0001085146-11-000891.txt : 20110811
0001085146-11-000891.hdr.sgml : 20110811
20110811161728
ACCESSION NUMBER: 0001085146-11-000891
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110811
DATE AS OF CHANGE: 20110811
EFFECTIVENESS DATE: 20110811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL
CENTRAL INDEX KEY: 0001020317
IRS NUMBER: 363667359
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05740
FILM NUMBER: 111027967
BUSINESS ADDRESS:
STREET 1: 21 S CLARK ST.
STREET 2: SUITE 3325
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3125547529
MAIL ADDRESS:
STREET 1: 21 S CLARK ST.
STREET 2: SUITE 3325
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: Pekin Singer Strauss Asset Management Inc.
DATE OF NAME CHANGE: 20060117
FORMER COMPANY:
FORMER CONFORMED NAME: PEKIN SINGER & SHAPIRO ASSET MANAGEMENT /IL
DATE OF NAME CHANGE: 19990324
13F-HR
1
pekin2q2011.txt
PEKIN SINGER STRAUSS ASSET MANAGEMENT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Pekin, Singer Strauss Asset Management, Inc.
Address: 21 South Clark Street, Suite 3325
Chicago, Illinois 60603
13F File Number: 028-5740
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person signing this Report on Behalf of Reporting Manager:
Name: William Schmidle
Title: Chief Financial Officer
Phone: 312-554-7526
Signature, Place, and Date of Signing:
William Schmidle Chicago, Illinois August 10, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 149
FORM 13F INFORMATION TABLE VALUE TOTAL: 355,754,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
TECH DATA CORP SR DEB CONV CONV 878237AE6 109 105000 PRN SOLE 105000
TRANSOCEAN INC 1.5%37F BONDS D CONV 893830av1 4111 4130000 PRN SOLE 4130000
TRANSOCEAN INC SR NT ISIN#US89 CONV 893830AW9 208 211000 PRN SOLE 211000
100,000THS KINDER MORGAN MGMT COM EKE55U103 0 66905 SH SOLE 66905
3DFX INTERACTIVE INC XXX REGIS COM 88553X103 0 21750 SH SOLE 21750
3M CO COM COM 88579Y101 348 3672 SH SOLE 3672
ABBOTT LABS COM COM 002824100 876 16649 SH SOLE 16649
ACE LIMITED SHS ISIN#CH0044328 COM H0023R105 425 6456 SH SOLE 6456
ADVANCE AMER CASH ADVANCE CTRS COM 00739W107 380 55200 SH SOLE 55200
ALBANY MOLECULR RESEARCH COM 012423109 6881 1430640 SH SOLE 1430640
ALCARD CHEMICALS GROUP INC COM COM 013775101 0 90000 SH SOLE 90000
ALLSTATE CORP COM 020002101 227 7424 SH SOLE 7424
ALTRIA GROUP INC COM COM 02209S103 544 20606 SH SOLE 20606
AMERICAN ELECTRIC POWER CO COM 025537101 356 9452 SH SOLE 9452
AMERICAN EXPRESS COMPANY COM 025816109 339 6550 SH SOLE 6550
ANNALY CAP MGMT INC COM COM 035710409 23876 1323493 SH SOLE 1323493
APPLE INC COM 037833100 1938 5775 SH SOLE 5775
AT&T INC COM COM 00206R102 973 30969 SH SOLE 30969
AUTOMATIC DATA PROCESSING INC COM 053015103 270 5125 SH SOLE 5125
