0000894189-16-010970.txt : 20160809 0000894189-16-010970.hdr.sgml : 20160809 20160809170320 ACCESSION NUMBER: 0000894189-16-010970 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160809 DATE AS OF CHANGE: 20160809 EFFECTIVENESS DATE: 20160809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PURISIMA FUNDS CENTRAL INDEX KEY: 0001019946 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-07737 FILM NUMBER: 161819063 BUSINESS ADDRESS: STREET 1: 5525 NW FISHER CREEK DRIVE CITY: CAMAS STATE: WA ZIP: 98607 BUSINESS PHONE: 415-851-7925 MAIL ADDRESS: STREET 1: 5525 NW FISHER CREEK DRIVE CITY: CAMAS STATE: WA ZIP: 98607 0001019946 S000005935 The Purisima Total Return Fund C000016365 The Purisima Total Return Fund PURIX 0001019946 S000005936 The Purisima All-Purpose Fund C000016366 The Purisima All-Purpose Fund PURLX N-PX 1 purisima_npx.txt ANNUAL REPORT OF PROXY VOTING ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-07737 Reporting Period: 07/01/2015 - 06/30/2016 The Purisima Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07737 THE PURISIMA FUNDS 5525 NW Fisher Creek Drive Camas, WA 98607 Kenneth L. Fisher 5525 NW Fisher Creek Drive Camas, WA 98607 (650) 851-7925 Date of fiscal year end: August 31 Date of reporting period: July 1, 2015 - June 30, 2016 ============================ Purisima Total Return ============================= ADVANCED INFO SERVICE PCL Ticker: ADVANC Security ID: Y0014U183 Meeting Date: MAR 29, 2016 Meeting Type: Annual Record Date: FEB 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Matters to be Informed None None Management 2 Approve Minutes of Previous Meeting For For Management 3 Acknowledge Report on Operating Results None None Management 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Allocation of Income as For For Management Dividend 6 Approve Deloitte Touche Tohmatsu For For Management Jaiyos Audit Co. Ltd. as Auditors and Authorize Board to Fix Their Remuneration 7.1 Elect Vithit Leenutaphong as Director For For Management 7.2 Elect Surasak Vajasit as Director For For Management 7.3 Elect Jeann Low Ngiab Jong as Director For For Management 7.4 Elect Stephen Miller as Director For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Issuance and Sale of Warrants For For Management to Employees of the Company and Subsidiaries 10 Approve Issuance of Shares for the For For Management Conversion of Warrants to be Issued to Directors and Employees of the Company and its Subsidiaries 11 Approve Allocation of Warrants to For For Management Employees of the Company and Subsidiaries 12 Other Business For Against Management -------------------------------------------------------------------------------- ADVANCED SEMICONDUCTOR ENGINEERING INC. Ticker: 2311 Security ID: 00756M404 Meeting Date: JUN 28, 2016 Meeting Type: Annual Record Date: APR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor E1 Approve Amendments to Articles of For For Management Association G1 Approve Business Operations Report and For For Management Financial Statements G2 Approve Plan on Profit Distribution For For Management H1 Approve Issuance of Ordinary Shares For For Management and/or Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt and/or Domestic Cash Increase by Issuance of Common Shares and/or Issuance of Convertible Bonds via Private Placement H2 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- AIA GROUP LTD. Ticker: 1299 Security ID: Y002A1105 Meeting Date: MAY 06, 2016 Meeting Type: Annual Record Date: MAY 03, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Swee-Lian Teo as Director For For Management 4 Elect Narongchai Akrasanee as Director For For Management 5 Elect George Yong-Boon Yeo as Director For For Management 6 Elect Mark Edward Tucker as Director For For Management 7 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 8A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8B Authorize Repurchase of Issued Share For For Management Capital 8C Approve Allotment and Issuance of For For Management Additional Shares Under the Restricted Share Unit Scheme -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LTD. Ticker: BABA Security ID: 01609W102 Meeting Date: OCT 08, 2015 Meeting Type: Annual Record Date: AUG 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Joseph C. Tsai as Director For Against Management 1.2 Elect Jonathan Zhaoxi Lu as Director For Against Management 1.3 Elect J. Michael Evans as Director For Against Management 1.4 Elect Borje E. Ekholm as Director For For Management 1.5 Elect Wan Ling Martello as Director For For Management 2 Approve PricewaterhouseCoopers as For For Management Independent Auditors -------------------------------------------------------------------------------- ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Page For For Management 1.2 Elect Director Sergey Brin For For Management 1.3 Elect Director Eric E. Schmidt For For Management 1.4 Elect Director L. John Doerr For For Management 1.5 Elect Director Diane B. Greene For For Management 1.6 Elect Director John L. Hennessy For Withhold Management 1.7 Elect Director Ann Mather For For Management 1.8 Elect Director Alan R. Mulally For For Management 1.9 Elect Director Paul S. Otellini For Withhold Management 1.10 Elect Director K. Ram Shriram For Withhold Management 1.11 Elect Director Shirley M. Tilghman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Amended and Restated Certificate of For Against Management Incorporation of Google Inc. 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Report on Political Contributions Against For Shareholder 8 Require a Majority Vote for the Against For Shareholder Election of Directors 9 Require Independent Board Chairman Against For Shareholder 10 Report on Gender Pay Gap Against For Shareholder -------------------------------------------------------------------------------- AMAZON.COM, INC. Ticker: AMZN Security ID: 023135106 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey P. Bezos For For Management 1b Elect Director Tom A. Alberg For For Management 1c Elect Director John Seely Brown For For Management 1d Elect Director William B. Gordon For For Management 1e Elect Director Jamie S. Gorelick For For Management 1f Elect Director Judith A. McGrath For For Management 1g Elect Director Jonathan J. Rubinstein For For Management 1h Elect Director Thomas O. Ryder For For Management 1i Elect Director Patricia Q. Stonesifer For For Management 1j Elect Director Wendell P. Weeks For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Report on Sustainability, Including Against For Shareholder GHG Goals 4 Report on Human Rights Risk Assessment Against For Shareholder Process 5 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 02, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director Ursula M. Burns For For Management 1c Elect Director Kenneth I. Chenault For For Management 1d Elect Director Peter Chernin For For Management 1e Elect Director Ralph de la Vega For For Management 1f Elect Director Anne L. Lauvergeon For For Management 1g Elect Director Michael O. Leavitt For For Management 1h Elect Director Theodore J. Leonsis For For Management 1i Elect Director Richard C. Levin For For Management 1j Elect Director Samuel J. Palmisano For For Management 1k Elect Director Daniel L. Vasella For For Management 1l Elect Director Robert D. Walter For For Management 1m Elect Director Ronald A. