108 383 970 SH SOLE 0 0 970 CHEVRON CORP NEW COM 166764100 2294 18431 SH SOLE 0 0 18431 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 13844 305666 SH SOLE 130575 0 175091 CHUBB LIMITED COM H1467J104 900 6109 SH SOLE 0 0 6109 CINEDIGM CORP COM NEW 172406209 14 10595 SH SOLE 10595 0 0 CISCO SYS INC COM 17275R102 324 5914 SH SOLE 0 0 5914 CITIGROUP INC COM NEW 172967424 1227 17525 SH SOLE 0 0 17525 CITIZENS FINL GROUP INC COM 174610105 921 26050 SH SOLE 0 0 26050 CME GROUP INC COM 12572Q105 2412 12427 SH SOLE 0 0 12427 COCA COLA CO COM 191216100 907 17814 SH SOLE 0 0 17814 COHEN & STEERS INFRASTRUCTUR COM 19248A109 455 17525 SH SOLE 0 0 17525 COHERENT INC COM 192479103 7398 54250 SH SOLE 19033 0 35217 COMCAST CORP NEW CL A 20030N101 302 7140 SH SOLE 0 0 7140 CONOCOPHILLIPS COM 20825C104 637 10436 SH SOLE 0 0 10436 COSTCO WHSL CORP NEW COM 22160K105 246 930 SH SOLE 0 0 930 CRITEO S A SPONS ADS 226718104 21017 1221205 SH SOLE 713149 0 508056 CVS HEALTH CORP COM 126650100 473 8678 SH SOLE 0 0 8678 DANAHER CORPORATION COM 235851102 725 5072 SH SOLE 0 0 5072 DELTA AIR LINES INC DEL COM NEW 247361702 253 4450 SH SOLE 0 0 4450 DESPEGAR COM CORP ORD SHS G27358103 6345 456820 SH SOLE 279299 0 177521 DIAGEO P L C SPON ADR NEW 25243Q205 494 2868 SH SOLE 0 0 2868 DISNEY WALT CO COM DISNEY 254687106 1579 11305 SH SOLE 0 0 11305 DOMINION ENERGY INC COM 25746U109 248 3204 SH SOLE 0 0 3204 DUPONT DE NEMOURS INC COM 26614N102 289 3855 SH SOLE 0 0 3855 DYADIC INTL INC DEL COM 26745T101 384 61358 SH SOLE 0 0 61358 EATON CORP PLC SHS G29183103 1705 20477 SH SOLE 0 0 20477 EMBRAER S A SPONSORED ADS 29082A107 14680 729239 SH SOLE 328524 0 400715 EMERSON ELEC CO COM 291011104 1107 16599 SH SOLE 0 0 16599 ENBRIDGE INC COM 29250N105 769 21308 SH SOLE 0 0 21308 ENTERPRISE PRODS PARTNERS L COM 293792107 1328 45996 SH SOLE 0 0 45996 EXACT SCIENCES CORP COM 30063P105 590 5000 SH SOLE 0 0 5000 EXELON CORP COM 30161N101 6907 144078 SH SOLE 0 0 144078 EXXON MOBIL CORP COM 30231G102 6892 89938 SH SOLE 0 0 89938 FACEBOOK INC CL A 30303M102 668 3461 SH SOLE 0 0 3461 FEDEX CORP COM 31428X106 2647 16122 SH SOLE 0 0 16122 FORTIVE CORP COM 34959J108 204 2500 SH SOLE 0 0 2500 FREEPORT-MCMORAN INC CL B 35671D857 174 15000 SH SOLE 0 0 15000 GABELLI EQUITY TR INC COM 362397101 142 23043 SH SOLE 0 0 23043 GENERAL DYNAMICS CORP COM 369550108 727 4000 SH SOLE 0 0 4000 GENERAL ELECTRIC CO COM 369604103 190 18090 SH SOLE 0 0 18090 GENERAL MTRS CO COM 37045V100 405 10518 SH SOLE 0 0 10518 GILEAD SCIENCES INC COM 375558103 634 9390 SH SOLE 0 0 9390 GOLDMAN SACHS GROUP INC COM 38141G104 528 2581 SH SOLE 0 0 2581 GOLUB CAP BDC INC COM 38173M102 1796 100881 SH SOLE 0 0 100881 HELMERICH & PAYNE INC COM 423452101 205 4040 SH SOLE 0 0 4040 HOME DEPOT INC COM 437076102 544 2616 SH SOLE 0 0 2616 HUDSON TECHNOLOGIES INC COM 444144109 1922 2234926 SH SOLE 1052099 0 1182827 IDEX CORP COM 45167R104 387 2250 SH SOLE 0 0 2250 ILLINOIS TOOL WKS INC COM 452308109 288 1908 SH SOLE 0 0 1908 INTEL