0001209191-17-020946.txt : 20170315 0001209191-17-020946.hdr.sgml : 20170315 20170315201742 ACCESSION NUMBER: 0001209191-17-020946 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170310 FILED AS OF DATE: 20170315 DATE AS OF CHANGE: 20170315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CERUS CORP CENTRAL INDEX KEY: 0001020214 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 680262011 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2550 STANWELL DRIVE CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 9252886000 MAIL ADDRESS: STREET 1: 2550 STANWELL DRIVE STREET 2: STE 300 CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: CERUS TECHNOLOGIES INC DATE OF NAME CHANGE: 19960731 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Green Kevin Dennis CENTRAL INDEX KEY: 0001459351 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21937 FILM NUMBER: 17692681 MAIL ADDRESS: STREET 1: C/O CERUS CORPORATION STREET 2: 2411 STANWELL DRIVE CITY: CONCORD STATE: CA ZIP: 94520 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-10 0 0001020214 CERUS CORP CERS 0001459351 Green Kevin Dennis C/O CERUS CORPORATION 2550 STANWELL DRIVE CONCORD CA 94520 0 1 0 0 Chief Financial Officer Common Stock 2017-03-10 4 M 0 6000 A 54405 D Common Stock 2017-03-15 4 S 0 2343 4.21 D 52062 D Restricted Stock Unit 2017-03-10 4 M 0 6000 D Common Stock 6000 12000 D Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock. Includes 3,756 shares and 2,482 shares purchased under Issuer's Employee Stock Purchase Plan on August 31, 2016 and February 28, 2017, respectively. Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units listed in Table II. This sale is mandated by the election to satisfy the minimum statutory tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary sale by the reporting person. The restricted stock unit vests in three equal annual installments beginning on March 10, 2017. Not applicable. Kevin D. Green by Chrystal Menard, attorney-in-fact 2017-03-15