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Prepare Employment Diversity Report Against For Shareholder 6 Report on Board Oversight of Privacy Against For Shareholder and Data Security and Requests for Customer Information 7 Provide Right to Act by Written Consent Against For Shareholder 8 Report on Lobbying Payments and Policy Against Against Shareholder 9 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- AMOREPACIFIC CORP. Ticker: A090430 Security ID: Y01258105 Meeting Date: MAR 18, 2016 Meeting Type: Annual Record Date: DEC 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect One Inside Director and One For For Management Outside Director (Bundled) 4 Elect Eom Young-ho as Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA Ticker: ABI Security ID: B6399C107 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: APR 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 3.60 per Share 5 Approve Discharge of Directors For For Management 6 Approve Discharge of Auditors For For Management 7 Ratify Deloitte as Auditors and For For Management Approve Auditors' Remuneration 8a Approve Remuneration Report For Against Management 8b Approve Non-Employee Director Stock For Against Management Option Plan and According Stock Option Grants to Non-Executive Directors 9.a Approve Change-of-Control Clause Re : For For Management Restated USD 9 Billion Senior Facilities Agreement of Aug. 28, 2015 9.b Approve Change-of-Control Clause Re : For For Management USD 75 Billion Senior Facilities Agreement of Oct. 28, 2015 10 Acknowledge Cancellation of VVPR Strips For For Management 11 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 26, 2016 Meeting Type: Annual Record Date: DEC 28, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James Bell For For Management 1.2 Elect Director Tim Cook For For Management 1.3 Elect Director Al Gore For For Management 1.4 Elect Director Bob Iger For For Management 1.5 Elect Director Andrea Jung For For Management 1.6 Elect Director Art Levinson For For Management 1.7 Elect Director Ron Sugar For For Management 1.8 Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Create Feasibility Plan for Net-Zero Against Against Shareholder GHG Emissions, Including for Major Suppliers 6 Adopt Policy to Increase Diversity of Against Against Shareholder Senior Management and Board of Directors 7 Report on Guidelines for Country Against Against Shareholder Selection 8 Adopt Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- BANGKOK DUSIT MEDICAL SERVICES PCL Ticker: BDMS Security ID: Y06071255 Meeting Date: APR 21, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Company's Performance None None Management 3 Accept Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Elect Santasiri Sornmani as Director For For Management 5.2 Elect Chavalit Sethameteekul as For For Management Director 5.3 Elect Sombut Uthaisang as Director For For Management 5.4 Elect Att Thongtang as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: SEP 22, 2015 Meeting Type: Special Record Date: AUG 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bylaw Amendment to Permit For For Management Board to Determine Leadership Structure -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: MAR 02, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For For Management 1e Elect Director Pierre J.P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Thomas J. May For For Management 1j Elect Director Brian T. Moynihan For For Management 1k Elect Director Lionel L. Nowell, III For For Management 1l Elect Director Thomas D. Woods For For Management 1m Elect Director R. David Yost For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PwC as Auditors For For Management 4 Clawback of Incentive Payments Against Against Shareholder -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 03988 Security ID: Y0698A107 Meeting Date: DEC 04, 2015 Meeting Type: Special Record Date: NOV 03, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhu Hexin as Director For For Management 2 Elect Zhang Jinliang as Director For For Management 3 Approve Remuneration Distribution Plan For For Management for the Chairman, Executive Directors, Chairman of Board of Supervisors and Shareholder Representative Supervisors in 2014 4 Approve Overseas Listing of BOC For For Management Aviation Pte. Ltd. 5 Authorized Board to Deal with All For For Management Matters in Relation to the Overseas Listing of BOC Aviation Pte. Ltd. 6 Approve the Description of the For For Management Sustainable Profitability and Prospects of the Bank 7 Approve the Undertaking of the Bank to For For Management Maintain its Independent Listing Status 8 Approve the Compliance of the Overseas For For Management Listing of BOC Aviation Pte. Ltd. with the Circular on Issues in Relation to Regulating Overseas Listing of Subsidiaries of Domestic Listed Companies 9 Approve Provision of Assured For For Management Entitlement to H-share Shareholders Only for the Spin-off of BOC Aviation Pte. Ltd. -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 03988 Security ID: Y0698A107 Meeting Date: DEC 04, 2015 Meeting Type: Special Record Date: NOV 03, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Assured For For Management Entitlement to H-share Shareholders Only for the Spin-off of BOC Aviation Pte. Ltd. -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y0698A107 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: MAY 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2015 Work Report of Board of For For Management Directors 2 Approve 2015 Work Report of Board of For For Management Supervisors 3 Approve 2015 Annual Financial For For Management Statements 4 Approve 2015 Profit Distribution Plan For For Management 5 Approve 2016 Annual Budget for Fixed For For Management Assets Investment 6 Approve Ernst & Young Hua Ming as For For Management External Auditor 7.1 Elect Tian Guoli as Director For For Management 7.2 Elect Wang Yong as Director For For Management 8.1 Elect Lu Zhengfei as Director For For Management 8.2 Elect Leung Cheuk Yan as Director For For Management 8.3 Elect Wang Changyun as Director For For Management 9.1 Elect Li Jun as Supervisor For For Management 9.2 Elect Wang Xueqiang as Supervisor For For Management 9.3 Elect Liu Wanming as Supervisor For For Management 10 Approve Issuance of Bonds For For Management 11 Approve Issuance of Qualified For For Management Write-Down Tier-2 Capital Instruments -------------------------------------------------------------------------------- BASF SE Ticker: BAS Security ID: D06216317 Meeting Date: APR 29, 2016 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2015 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.90 per Share 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2015 4 Approve Discharge of Management Board For For Management for Fiscal 2015 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2016 -------------------------------------------------------------------------------- BAYER AG Ticker: BAYN Security ID: D0712D163 Meeting Date: APR 29, 2016 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.50 per Share for Fiscal 2015 2 Approve Discharge of Management Board For For Management for Fiscal 2015 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2015 4.1 Elect Johanna Faber to the Supervisory For For Management Board 4.2 Elect Wolfgang Plischke to the For For Management Supervisory Board 5 Approve Remuneration System for For For Management Management Board Members 6 Ratify PricewaterhouseCoopers as For For Management Auditors for Fiscal 2016 7 Ratify Deloitte & Touche GmbH as For For Management Auditors for the First Quarter of Fiscal 2017 -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670702 Meeting Date: APR 30, 2016 Meeting Type: Annual Record Date: MAR 02, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffett For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Howard G. Buffett For For Management 1.4 Elect Director Stephen B. Burke For For Management 1.5 Elect Director Susan L. Decker For For Management 1.6 Elect Director William H. Gates, III For For Management 1.7 Elect Director David S. Gottesman For For Management 1.8 Elect Director Charlotte Guyman For For Management 1.9 Elect Director Thomas S. Murphy For For Management 1.10 Elect Director Ronald L. Olson For For Management 1.11 Elect Director Walter Scott, Jr. For For Management 1.12 Elect Director Meryl B. Witmer For For Management 2 Report on Insurance Division's Against For Shareholder Response to Climate Change Risks -------------------------------------------------------------------------------- BLACKROCK, INC. Ticker: BLK Security ID: 09247X101 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 30, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdlatif Yousef Al-Hamad For Against Management 1b Elect Director Mathis Cabiallavetta For For Management 1c Elect Director