AVI BIOPHARMA INC COM COM 002346104 29 20000 SH SOLE 20000
BANK AMER CORP COM COM 060505104 354 32280 SH SOLE 32280
BANK OF NEW YORK MELLON CORP C COM 064058100 245 9573 SH SOLE 9573
BARRICK GOLD CORP COM ISIN#CA0 COM 067901108 237 5230 SH SOLE 5230
BAXTER INTL INC COM COM 071813109 382 6399 SH SOLE 6399
BECTON DICKINSON & CO COM 075887109 234 2715 SH SOLE 2715
BERKSHIRE HATHAWAY B NEW CLASS COM 084670702 639 8254 SH SOLE 8254
BERKSHIRE HATHAWAY INC DEL CL COM 084670108 232 2 SH SOLE 2
BP PLC SPONS ADR COM 055622104 9889 223269 SH SOLE 223269
BRISTOL MYERS SQUIBB CO COM COM 110122108 693 23932 SH SOLE 23932
CANADIAN NATL RY CO COM ISIN#C COM 136375102 4381 54831 SH SOLE 54831
CATERPILLAR INC COM 149123101 374 3513 SH SOLE 3513
CBOE HLDGS INC COM COM 12503M108 1364 55467 SH SOLE 55467
CENTRAL FD CDA LTD CL A COM 153501101 12839 630293 SH SOLE 630293
CENTRAL GOLDTRUST TR UNIT COM 153546106 23626 417208 SH SOLE 417208
CHEVRON CORP NEW COM COM 166764100 2449 23814 SH SOLE 23814
CINTAS CORP COM 172908105 2098 63516 SH SOLE 63516
CISCO SYSTEMS INC COM 17275R102 207 13253 SH SOLE 13253
CME GROUP INC COM COM 12572Q105 1345 4613 SH SOLE 4613
COCA COLA COMPANY COM 191216100 6705 99638 SH SOLE 99638
COHEN & STEERS INFRASTRUCTURE COM 19248A109 254 14250 SH SOLE 14250
CONOCOPHILLIPS COM COM 20825C104 1581 21022 SH SOLE 21022
COPYTELE INC COM 217721109 4 10000 SH SOLE 10000
COSTCO WHOLESALE CORP NEW COM COM 22160K105 545 6705 SH SOLE 6705
CROSS TIMBERS ROYALTY TRUST COM 22757R109 212 4750 SH SOLE 4750
DANAHER CORP COM COM 235851102 329 6200 SH SOLE 6200
DATATRAK INTL INC COM COM 238134100 6 11400 SH SOLE 11400
DELL INC COM 24702R101 2345 140689 SH SOLE 140689
DISNEY WALT CO COM 254687106 240 6151 SH SOLE 6151
DOMINION RES INC VA COM COM 25746U109 472 9778 SH SOLE 9778
DOW CHEM CO COM 260543103 230 6400 SH SOLE 6400
DTE ENERGY CO COM COM 233331107 3 50 SH SOLE 50
DU PONT E I DE NEMOURS & COMPA COM 263534109 391 7235 SH SOLE 7235
DUKE ENERGY CORP NEW COM COM 26441C105 305 16212 SH SOLE 16212
DUN & BRADSTREET CORP DEL NEW COM 26483E100 385 5097 SH SOLE 5097
DYADIC INTERNATIONAL INC COM 26745T101 256 156321 SH SOLE 156321
ECO2 PLASTICS INC COM COM 27885H105 0 80000 SH SOLE 80000
EMC CORP (MASS) COM COM 268648102 200 7275 SH SOLE 7275
EMERSON ELEC CO COM COM 291011104 1514 26915 SH SOLE 26915
ETFS GOLD TR SH COM 26922Y105 4970 33375 SH SOLE 33375
EXELON CORP COM COM 30161N101 4802 112082 SH SOLE 112082
EXPEDITION MINING ORD SHS ISIN COM 30212V102 6 20000 SH SOLE 20000
EXXON MOBIL CORP COM COM 30231G102 7433 91334 SH SOLE 91334
FEDEX CORP COM COM 31428X106 216 2275 SH SOLE 2275
FEMALE HEALTH CO COM COM 314462102 193 38600 SH SOLE 38600
FOCUS ENHANCEMENTS INXXX BANKR COM 344159108 0 10000 SH SOLE 10000
