0001209191-20-021050.txt : 20200324 0001209191-20-021050.hdr.sgml : 20200324 20200324212930 ACCESSION NUMBER: 0001209191-20-021050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200312 FILED AS OF DATE: 20200324 DATE AS OF CHANGE: 20200324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moore Carol CENTRAL INDEX KEY: 0001574700 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21937 FILM NUMBER: 20739835 MAIL ADDRESS: STREET 1: C/O CERUS CORPORATION STREET 2: 2550 STANWELL DRIVE CITY: CONCORD STATE: CA ZIP: 94520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CERUS CORP CENTRAL INDEX KEY: 0001020214 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 680262011 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1220 CONCORD AVENUE STREET 2: SUITE 600 CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 9252886000 MAIL ADDRESS: STREET 1: 1220 CONCORD AVENUE STREET 2: SUITE 600 CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: CERUS TECHNOLOGIES INC DATE OF NAME CHANGE: 19960731 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-12 0 0001020214 CERUS CORP CERS 0001574700 Moore Carol C/O CERUS CORPORATION 1220 CONCORD AVE SUITE 600 CONCORD CA 94520 0 1 0 0 SVP Reg. & Quality Common Stock 2020-03-17 4 M 0 7500 A 77602 D Common Stock 2020-03-17 4 S 0 3157 3.5947 D 74445 D Common Stock 2020-03-17 4 M 0 15833 A 90278 D Common Stock 2020-03-17 4 S 0 6028 3.5947 D 84250 D Common Stock 2020-03-17 4 M 0 45000 A 129250 D Common Stock 2020-03-17 4 S 0 17499 3.5947 D 111751 D Restricted Stock Unit 2020-03-12 4 M 0 7500 D Common Stock 7500 0 D Restricted Stock Unit 2020-03-12 4 M 0 15833 D Common Stock 15833 15833 D Restricted Stock Unit 2020-03-12 4 M 0 45000 D Common Stock 45000 90000 D Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock. Includes 2,362 shares purchased under Issuer's Employee Stock Purchase Plan on 02/28/20. Represents shares sold pursuant to an instruction intended to comply with the requirements of Rule 10b5-1 that was elected by the Reporting Person on the date of grant to cover statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in Table II and does not represent a discretionary sale by the reporting person. The restricted stock unit vests in three equal annual installments beginning on March 12, 2018. Not applicable. The restricted stock unit vests in three equal annual installments beginning on March 12, 2019. The restricted stock unit vests in three equal annual installments beginning on March 12, 2020. Carol Moore, by Chrystal Menard, attorney-in-fact 2020-03-24