Pamela Daley For For Management 1d Elect Director William S. Demchak For For Management 1e Elect Director Jessica P. Einhorn For For Management 1f Elect Director Laurence D. Fink For For Management 1g Elect Director Fabrizio Freda For For Management 1h Elect Director Murry S. Gerber For For Management 1i Elect Director James Grosfeld For For Management 1j Elect Director Robert S. Kapito For For Management 1k Elect Director David H. Komansky For For Management 1l Elect Director Deryck Maughan For For Management 1m Elect Director Cheryl D. Mills For For Management 1n Elect Director Gordon M. Nixon For For Management 1o Elect Director Thomas H. O'Brien For For Management 1p Elect Director Ivan G. Seidenberg For For Management 1q Elect Director Marco Antonio Slim Domit For For Management 1r Elect Director John S. Varley For For Management 1s Elect Director Susan L. Wagner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Proxy Access Right For For Management 5 Report on Proxy Voting and Executive Against Against Shareholder Compensation -------------------------------------------------------------------------------- CHEUNG KONG PROPERTY HOLDINGS LTD. Ticker: 1113 Security ID: G2103F101 Meeting Date: MAY 13, 2016 Meeting Type: Annual Record Date: MAY 09, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Ka-shing as Director For For Management 3.2 Elect Kam Hing Lam as Director For Against Management 3.3 Elect Ip Tak Chuen, Edmond as Director For Against Management 3.4 Elect Chung Sun Keung, Davy as Director For Against Management 3.5 Elect Chiu Kwok Hung, Justin as For Against Management Director 3.6 Elect Chow Wai Kam as Director For Against Management 3.7 Elect Pau Yee Wan, Ezra as Director For Against Management 3.8 Elect Woo Chia Ching, Grace as Director For Against Management 3.9 Elect Cheong Ying Chew, Henry as For Against Management Director 3.10 Elect Chow Nin Mow, Albert as Director For For Management 3.11 Elect Hung Siu-lin, Katherine as For For Management Director 3.12 Elect Simon Murray as Director For Against Management 3.13 Elect Yeh Yuan Chang, Anthony as For For Management Director 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Annual Fees Payable to the For For Management Chairman and Other Directors of the Company for each Financial Year 6.1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6.2 Authorize Repurchase of Issued Share For For Management Capital 6.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 30, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alexander B. Cummings, None None Management Jr. - Resigned 1b Elect Director Linnet F. Deily For For Management 1c Elect Director Robert E. Denham For For Management 1d Elect Director Alice P. Gast For For Management 1e Elect Director Enrique Hernandez, Jr. For For Management 1f Elect Director Jon M. Huntsman, Jr. For For Management 1g Elect Director Charles W. Moorman, IV For For Management 1h Elect Director John G. Stumpf For For Management 1i Elect Director Ronald D. Sugar For For Management 1j Elect Director Inge G. Thulin For For Management 1k Elect Director John S. Watson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Non-Employee Director Omnibus For For Management Stock Plan 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Adopt Quantitative GHG Goals for Against Against Shareholder Products and Operations 7 Annually Assess Portfolio Impacts of Against For Shareholder Policies to Meet 2 Degree Scenario 8 Annually Report Reserve Replacements Against Against Shareholder in BTUs 9 Increase Return of Capital to Against Against Shareholder Shareholders in Light of Climate Change Risks 10 Report on the Result of Efforts to Against For Shareholder Minimize Hydraulic Fracturing Impacts 11 Require Director Nominee with Against For Shareholder Environmental Experience 12 Amend Bylaws -- Call Special Meetings Against For Shareholder -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 00939 Security ID: Y1397N101 Meeting Date: OCT 28, 2015 Meeting Type: Special Record Date: SEP 25, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Carl Walter as Director For For Management 2 Elect Anita Fung Yuen Mei as Director For For Management -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 00939 Security ID: Y1397N101 Meeting Date: JUN 17, 2016 Meeting Type: Annual Record Date: MAY 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2015 Report of the Board of For For Management Directors 2 Approve 2015 Report of the Board of For For Management Supervisors 3 Approve 2015 Final Financial Accounts For For Management 4 Approve 2015 Profit Distribution Plan For For Management 5 Approve Budget of 2016 Fixed Assets For For Management Investment 6 Approve Remuneration Distribution and For For Management Settlement Plan for Directors in 2014 7 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors in 2014 8 Elect Zhang Long as Director For For Management 9 Elect Chung Shui Ming Timpson as For Against Management Director 10 Elect Wim Kok as Director For For Management 11 Elect Murray Horn as Director For For Management 12 Elect Liu Jin as Supervisor For For Management 13 Elect Li Xiaoling as Supervisor For For Management 14 Elect Bai Jianjun as Supervisor For For Management 15 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Domestic Accounting Firm and PricewaterhouseCoopers as International Accounting Firm and Fix Their Remuneration 16 Amend Impact of Diluted Immediate For For Management Return from Preference Share Issuance and Measures to Make Up the Return 17 Elect Guo Yanpeng as Director None For Shareholder -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO., LTD Ticker: 601601 Security ID: Y1505Z103 Meeting Date: OCT 29, 2015 Meeting Type: Special Record Date: SEP 25, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lee Ka Sze, Carmelo as Director For Against Management 2 Elect Zhang Xinmei as Supervisor For For Management -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO., LTD Ticker: 601601 Security ID: Y1505Z103 Meeting Date: JUN 17, 2016 Meeting Type: Annual Record Date: MAY 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2015 Report of the Board of For For Management Directors 2 Approve 2015 Report of the Board of For For Management Supervisors 3 Approve 2015 Annual Report of A shares For For Management 4 Approve 2015 Annual Report of H shares For For Management 5 Approve 2015 Financial Statements And For For Management Statutory Reports 6 Approve 2015 Profit Distribution Plan For For Management 7 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and Internal Control Auditor and PricewaterhouseCoopers as Overseas Auditor and Authorize Board to Fix Their Remuneration 8 Approve 2015 Due Diligence Report For For Management 9 Approve 2015 Report on Performance of For For Management Independent Directors 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CIMB GROUP HOLDINGS BERHAD Ticker: CIMB Security ID: Y1636J101 Meeting Date: APR 18, 2016 Meeting Type: Annual Record Date: APR 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mohamed Nazir Abdul Razak as For For Management Director 2 Elect Glenn Muhammad Surya Yusuf as For For Management Director 3 Elect Watanan Petersik as Director For For Management 4 Elect Mohd Nasir Ahmad as Director For For Management 5 Elect Lee Kok Kwan as Director For For Management 6 Elect Hiroaki Demizu as Director For For Management 7 Approve Remuneration of Directors for For For Management the Financial Year Ended December 31, 2015 8 Approve Remuneration of Directors from For For Management January 1, 2016 Until the Next Annual General Meeting of the Company 9 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Gratuity Payment to Md Nor Md For Against Management Yusof 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 12 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Scheme 13 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: NOV 19, 2015 Meeting Type: Annual Record Date: SEP 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol A. Bartz For For Management 1b Elect Director M. Michele Burns For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director John