GABELLI EQUITY TRUST INC COM 362397101 70 11530 SH SOLE 11530
GATX CORP COM 361448103 349 9400 SH SOLE 9400
GENERAL DYNAMICS CORP COM COM 369550108 238 3200 SH SOLE 3200
GENERAL ELECTRIC CO COM COM 369604103 3841 203633 SH SOLE 203633
HANESBRANDS INC COM 410345102 14268 499750 SH SOLE 499750
HOME DEPOT INC COM COM 437076102 424 11712 SH SOLE 11712
ILLINOIS TOOL WORKS INC COM COM 452308109 412 7300 SH SOLE 7300
IMAGEMAX INC COM 45245V101 0 28500 SH SOLE 28500
INDIGENOUS GLOBAL DEV CORP COM COM 45567W109 0 13300 SH SOLE 13300
INTEL CORP COM COM 458140100 257 11575 SH SOLE 11575
INTERNATIONAL BUSINESS MACHS C COM 459200101 1137 6627 SH SOLE 6627
IPASS INC COM ISIN#US46261V108 COM 46261V108 21 14000 SH SOLE 14000
ISHARES COMEX GOLD TR ISHARES COM 464285105 2211 151000 SH SOLE 151000
ISHARES SILVER TR ISHARES COM 46428Q109 349 10300 SH SOLE 10300
ITERIS INC NEW COM COM 46564T107 14 10635 SH SOLE 10635
JOHNSON & JOHNSON COM COM 478160104 20934 314696 SH SOLE 314696
JP MORGAN CHASE & CO COM ISIN# COM 46625H100 3492 85296 SH SOLE 85296
K SEA TRASN PARTNERS L P COM COM 48268Y101 2126 261219 SH SOLE 261219
KIMBERLY CLARK CORP COM 494368103 4097 61551 SH SOLE 61551
KRAFT FOODS INC CL A COM 50075N104 516 14645 SH SOLE 14645
MANULIFE FINL CORP COM ISIN#CA COM 56501R106 542 30698 SH SOLE 30698
MEDTRONIC INC COM 585055106 571 14827 SH SOLE 14827
MERCK & CO INC NEW COM COM 58933Y105 6397 181278 SH SOLE 181278
MFA FINL INC COM COM 55272X102 253 31450 SH SOLE 31450
MHM SVCS INC COM NEW COM 55301L202 848 325 SH SOLE 325
MICROSOFT CORP COM COM 594918104 1621 62328 SH SOLE 62328
MOLEX INC COM COM 608554101 1391 53975 SH SOLE 53975
NABORS INDS LTD SHS ISIN#BMG63 COM G6359F103 22586 916625 SH SOLE 916625
NEWELL RUBBERMAID INC COM COM 651229106 387 24524 SH SOLE 24524
NEXTERA ENERGY INC COM COM 65339F101 244 4240 SH SOLE 4240
NOBLE CORPORATION BAAR NAMEN A COM H5833N103 6374 161743 SH SOLE 161743
NOKIA CORP SPONSORED ADR COM 654902204 182 28325 SH SOLE 28325
OCCIDENTAL PETROLEUM CORP COM COM 674599105 151 1450 SH SOLE 1450
P I C O HOLDINGS INC NEW COM 693366205 10900 375861 SH SOLE 375861
PDI INC COM 69329V100 3664 516825 SH SOLE 516825
PEPSICO INC COM 713448108 3206 45514 SH SOLE 45514
PERSHING RESOURCES CO COM 715310108 21 226100 SH SOLE 226100
PFIZER INC COM COM 717081103 23790 1154861 SH SOLE 1154861
PHILIP MORRIS INTL INC COM COM 718172109 1696 25396 SH SOLE 25396
POWERWAVE TECH INC COM 739363109 1052 356700 SH SOLE 356700
PRAXAIR INC COM 74005P104 243 2244 SH SOLE 2244
PRIVATEBANCORP INC COM COM 742962103 143 10350 SH SOLE 10350
PROCTER & GAMBLE CO COM COM 742718109 1541 24247 SH SOLE 24247
RADIO ONE INC CLASS D CLASS D COM 75040P405 350 197754 SH SOLE 197754