CORP COM 458140100 253 5277 SH SOLE 0 0 5277 INTERNATIONAL BUSINESS MACHS COM 459200101 841 6096 SH SOLE 0 0 6096 INVESCO EXCHNG TRADED FD TR CHINA REALESTE 46138E602 645 22575 SH SOLE 0 0 22575 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 2266 100000 SH Put SOLE 100000 0 0 IQIYI INC SPONSORED ADS 46267X108 258 12500 SH SOLE 0 0 12500 IQIYI INC SPONSORED ADS 46267X108 10 500 SH Call SOLE 0 0 500 ISHARES GOLD TRUST ISHARES 464285105 1766 130845 SH SOLE 0 0 130845 ISHARES TR CORE S&P500 ETF 464287200 681 2310 SH SOLE 0 0 2310 ISHARES TR MSCI EMG MKT ETF 464287234 640 14923 SH SOLE 0 0 14923 JD COM INC SPON ADR CL A 47215P106 215 7100 SH SOLE 0 0 7100 JOHNSON & JOHNSON COM 478160104 5173 37143 SH SOLE 0 0 37143 JONES LANG LASALLE INC COM 48020Q107 13452 95612 SH SOLE 27015 0 68597 JPMORGAN CHASE & CO COM 46625H100 2849 25483 SH SOLE 0 0 25483 LINDE PLC SHS G5494J103 218 1086 SH SOLE 0 0 1086 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1534 23967 SH SOLE 0 0 23967 MANULIFE FINL CORP COM 56501R106 220 12124 SH SOLE 0 0 12124 MCDONALDS CORP COM 580135101 1639 7894 SH SOLE 0 0 7894 MCKESSON CORP COM 58155Q103 443 3295 SH SOLE 0 0 3295 MEDTRONIC PLC SHS G5960L103 660 6773 SH SOLE 0 0 6773 MERCK & CO INC COM 58933Y105 5401 64411 SH SOLE 0 0 64411 METLIFE INC COM 59156R108 264 5314 SH SOLE 0 0 5314 MFA FINL INC COM 55272X102 74 10250 SH SOLE 0 0 10250 MICROSOFT CORP COM 594918104 5713 42646 SH SOLE 0 0 42646 MONMOUTH REAL ESTATE INVT CO CL A 609720107 154 11340 SH SOLE 0 0 11340 MORNINGSTAR INC COM 617700109 360 2487 SH SOLE 0 0 2487 MOSAIC CO NEW COM 61945C103 11765 470048 SH SOLE 203779 0 266269 NEWMONT GOLDCORP CORPORATION COM 651639106 279 7264 SH SOLE 0 0 7264 NEXTERA ENERGY INC COM 65339F101 641 3128 SH SOLE 0 0 3128 NIKE INC CL B 654106103 477 5676 SH SOLE 0 0 5676 NOKIA CORP SPONSORED ADR 654902204 61 12091 SH SOLE 0 0 12091 NOVARTIS A G SPONSORED ADR 66987V109 7067 77395 SH SOLE 0 0 77395 NUTRIEN LTD COM 67077M108 204 3798 SH SOLE 0 0 3798 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 275 34662 SH SOLE 0 0 34662 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 125 11725 SH SOLE 0 0 11725 PARK HOTELS RESORTS INC COM 700517105 1385 50250 SH SOLE 0 0 50250 PAYCHEX INC COM 704326107 246 2993 SH SOLE 0 0 2993 PAYPAL HLDGS INC COM 70450Y103 413 3605 SH SOLE 0 0 3605 PEPSICO INC COM 713448108 4712 35937 SH SOLE 0 0 35937 PFIZER INC COM 717081103 3072 70914 SH SOLE 0 0 70914 PHILIP MORRIS INTL INC COM 718172109 594 7570 SH SOLE 0 0 7570 PRICE T ROWE GROUP INC COM 74144T108 202 1840 SH SOLE 0 0 1840 PROCTER AND GAMBLE CO COM 742718109 1103 10059 SH SOLE 0 0 10059 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 70 13625 SH SOLE 0 0 13625 QUALCOMM INC COM 747525103 715 9400 SH SOLE 0 0 9400 RAYTHEON CO COM NEW 755111507 344 1979 SH SOLE 0 0 1979 RED HAT INC COM 756577102 282 1500 SH SOLE 0 0 1500 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 159 10000 SH Call SOLE 10000 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 