T. Chambers For For Management 1e Elect Director Brian L. Halla For For Management 1f Elect Director John L. Hennessy For For Management 1g Elect Director Kristina M. Johnson For For Management 1h Elect Director Roderick C. McGeary For For Management 1i Elect Director Charles H. Robbins For For Management 1j Elect Director Arun Sarin For For Management 1k Elect Director Steven M. West For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Adopt Holy Land Principles Against Against Shareholder 5 Adopt Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 600030 Security ID: Y1639N117 Meeting Date: AUG 25, 2015 Meeting Type: Special Record Date: JUL 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class of Shares to be Issued For Against Management in Relation to the Issuance of New H Shares 1.2 Approve Issue Time in Relation to the For Against Management Issuance of New H Shares 1.3 Approve Issue Method in Relation to For Against Management the Issuance of New H Shares 1.4 Approve Target Subscribers in Relation For Against Management to the Issuance of New H Shares 1.5 Approve Number of Shares to be Issued For Against Management in Relation to the Issuance of New H Shares 1.6 Approve Issue Price in Relation to For Against Management the Issuance of New H Shares 1.7 Approve Subscription Method in For Against Management Relation to the Issuance of New H Shares 1.8 Approve Accumulated Profits in For Against Management Relation to the Issuance of New H Shares 1.9 Approve Use of Proceeds in Relation to For Against Management the Issuance of New H Shares 1.10 Approve Resolution Validity Period in For Against Management Relation to the Issuance of New H Shares 1.11 Authorize Board to Handle Relevant For Against Management Matters in Relation to Amendments to the Articles of Association 1.12 Authorize Board to Deal with All For Against Management Matters in Relation to the Issuance of New H Shares -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 600030 Security ID: Y1639N117 Meeting Date: AUG 25, 2015 Meeting Type: Special Record Date: JUL 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class of Shares to be Issued For Against Management in Relation to the Issuance of New H Shares 1.2 Approve Issue Time in Relation to the For Against Management Issuance of New H Shares 1.3 Approve Issue Method in Relation to For Against Management the Issuance of New H Shares 1.4 Approve Target Subscribers in Relation For Against Management to the Issuance of New H Shares 1.5 Approve Number of Shares to be Issued For Against Management in Relation to the Issuance of New H Shares 1.6 Approve Issue Price in Relation to For Against Management the Issuance of New H Shares 1.7 Approve Subscription Method in For Against Management Relation to the Issuance of New H Shares 1.8 Approve Accumulated Profits in For Against Management Relation to the Issuance of New H Shares 1.9 Approve Use of Proceeds in Relation to For Against Management the Issuance of New H Shares 1.10 Approve Resolution Validity Period in For Against Management Relation to the Issuance of New H Shares 1.11 Authorize Board to Handle Relevant For Against Management Matters in Relation to Amendments to the Articles of Association 1.12 Authorize Board to Deal with All For Against Management Matters in Relation to the Issuance of New H Shares -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 600030 Security ID: Y1639N117 Meeting Date: JAN 19, 2016 Meeting Type: Special Record Date: DEC 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Youjun as Director For For Management 1.2 Elect Yin Ke as Director For For Management 1.3 Elect Yang Minghui as Director For For Management 1.4 Elect Fang Jun as Director For For Management 1.5 Elect Liu Ke as Director For For Management 1.6 Elect He Jia as Director For For Management 1.7 Elect Chan, Charles Sheung Wai as For For Management Director 2.1 Elect Li Fang as Supervisor For For Management 2.2 Elect Guo Zhao as Supervisor For For Management 2.3 Elect Rao Geping as Supervisor For For Management -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Ellen M. Costello For For Management 1c Elect Director Duncan P. Hennes For For Management 1d Elect Director Peter B. Henry For For Management 1e Elect Director Franz B. Humer For For Management 1f Elect Director Renee J. James For For Management 1g Elect Director Eugene M. McQuade For For Management 1h Elect Director Michael E. O'Neill For For Management 1i Elect Director Gary M. Reiner For For Management 1j Elect Director Judith Rodin For For Management 1k Elect Director Anthony M. Santomero For For Management 1l Elect Director Joan E. Spero For For Management 1m Elect Director Diana L. Taylor For For Management 1n Elect Director William S. Thompson, Jr. For For Management 1o Elect Director James S. Turley For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Executive Incentive Bonus Plan For For Management 6 Demonstrate No Gender Pay Gap Against Against Shareholder 7 Report on Lobbying Payments and Policy Against For Shareholder 8 Appoint a Stockholder Value Committee Against Against Shareholder 9 Claw-back of Payments under Against Against Shareholder Restatements 10 Limit/Prohibit Accelerated Vesting of Against For Shareholder Awards -------------------------------------------------------------------------------- CK HUTCHISON HOLDINGS LIMITED Ticker: 1 Security ID: G21765105 Meeting Date: MAY 13, 2016 Meeting Type: Annual Record Date: MAY 09, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Li Tzar Kuoi, Victor as Director For For Management 3b Elect Fok Kin Ning, Canning as Director For For Management 3c Elect Frank John Sixt as Director For Against Management 3d Elect Lee Yeh Kwong, Charles as For Against Management Director 3e Elect George Colin Magnus as Director For Against Management 3f Elect Michael David Kadoorie as For Against Management Director 3g Elect Wong Yick-ming, Rosanna as For For Management Director 4 Approve PricewaterhouseCoopers, For For Management Certified Public Accountants, as Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Authorize Reissuance of Repurchased For Against Management Shares 6 Adopt Second HCML Share Option Scheme For Against Management -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: DEC 10, 2015 Meeting Type: Special Record Date: OCT 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Securities For For Management -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Sheldon M. Bonovitz For For Management 1.4 Elect Director Edward D. Breen For Withhold Management 1.5 Elect Director Joseph J. Collins For Withhold Management 1.6 Elect Director Gerald L. Hassell For Withhold Management 1.7 Elect Director Jeffrey A. Honickman For For Management 1.8 Elect Director Eduardo G. Mestre For For Management 1.9 Elect Director Brian L. Roberts For For Management 1.10 Elect Director Johnathan A. Rodgers For For Management 1.11 Elect Director Judith Rodin For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Restricted Stock Plan For For Management 4 Amend Stock Option Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Amend Nonqualified Employee Stock For For Management Purchase Plan 7 Report on Lobbying Payments and Policy Against For Shareholder 8 Pro-rata Vesting of Equity Awards Against For Shareholder 9 Require Independent Board Chairman Against For Shareholder 10 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- CTBC FINANCIAL HOLDING CO., LTD. Ticker: 2891 Security ID: Y15093100 Meeting Date: JUN 24, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Financial Statements For For Management 3 Approve Plan on Profit Distribution For For Management 4 Approve Issuance of New Shares For For Management 5 Approve Issuance of Shares via a For For Management Private Placement 6 Other Business None Against Management -------------------------------------------------------------------------------- CTRIP.COM INTERNATIONAL LTD. Ticker: CTRP Security ID: 22943F100 Meeting Date: DEC 21, 2015 Meeting Type: Annual Record Date: NOV 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- DAIMLER AG Ticker: DAI Security ID: D1668R123 Meeting Date: APR 06, 