RSTK BIG DAWG HLDGS INC COM 089999601 0 14286 SH SOLE 14286
SANFILIPPO JOHN B & SON COM 800422107 13292 1571175 SH SOLE 1571175
SCHLUMBERGER LTD COM ISIN#AN80 COM 806857108 242 2797 SH SOLE 2797
SEALED AIR CORP NEW COM COM 81211K100 17499 735559 SH SOLE 735559
SHELLCASE LIMITED F COM m82775103 0 23500 SH SOLE 23500
SPDR GOLD TRUST SPDR GOLD SHAR COM 78463V107 10753 73647 SH SOLE 73647
SPDR S&P 500 ETF TR TR UNIT COM 78462F103 347 2632 SH SOLE 2632
SPEIZMAN INDUSTRIES IXXX REGIS COM 847805108 0 35400 SH SOLE 35400
SPROTT PHYS GLD TR ETN F COM 85207H104 14957 1146135 SH SOLE 1146135
SPROTT PHYS SIL TR ETF F SPROT COM 85207K107 4440 280680 SH SOLE 280680
STARBUCKS CORP COM COM 855244109 268 6785 SH SOLE 6785
SUNCOR ENERGY INC NEW COM ISIN COM 867224107 229 5860 SH SOLE 5860
SUPERVALU INC COM 868536103 208 22126 SH SOLE 22126
TEVA PHARMACEUTICAL INDUSTRIES COM 881624209 337 6984 SH SOLE 6984
TRUDY CORP COM 897835104 4 4000000 SH SOLE 4000000
UNION PACIFIC CORP COM COM 907818108 366 3506 SH SOLE 3506
UNITED TECHNOLOGIES CORP COM COM 913017109 489 5527 SH SOLE 5527
URANIUM PARTN CORP COM ISIN#CA COM 917017105 8028 1216200 SH SOLE 1216200
VANGUARD INTL EQUITY INDEX FDS COM 922042858 2068 42533 SH SOLE 42533
VERIZON COMMUNICATIONS COM COM 92343V104 719 19320 SH SOLE 19320
VODAFONE GROUP PLC SPON ADR NE COM 92857W209 204 7620 SH SOLE 7620
WAL MART STORES INC COM COM 931142103 16142 303755 SH SOLE 303755
WALGREEN CO COM 931422109 1254 29540 SH SOLE 29540
WILLIS GROUP HLDGS PUBLIC LTD COM G96666105 19811 481905 SH SOLE 481905
WINTRUST FINL CORP COM COM 97650W108 261 8100 SH SOLE 8100
ZEBRA TECHNOLOGIES CL A COM 989207105 2674 63400 SH SOLE 63400
ASAHI GLASS ADR ADR 043393206 868 74935 SH SOLE 74935
COMPANHIA DE BEBIDAS DAS AMERS ADR 20441W203 354 10500 SH SOLE 10500
GLAXOSMITHKLINE PLC SPONS ADR ADR 37733W105 223 5192 SH SOLE 5192
NOVARTIS AG SPONSORED ADR ADR 66987V109 22059 360975 SH SOLE 360975
ROHM CO LTD ADR ADR 775376106 1748 61432 SH SOLE 61432
ROYAL DUTCH SHELL PLC SPONSORE ADR 780259206 701 9850 SH SOLE 9850
ALLIANCEBERNSTEIN HLDGS L P UN LTD 01881G106 5575 286786 SH SOLE 286786
ENTERPRISE PRODS PARTNERS L P LTD 293792107 326 7555 SH SOLE 7555
*PIMCO COMMODITY REAL RETURN S 722005667 137 15666.648SH SOLE 15666.648
APPLESEED FUND INSTITUTIONAL C 90470K164 1530 113025.713SH SOLE 113025.713
T ROWE PRICE EMERGING MARKETS 77956H864 256 7222.534 SH SOLE 7222.534
VANGUARD 500 INDEX FUND INVEST 922908108 258 2122.411 SH SOLE 2122.411
ASAHI GLASS CO LTD ORD ISIN#JP COM J02394120 4126 356000 SH SOLE 356000
DR.CI:LABO CO LTD SHS ISIN#JP3 COM J12459103 8032 1578 SH SOLE 1578
MABUCHI MOTORS SHS ISIN#JP3870 COM J39186101 8179 163100 SH SOLE 163100
ROHM CO ISIN#JP3982800009 COM J65328122 5747 101000 SH SOLE 101000