528 8122 SH SOLE 0 0 8122 RYANAIR HLDGS PLC SPONSORED ADS 783513203 808 12595 SH SOLE 0 0 12595 SANOFI SPONSORED ADR 80105N105 1575 36393 SH SOLE 0 0 36393 SCHLUMBERGER LTD COM 806857108 571 14357 SH SOLE 0 0 14357 SILICOM LTD ORD M84116108 10263 313949 SH SOLE 172719 0 141230 SINA CORP ORD G81477104 21558 499847 SH SOLE 284403 0 215444 SK TELECOM LTD SPONSORED ADR 78440P108 14597 589768 SH SOLE 196562 0 393206 SOLAR CAP LTD COM 83413U100 3144 153126 SH SOLE 0 0 153126 SONY CORP SPONSORED ADR 835699307 1134 21645 SH SOLE 0 0 21645 SPDR GOLD TRUST GOLD SHS 78463V107 4872 36578 SH SOLE 1000 0 35578 SPDR S&P 500 ETF TR TR UNIT 78462F103 753 2571 SH SOLE 0 0 2571 SPIRIT AIRLS INC COM 848577102 236 4950 SH SOLE 0 0 4950 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 6179 467023 SH SOLE 0 0 467023 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 50117 4423383 SH SOLE 2094075 0 2329308 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 96 16750 SH SOLE 0 0 16750 STARBUCKS CORP COM 855244109 2288 27290 SH SOLE 0 0 27290 STARWOOD PPTY TR INC COM 85571B105 1567 68960 SH SOLE 0 0 68960 STERICYCLE INC COM 858912108 767 16065 SH SOLE 0 0 16065 SUNCOR ENERGY INC NEW COM 867224107 6143 197137 SH SOLE 0 0 197137 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1681 42910 SH SOLE 0 0 42910 TITAN INTL INC ILL COM 88830M102 4509 922031 SH SOLE 438156 0 483875 TOTAL S A SPONSORED ADS 89151E109 1215 21775 SH SOLE 0 0 21775 UNION PACIFIC CORP COM 907818108 1583 9361 SH SOLE 0 0 9361 UNITED TECHNOLOGIES CORP COM 913017109 502 3858 SH SOLE 0 0 3858 US BANCORP DEL COM NEW 902973304 2051 39145 SH SOLE 0 0 39145 VANECK MERK GOLD TRUST GOLD TRUST 921078101 4431 320650 SH SOLE 177000 0 143650 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1048 40988 SH SOLE 0 0 40988 VANGUARD GROUP DIV APP ETF 921908844 763 6624 SH SOLE 0 0 6624 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 398 4550 SH SOLE 0 0 4550 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2902 19335 SH SOLE 0 0 19335 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 556 10905 SH SOLE 0 0 10905 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4759 111906 SH SOLE 0 0 111906 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1997 47888 SH SOLE 0 0 47888 VERIZON COMMUNICATIONS INC COM 92343V104 486 8500 SH Call SOLE 0 0 8500 VERIZON COMMUNICATIONS INC COM 92343V104 10475 183354 SH SOLE 0 0 183354 VISA INC COM CL A 92826C839 2358 13585 SH SOLE 0 0 13585 VOYA FINL INC COM 929089100 3039 54960 SH SOLE 0 0 54960 WALGREENS BOOTS ALLIANCE INC COM 931427108 676 12366 SH SOLE 0 0 12366 WALMART INC COM 931142103 2443 22115 SH SOLE 0 0 22115 WEIBO CORP SPONSORED ADR 948596101 976 22405 SH SOLE 0 0 22405 WELLS FARGO CO NEW COM 949746101 209 4416 SH SOLE 0 0 4416 WEYERHAEUSER CO COM 962166104 558 21188 SH SOLE 0 0 21188 WILLIS TOWERS WATSON PUB LTD SHS G96629103 3383 17661 SH SOLE 0 0 17661 ZEBRA TECHNOLOGIES CORP CL A 989207105 1299 6200 SH SOLE 0 0 6200