2016 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2015 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.25 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2015 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2015 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2016 6.1 Elect Manfred Bischoff to the For For Management Supervisory Board 6.2 Elect Petraea Heynike to the For For Management Supervisory Board -------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD. Ticker: D05 Security ID: Y20246107 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Elect Euleen Goh as Director For For Management 6 Elect Danny Teoh as Director For For Management 7 Elect Piyush Gupta as Director For For Management 8 Elect Nihal Vijaya Devadas Kaviratne For For Management as Director 9 Approve Grant of Awards and Issuance For For Management of Shares Pursuant to the DBSH Share Plan 10 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 11 Approve Issuance of Shares Under the For For Management DBSH Scrip Dividend Scheme for the Final Dividends for the Year Ended Dec. 31, 2015 12 Approve Issuance of Shares Under the For For Management DBSH Scrip Dividend Scheme for the Dividends which may be Declared for the Year Ending Dec. 31, 2016 13 Authorize Share Repurchase Program For For Management 14 Adopt New Constitution For For Management -------------------------------------------------------------------------------- DR. REDDY'S LABORATORIES Ticker: 500124 Security ID: 256135203 Meeting Date: JUL 31, 2015 Meeting Type: Annual Record Date: JUN 25, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend Payment For For Management 3 Elect G.V. Prasad as Director For For Management 4 Approve B S R & Co. LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 5 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- DR. REDDY'S LABORATORIES Ticker: 500124 Security ID: 256135203 Meeting Date: SEP 18, 2015 Meeting Type: Special Record Date: AUG 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- DR. REDDY'S LABORATORIES Ticker: 500124 Security ID: 256135203 Meeting Date: APR 02, 2016 Meeting Type: Special Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Repurchase Program For For Management -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: APR 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Boskin For For Management 1.2 Elect Director Peter Brabeck-Letmathe For For Management 1.3 Elect Director Angela F. Braly For For Management 1.4 Elect Director Ursula M. Burns For For Management 1.5 Elect Director Larry R. Faulkner For For Management 1.6 Elect Director Jay S. Fishman For For Management 1.7 Elect Director Henrietta H. Fore For For Management 1.8 Elect Director Kenneth C. Frazier For For Management 1.9 Elect Director Douglas R. Oberhelman For For Management 1.10 Elect Director Samuel J. Palmisano For For Management 1.11 Elect Director Steven S. Reinemund For For Management 1.12 Elect Director Rex W. Tillerson For For Management 1.13 Elect Director William C. Weldon For For Management 1.14 Elect Director Darren W. Woods For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Require Director Nominee with Against For Shareholder Environmental Experience 6 Seek Sale of Company/Assets Against Against Shareholder 7 Proxy Access Against For Shareholder 8 Disclose Percentage of Females at Each Against Against Shareholder Percentile of Compensation 9 Report on Lobbying Payments and Policy Against For Shareholder 10 Increase Return of Capital to Against Against Shareholder Shareholders in Light of Climate Change Risks 11 Adopt Policy Acknowledging the Against For Shareholder Imperative for 2 Degree Limit 12 Annually Assess Portfolio Impacts of Against For Shareholder Policies to Meet 2 Degree Scenario 13 Annually Report Reserve Replacements Against Against Shareholder in BTUs 14 Report on the Result of Efforts to Against For Shareholder Minimize Hydraulic Fracturing Impacts -------------------------------------------------------------------------------- FUBON FINANCIAL HOLDING CO. LTD. Ticker: 2881 Security ID: Y26528102 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Business Operations Report and For For Management Financial Statements 3 Approve Plan for Profit Distribution For For Management 4 Approve Long-term Funds Raising Plan For For Management 5 Approve Release of Restrictions of For For Management Competitive Activities of Director Daniel Tsai 6 Approve Release of Restrictions of For For Management Competitive Activities of Director Richard Tsai 7 Approve Release of Restrictions of For For Management Competitive Activities of Director Vivien Hsu 8 Approve Release of Restrictions of For For Management Competitive Activities of Director Samuel Hsu 9 Approve Release of Restrictions of For For Management Competitive Activities of Director Jerry Harn 10.1 Elect Jason Wang with ID No. For For Management R101091XXX as Independent Director -------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Ticker: GE Security ID: 369604103 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor A1 Elect Director Sebastien M. Bazin For For Management A2 Elect Director W. Geoffrey Beattie For For Management A3 Elect Director John J. Brennan For For Management A4 Elect Director Francisco D' Souza For For Management A5 Elect Director Marijn E. Dekkers For For Management A6 Elect Director Peter B. Henry For For Management A7 Elect Director Susan J. Hockfield For For Management A8 Elect Director Jeffrey R. Immelt For For Management A9 Elect Director Andrea Jung For For Management A10 Elect Director Robert W. Lane For For Management A11 Elect Director Rochelle B. Lazarus For For Management A12 Elect Director Lowell C. McAdam For For Management A13 Elect Director James J. Mulva For For Management A14 Elect Director James E. Rohr For For Management A15 Elect Director Mary L. Schapiro For For Management A16 Elect Director James S. Tisch For For Management B1 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation B2 Ratify KPMG LLP as Auditors For For Management C1 Report on Lobbying Payments and Policy Against For Shareholder C2 Require Independent Board Chairman Against Against Shareholder C3 Adopt Holy Land Principles Against Against Shareholder C4 Restore or Provide for Cumulative Against Against Shareholder Voting C5 Performance-Based and/or Time-Based Against Against Shareholder Equity Awards C6 Report on Guidelines for Country Against Against Shareholder Selection -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: 37733W105 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Withhold Management 3 Elect Vindi Banga as Director For For Management 4 Elect Dr Jesse Goodman as Director For For Management 5 Re-elect Sir Philip Hampton as Director For For Management 6 Re-elect Sir Andrew Witty as Director For For Management 7 Re-elect Sir Roy Anderson as Director For For Management 8 Re-elect Stacey Cartwright as Director For For Management 9 Re-elect Simon Dingemans as Director For For Management 10 Re-elect Lynn Elsenhans as Director For For Management 11 Re-elect Judy Lewent as Director For For Management 12 Re-elect Urs Rohner as Director For For Management 13 Re-elect Dr Moncef Slaoui as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise the Audit & Risk Committee For For Management to Fix Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Approve the Exemption from Statement For For Management of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 21 Authorise the Company to Call General For For Management Meeting with 14 Working Days' Notice -------------------------------------------------------------------------------- HENGAN INTERNATIONAL GROUP CO. LTD. Ticker: 1044 Security ID: G4402L151 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAY 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Hui Ching Chi as Director For For Management 4 Elect Ada Ying Kay Wong as Director For For Management 5 Elect Wang Ming Fu as Director For For Management 6 Elect Ho Kwai Ching Mark as Director For For Management 7 Elect Zhou Fang Sheng as Director For Against Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Repurchase