0001209191-19-019485.txt : 20190314
0001209191-19-019485.hdr.sgml : 20190314
20190314164451
ACCESSION NUMBER: 0001209191-19-019485
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190310
FILED AS OF DATE: 20190314
DATE AS OF CHANGE: 20190314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moore Carol
CENTRAL INDEX KEY: 0001574700
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21937
FILM NUMBER: 19681630
MAIL ADDRESS:
STREET 1: C/O CERUS CORPORATION
STREET 2: 2550 STANWELL DRIVE
CITY: CONCORD
STATE: CA
ZIP: 94520
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CERUS CORP
CENTRAL INDEX KEY: 0001020214
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 680262011
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2550 STANWELL DRIVE
CITY: CONCORD
STATE: CA
ZIP: 94520
BUSINESS PHONE: 9252886000
MAIL ADDRESS:
STREET 1: 2550 STANWELL DRIVE
STREET 2: STE 300
CITY: CONCORD
STATE: CA
ZIP: 94520
FORMER COMPANY:
FORMER CONFORMED NAME: CERUS TECHNOLOGIES INC
DATE OF NAME CHANGE: 19960731
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2019-03-10
2019-03-13
0
0001020214
CERUS CORP
CERS
0001574700
Moore Carol
C/O CERUS CORPORATION
2550 STANWELL DRIVE
CONCORD
CA
94520
0
1
0
0
SVP Reg. & Quality
Common Stock
2019-03-10
4
M
0
6000
A
53750
D
Common Stock
2019-03-12
4
S
0
2075
6.48
D
51675
D
Common Stock
2019-03-12
4
M
0
7500
A
59175
D
Common Stock
2019-03-13
4
S
0
2832
5.8989
D
56343
D
Common Stock
2019-03-12
4
M
0
15834
A
72177
D
Common Stock
2019-03-13
4
S
0
5979
5.90
D
66198
D
Restricted Stock Unit
2019-03-10
4
M
0
6000
D
Common Stock
6000
0
D
Restricted Stock Unit
2019-03-12
4
M
0
7500
D
Common Stock
7500
7500
D
Restricted Stock Unit
2019-03-12
4
M
0
15834
D
Common Stock
15834
31666
D
Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.
Includes 5,044 and 1,865 shares purchased under Issuer's Employee Stock Purchase Plan on 08/31/18 and 02/28/19, respectively.
Represents the number of shares required to be sold to cover the statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in Table II. This sale is mandated by the election to satisfy the minimum statutory tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary sale by the reporting person.
The restricted stock unit vests in three equal annual installments beginning on March 10, 2017.
Not applicable.
The restricted stock unit vests in three equal annual installments beginning on March 12, 2018.
The restricted stock unit vests in three equal annual installments beginning on March 12, 2019.
Amended to correct Table I, Column 5 to include 3/10/19 release of 6,000 shares.
Carol Moore, by Chrystal Menard, attorney-in-fact
2019-03-14