0001209191-19-019485.txt : 20190314 0001209191-19-019485.hdr.sgml : 20190314 20190314164451 ACCESSION NUMBER: 0001209191-19-019485 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190310 FILED AS OF DATE: 20190314 DATE AS OF CHANGE: 20190314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moore Carol CENTRAL INDEX KEY: 0001574700 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-21937 FILM NUMBER: 19681630 MAIL ADDRESS: STREET 1: C/O CERUS CORPORATION STREET 2: 2550 STANWELL DRIVE CITY: CONCORD STATE: CA ZIP: 94520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CERUS CORP CENTRAL INDEX KEY: 0001020214 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 680262011 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2550 STANWELL DRIVE CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 9252886000 MAIL ADDRESS: STREET 1: 2550 STANWELL DRIVE STREET 2: STE 300 CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: CERUS TECHNOLOGIES INC DATE OF NAME CHANGE: 19960731 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2019-03-10 2019-03-13 0 0001020214 CERUS CORP CERS 0001574700 Moore Carol C/O CERUS CORPORATION 2550 STANWELL DRIVE CONCORD CA 94520 0 1 0 0 SVP Reg. & Quality Common Stock 2019-03-10 4 M 0 6000 A 53750 D Common Stock 2019-03-12 4 S 0 2075 6.48 D 51675 D Common Stock 2019-03-12 4 M 0 7500 A 59175 D Common Stock 2019-03-13 4 S 0 2832 5.8989 D 56343 D Common Stock 2019-03-12 4 M 0 15834 A 72177 D Common Stock 2019-03-13 4 S 0 5979 5.90 D 66198 D Restricted Stock Unit 2019-03-10 4 M 0 6000 D Common Stock 6000 0 D Restricted Stock Unit 2019-03-12 4 M 0 7500 D Common Stock 7500 7500 D Restricted Stock Unit 2019-03-12 4 M 0 15834 D Common Stock 15834 31666 D Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock. Includes 5,044 and 1,865 shares purchased under Issuer's Employee Stock Purchase Plan on 08/31/18 and 02/28/19, respectively. Represents the number of shares required to be sold to cover the statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in Table II. This sale is mandated by the election to satisfy the minimum statutory tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary sale by the reporting person. The restricted stock unit vests in three equal annual installments beginning on March 10, 2017. Not applicable. The restricted stock unit vests in three equal annual installments beginning on March 12, 2018. The restricted stock unit vests in three equal annual installments beginning on March 12, 2019. Amended to correct Table I, Column 5 to include 3/10/19 release of 6,000 shares. Carol Moore, by Chrystal Menard, attorney-in-fact 2019-03-14