of Issued Share For For Management Capital 12 Authorize Reissuance of Repurchased For Against Management Shares 13 Approve Special Dividend by Way of a For For Management Distribution in Specie -------------------------------------------------------------------------------- HON HAI PRECISION INDUSTRY CO., LTD. Ticker: 2317 Security ID: Y36861105 Meeting Date: JUN 22, 2016 Meeting Type: Annual Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Business Operations Report and For For Management Financial Statements 3 Approve Plan on Profit Distribution For For Management 4 Approve Issuance of New Shares by For For Management Capitalization of Profit 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Amend Procedures for Endorsement and For For Management Guarantees 8 Amend Trading Procedures Governing For For Management Derivatives Products 9 Amend Rules and Procedures for For For Management Election of Directors and Supervisors 10.1 Elect Gou, Tai-ming with Shareholder For For Management No. 1 as Non-Independent Director 10.2 Elect Lu, Fang-ming, Representing Hon For For Management Jin International Investment Co., Ltd. with Shareholder No. 57132 as Independent Director 10.3 Elect Tai, Jeng-wu, Representing Hon For For Management Chiao International Investment Co., Ltd. with Shareholder No. 16662 as Non-Independent Director 10.4 Elect Chen, Jen-gwo, Representing Hon For For Management Chiao International Investment Co., Ltd with Shareholder No. 16662 as Non-Independent Director 10.5 Elect Huang, Qing-yuan with ID No. For For Management R101807XXX as Non-Independent Director 10.6 Elect Sung, Hsueh-jen with ID No. For For Management R102960XXX as Non-Independent Director 10.7 Elect Fu, Li-chen with ID No. For For Management A120777XXX as Independent Director 10.8 Elect Lee, Kai-fu with ID No. For For Management F121958XXX as Independent Director 10.9 Elect Chan, Chi-shean with ID No. For For Management N101117XXX as Independent Director 11 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- HONG KONG EXCHANGES AND CLEARING LTD Ticker: 388 Security ID: Y3506N139 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Apurv Bagri as Director For For Management 3b Elect Chin Chi Kin, Edward as Director Against Against Shareholder 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HSBC HOLDINGS PLC Ticker: HSBA Security ID: G4634U169 Meeting Date: APR 22, 2016 Meeting Type: Annual Record Date: APR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4(a) Elect Henri de Castries as Director For For Management 4(b) Elect Irene Lee as Director For For Management 4(c) Elect Pauline van der Meer Mohr as For For Management Director 4(d) Elect Paul Walsh as Director For For Management 4(e) Re-elect Phillip Ameen as Director For For Management 4(f) Re-elect Kathleen Casey as Director For For Management 4(g) Re-elect Laura Cha as Director For For Management 4(h) Re-elect Lord Evans of Weardale as For For Management Director 4(i) Re-elect Joachim Faber as Director For For Management 4(j) Re-elect Douglas Flint as Director For For Management 4(k) Re-elect Stuart Gulliver as Director For For Management 4(l) Re-elect Sam Laidlaw as Director For For Management 4(m) Re-elect John Lipsky as Director For For Management 4(n) Re-elect Rachel Lomax as Director For For Management 4(o) Re-elect Iain Mackay as Director For For Management 4(p) Re-elect Heidi Miller as Director For For Management 4(q) Re-elect Marc Moses as Director For For Management 4(r) Re-elect Jonathan Symonds as Director For For Management 5 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 6 Authorise the Group Audit Committee to For For Management Fix Remuneration of Auditors 7 Authorise Issue of Equity with For For Management Pre-emptive Rights 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Directors to Allot Any For For Management Repurchased Shares 10 Authorise Market Purchase of Ordinary For For Management Shares 11 Authorise Issue of Equity in Relation For For Management to Contingent Convertible Securities 12 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Contingent Convertible Securities 13 Approve Scrip Dividend Scheme For For Management 14 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- HYUNDAI HEAVY INDUSTRIES CO. Ticker: A009540 Security ID: Y3838M106 Meeting Date: MAR 25, 2016 Meeting Type: Annual Record Date: DEC 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Two Inside Directors and Two For For Management Outside Directors (Bundled) 4 Elect Hong Gi-hyeon as Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI MOBIS CO. Ticker: A012330 Security ID: Y3849A109 Meeting Date: MAR 11, 2016 Meeting Type: Annual Record Date: DEC 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Three Inside Directors and One For For Management Outside Director (Bundled) 4 Elect Lee Seung-ho as Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI MOTOR CO. Ticker: A005380 Security ID: Y38472109 Meeting Date: MAR 11, 2016 Meeting Type: Annual Record Date: DEC 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Two Inside Directors and Two For For Management Outside Directors (Bundled) 3 Elect Nam Seong-il as Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: DEC 21, 2015 Meeting Type: Special Record Date: NOV 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hong Yongmiao as Director For For Management 2 Elect Yang Siu Shun as Director For For Management 3 Elect Qu Qiang as Supervisor For For Management 4 Amend Plan on Authorization of the For For Management Shareholders' General Meeting to the Board of Directors 5 Approve Payment Plan of Remuneration For For Management to Directors and Supervisors for 2014 -------------------------------------------------------------------------------- INFOSYS LTD. Ticker: INFY Security ID: 456788108 Meeting Date: APR 03, 2016 Meeting Type: Special Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2015 Stock Incentive For Against Management Compensation Plan (Plan) and Grant of Incentive to Eligible Employees Under the Plan 2 Approve Grant of Incentives to For Against Management Eligible Employees of the Company's Subsidiaries Under the Plan 3 Elect J.S. Lehman as Independent For For Management Director 4 Elect P. Kumar-Sinha as Independent For For Management Director 5 Approve Reappointment and Remuneration For For Management of V. Sikka as CEO & Managing Director -------------------------------------------------------------------------------- INTEL CORPORATION Ticker: INTC Security ID: 458140100 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director Aneel Bhusri For For Management 1c Elect Director Andy D. Bryant For For Management 1d Elect Director John J. Donahoe For For Management 1e Elect Director Reed E. Hundt For For Management 1f Elect Director Brian M. Krzanich For For Management 1g Elect Director James D. Plummer For For Management 1h Elect Director David S. Pottruck For For Management 1i Elect Director Frank D. Yeary For For Management 1j Elect Director David B. Yoffie For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Holy Land Principles Against Against Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder 6 Provide Vote Counting to Exclude Against Against Shareholder Abstentions -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Alex Gorsky For For Management 1e Elect Director Susan L. Lindquist For For Management 1f Elect Director Mark B. McClellan For For Management 1g Elect Director Anne M. Mulcahy For For Management 1h Elect Director William D. Perez For For Management 1i Elect Director Charles Prince For For Management 1j Elect Director A. Eugene Washington For For Management 1k Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Adopt a Payout Policy Giving Against Against Shareholder Preference to Share Buybacks Over Dividends 5 Require Independent Board Chairman Against For Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Report on Policies for Safe Disposal Against Against Shareholder of Prescription Drugs by Users -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director James A. Bell For For Management 1c Elect Director Crandall C. Bowles For For Management 1d Elect