0001085146-11-000891.txt : 20110811 0001085146-11-000891.hdr.sgml : 20110811 20110811161728 ACCESSION NUMBER: 0001085146-11-000891 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110811 DATE AS OF CHANGE: 20110811 EFFECTIVENESS DATE: 20110811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL CENTRAL INDEX KEY: 0001020317 IRS NUMBER: 363667359 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05740 FILM NUMBER: 111027967 BUSINESS ADDRESS: STREET 1: 21 S CLARK ST. STREET 2: SUITE 3325 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3125547529 MAIL ADDRESS: STREET 1: 21 S CLARK ST. STREET 2: SUITE 3325 CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: Pekin Singer Strauss Asset Management Inc. DATE OF NAME CHANGE: 20060117 FORMER COMPANY: FORMER CONFORMED NAME: PEKIN SINGER & SHAPIRO ASSET MANAGEMENT /IL DATE OF NAME CHANGE: 19990324 13F-HR 1 pekin2q2011.txt PEKIN SINGER STRAUSS ASSET MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Pekin, Singer Strauss Asset Management, Inc. Address: 21 South Clark Street, Suite 3325 Chicago, Illinois 60603 13F File Number: 028-5740 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: William Schmidle Title: Chief Financial Officer Phone: 312-554-7526 Signature, Place, and Date of Signing: William Schmidle Chicago, Illinois August 10, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 149 FORM 13F INFORMATION TABLE VALUE TOTAL: 355,754,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- TECH DATA CORP SR DEB CONV CONV 878237AE6 109 105000 PRN SOLE 105000 TRANSOCEAN INC 1.5%37F BONDS D CONV 893830av1 4111 4130000 PRN SOLE 4130000 TRANSOCEAN INC SR NT ISIN#US89 CONV 893830AW9 208 211000 PRN SOLE 211000 100,000THS KINDER MORGAN MGMT COM EKE55U103 0 66905 SH SOLE 66905 3DFX INTERACTIVE INC XXX REGIS COM 88553X103 0 21750 SH SOLE 21750 3M CO COM COM 88579Y101 348 3672 SH SOLE 3672 ABBOTT LABS COM COM 002824100 876 16649 SH SOLE 16649 ACE 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