Director Stephen B. Burke For For Management 1e Elect Director James S. Crown For For Management 1f Elect Director James Dimon For For Management 1g Elect Director Timothy P. Flynn For For Management 1h Elect Director Laban P. Jackson, Jr. For For Management 1i Elect Director Michael A. Neal For For Management 1j Elect Director Lee R. Raymond For For Management 1k Elect Director William C. Weldon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder 5 Provide Vote Counting to Exclude Against Against Shareholder Abstentions 6 Prohibit Accelerated Vesting of Awards Against Against Shareholder to Pursue Government Service 7 Appoint Committee to Explore the Against Against Shareholder Feasibly to Divest Non-Core Banking Segments 8 Clawback Amendment Against Against Shareholder 9 Adopt Executive Compensation Against Against Shareholder Philosophy with Social Factors -------------------------------------------------------------------------------- KB FINANCIAL GROUP INC. Ticker: A105560 Security ID: Y46007103 Meeting Date: MAR 25, 2016 Meeting Type: Annual Record Date: DEC 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Young-hwi as Outside For For Management Director 3.2 Elect Choi Woon-yeol as Outside For For Management Director 3.3 Elect Yoo Seok-ryeol as Outside For For Management Director 3.4 Elect Lee Byeong-nam as Outside For For Management Director 3.5 Elect Park Jae-ha as Outside Director For For Management 3.6 Elect Kim Eunice Gyeong-hui as Outside For For Management Director 3.7 Elect Han Jong-su as Outside Director For For Management 4.1 Elect Choi Young-hwi as Member of For For Management Audit Committee 4.2 Elect Choi Woon-yeol as Member of For For Management Audit Committee 4.3 Elect Kim Eunice Gyeong-hui as Member For For Management of Audit Committee 4.4 Elect Han Jong-su as Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KT&G CORP. Ticker: 033780 Security ID: Y49904108 Meeting Date: OCT 07, 2015 Meeting Type: Special Record Date: AUG 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Baek Bok-In as CEO For For Management -------------------------------------------------------------------------------- L OREAL Ticker: OR Security ID: F58149133 Meeting Date: APR 20, 2016 Meeting Type: Annual/Special Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 3.10 per Ordinary Share and EUR 3.41 per Long-Term Registered Share 4 Approve End of Transaction with Nestle For Against Management Re: Inneov 5 Elect Beatrice Guillaume-Grabisch as For For Management Director 6 Elect Eileen Naughton as Director For For Management 7 Reelect Jean-Pierre Meyers as Director For For Management 8 Reelect Bernard Kasriel as Director For For Management 9 Reelect Jean-Victor Meyers as Director For For Management 10 Renew Appointments of For For Management PricewaterhouseCoopers Audit as Auditor and Appoint Jean-Christophe Georghiou as Alternate Auditor 11 Renew Appointments of Deloitte and For For Management Associes as Auditor and Beas as Alternate Auditor 12 Advisory Vote on Compensation of Jean For For Management Paul Agon, Chairman and CEO 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 15 Authorize up to 0.6 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 16 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- LENOVO GROUP LIMITED Ticker: 00992 Security ID: Y5257Y107 Meeting Date: JUL 02, 2015 Meeting Type: Annual Record Date: JUN 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Yang Chih-Yuan Jerry as Director For For Management 3b Elect Yang Yuanqing as Director For For Management 3c Elect Zhao John Huan as Director For For Management 3d Elect Nicholas C. Allen as Director For For Management 3e Approve Not to Fill Up the Vacated For For Management Office Resulted From the Retirement of Ting Lee Sen as Director 3f Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LG CHEM LTD. Ticker: A051910 Security ID: Y52758102 Meeting Date: MAR 18, 2016 Meeting Type: Annual Record Date: DEC 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect One Inside Director, Three For For Management Outside Directors, and One Non-independent Non-executive Director (Bundled) 4 Elect Two Members of Audit Committee For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LLOYDS BANKING GROUP PLC Ticker: LLOY Security ID: G5533W248 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAY 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Deborah McWhinney as Director For For Management 3 Elect Stuart Sinclair as Director For For Management 4 Re-elect Lord Blackwell as Director For For Management 5 Re-elect Juan Colombas as Director For For Management 6 Re-elect George Culmer as Director For For Management 7 Re-elect Alan Dickinson as Director For For Management 8 Re-elect Anita Frew as Director For For Management 9 Re-elect Simon Henry as Director For For Management 10 Re-elect Antonio Horta-Osorio as For For Management Director 11 Re-elect Nick Luff as Director For For Management 12 Re-elect Nick Prettejohn as Director For For Management 13 Re-elect Anthony Watson as Director For For Management 14 Re-elect Sara Weller as Director For For Management 15 Approve Remuneration Report For For Management 16 Approve Final Dividend For For Management 17 Approve Special Dividend For For Management 18 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 19 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 20 Approve Lloyds Banking Group Long-term For For Management Incentive Plan 2016 21 Approve Lloyds Banking Group North For For Management America Employee Stock Purchase Plan 2016 22 Authorise EU Political Donations and For For Management Expenditure 23 Authorise Issue of Equity with For For Management Pre-emptive Rights 24 Authorise Issue of Equity in Relation For For Management to the Issue of Regulatory Capital Convertible Instruments 25 Authorise Issue of Equity without For For Management Pre-emptive Rights 26 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments 27 Authorise Market Purchase of Ordinary For For Management Shares 28 Authorise Market Purchase of For For Management Preference Shares 29 Adopt New Articles of Association For For Management 30 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- LVMH MOET HENNESSY LOUIS VUITTON Ticker: MC Security ID: F58485115 Meeting Date: APR 14, 2016 Meeting Type: Annual/Special Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Auditors' Special Report on For Against Management Related-Party Transactions 4 Approve Allocation of Income and For For Management Dividends of EUR 3.55 per Share 5 Reelect Bernard Arnault as Director For Against Management 6 Reelect Bernadette Chirac as Director For For Management 7 Reelect Charles de Croisset as Director For For Management 8 Reelect Hubert Vedrine as Director For Against Management 9 Elect Clara Gaymard as Director For For Management 10 Elect Natacha Valla as Director For For Management 11 Appoint Ernst and Young Audit as For For Management Auditor 12 Appoint Mazars as Auditor For For Management 13 Appoint Philippe Castagnac as For For Management Alternate Auditor 14 Renew Appointment of Auditex as For For Management Alternate Auditor 15 Advisory Vote on Compensation of For Against Management Bernard Arnault, CEO and Chairman 16 Advisory Vote on Compensation of For Against Management Antonio Belloni, Vice-CEO 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 19 Authorize up to 1 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 20 Amend Article 5 of Bylaws Re: Company For For Management Duration -------------------------------------------------------------------------------- MEDIATEK INC. Ticker: 2454 Security ID: Y5945U103 Meeting Date: JUN 24, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Business Operations Report and For For Management Financial Statements 3 Approve Plan on Profit Distribution For For Management 4 Approve Issuance of Restricted Stocks For Against Management 5 Other Business None Against Management -------------------------------------------------------------------------------- MEGA FINANCIAL HOLDING CO. LTD. Ticker: 2886 Security ID: Y59456106 Meeting Date: JUN 24, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Business Operations Report and For For Management Financial Statements 3 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Kenneth C. Frazier For For Management 1e Elect Director Thomas H. Glocer For For Management 1f Elect Director C. Robert Kidder For For Management 1g Elect Director Rochelle B. Lazarus For For Management 1h Elect Director Carlos E. Represas For For Management 1i Elect Director Paul B. Rothman For For Management 1j Elect Director Patricia F. Russo For For Management 1k Elect Director Craig B. Thompson For For Management 1l Elect Director Wendell P. Weeks For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder 6 Report on Policies for Safe Disposal Against Against Shareholder of Prescription Drugs by Users -------------------------------------------------------------------------------- METROPOLITAN BANK & TRUST COMPANY Ticker: MBT Security ID: Y6028G136 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Annual Meeting For For Management Held on April 29, 2015 2 Ratify All Acts and Resolutions of the For For Management Board of Directors, Management and All Committees from April 29, 2015 to April 26, 2016 3 Amend the Articles of Incorporation For For Management and By-Laws to Reduce the Number of Directors from Fourteen to Twelve 4.1 Elect George S.K. Ty as Director For For Management 4.2 Elect Arthur Ty as Director For For Management 4.3 Elect Francisco C. Sebastian as For For Management Director 4.4 Elect Fabian S. Dee as Director For For Management 4.5 Elect Renato C. Valencia as Director For For Management 4.6 Elect Jesli A. Lapus as Director For For Management 4.7 Elect Alfred V. Ty as Director For For Management 4.8 Elect Robin A. King as Director For For Management 4.9 Elect Rex C. Drilon II as Director For For Management 4.10 Elect Edmund A. Go as Director For For Management 4.11 Elect Francisco F. Del Rosario, Jr. as For For Management Director 4.12 Elect Vicente R. Cuna, Jr. as Director For For Management 5 Appoint External Auditors For For Management -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 02, 2015 Meeting Type: Annual Record Date: OCT 02, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, lll For For Management 1.2 Elect Director Teri L. List-Stoll For For Management 1.3 Elect Director G. Mason Morfit For For Management 1.4 Elect Director Satya Nadella For For Management 1.5 Elect Director Charles H. Noski For For Management 1.6 Elect Director Helmut Panke For For Management 1.7 Elect Director Sandra E. Peterson For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director John W. Stanton For For Management 1.10 Elect Director John W. Thompson For For Management 1.11 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MORGAN STANLEY Ticker: MS Security ID: 617446448 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Erskine B. Bowles For For Management 1b Elect Director Alistair Darling For For Management 1c Elect Director Thomas H. Glocer For For Management 1d Elect Director James P. Gorman For For Management 1e Elect Director Robert H. Herz For For Management 1f Elect Director Nobuyuki Hirano For For Management 1g Elect Director Klaus Kleinfeld For For Management 1h Elect Director Jami Miscik For For Management 1i Elect Director Donald T. Nicolaisen For For Management 1j Elect Director Hutham S. Olayan For For Management 1k Elect Director James W. Owens For For Management 1l Elect Director Ryosuke Tamakoshi For For Management 1m Elect Director Perry M. Traquina For For Management 1n Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Vote Counting to Exclude Against Against Shareholder Abstentions 6 Prohibit Accelerated Vesting of Awards Against For Shareholder to Pursue Government Service -------------------------------------------------------------------------------- NAVER CORP. Ticker: A035420 Security ID: Y62579100 Meeting Date: MAR 18, 2016 Meeting Type: Annual Record Date: DEC 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Su-wook as Outside Director For For Management 2.2 Elect Jeong Ui-jong as Outside Director For For Management 2.3 Elect Hong Jun-pyo as Outside Director For Against Management 3.1 Elect Kim Su-wook as Member of Audit For For Management Committee 3.2 Elect Jeong Ui-jong as Member of Audit For For Management Committee 3.3 Elect Hong Jun-pyo as Member of Audit For Against Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: H5820Q150 Meeting Date: FEB 23, 2016 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.70 per Share 4 Approve CHF 24.9 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5 Authorize Repurchase of up to CHF 10 For Against Management Billion in Issued Share Capital 6.1 Approve Maximum Remuneration of Board For For Management of Directors in the Amount of CHF 8.16 Million 6.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 93 Million 6.3 Approve Remuneration Report For For Management (Non-Binding) 7.1 Reelect Joerg Reinhardt as Director For For Management and Chairman 7.2 Reelect Nancy Andrews as Director For For Management 7.3 Reelect Dimitri Azar as Director For For Management 7.4 Reelect Srikant Datar as Director For For Management 7.5 Reelect Ann Fudge as Director For For Management 7.6 Reelect Pierre Landolt as Director For For Management 7.7 Reelect Andreas von Planta as Director For For Management 7.8 Reelect Charles Sawyers as Director For For Management 7.9 Reelect Enrico Vanni as Director For For Management 7.10 Reelect William Winters as Director For For Management 7.11 Elect Tom Buechner as Director For For Management 7.12 Elect Elizabeth Doherty as Director For For Management 8.1 Appoint Srikant Datar as Member of the For For Management Compensation Committee 8.2 Appoint Ann Fudge as Member of the For For Management Compensation Committee 8.3 Appoint Enrico Vanni as Member of the For For Management Compensation Committee 8.4 Appoint William Winters as Member of For For Management the Compensation Committee 9 Ratify PricewaterhouseCoopers AG as For For Management Auditors 10 Designate Peter Andreas Zahn as For For Management Independent Proxy 11 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- NOVO NORDISK A/S Ticker: NOVO B Security ID: K72807132 Meeting Date: MAR 18, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports for 2015 3.1 Approve Remuneration of Directors for For For Management 2015 3.2 Approve Remuneration of Directors for For For Management 2016 4 Approve Allocation of Income and For For Management Dividends of DKK 6.40 Per Share 5.1 Elect Goran Ando as Director and For For Management Chairman 5.2 Elect Jeppe Christiansen as Director For For Management and Deputy Chairman 5.3a Elect Bruno Angelici as Director For For Management 5.3b Elect Brian Daniels as Director For For Management 5.3c Elect Sylvie Gregoire as Director For For Management 5.3d Elect Liz Hewitt as Director For For Management 5.3e Elect Mary Szela as Director For For Management 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7.1 Approve DKK 10 Million Reduction in B For For Management Share Capital via Share Cancellation 7.2 Amend Articles Re: Change from Bearer For For Management Shares to Registered Shares 7.3 Approve Creation of DKK 51 Million For For Management Pool of Capital with or without Preemptive Rights 7.4 Authorize Share Repurchase Program For For Management 7.5a Amend Articles Re: Name of NASDAQ OMX For For Management Copenhagen A/S 7.5b Amend Articles Re: Editorial Amendment For For Management 7.5c Amend Articles Re: Approve Preparation For For Management of Company Announcements in English Only 7.6 Approve Revised Remuneration Principles For For Management 8 Other Business None None Management -------------------------------------------------------------------------------- ORACLE CORPORATION Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 18, 2015 Meeting Type: Annual Record Date: SEP 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For For Management 1.2 Elect Director H. Raymond Bingham For For Management 1.3 Elect Director Michael J. Boskin For For Management 1.4 Elect Director Safra A. Catz For For Management 1.5 Elect Director Bruce R. Chizen For For Management 1.6 Elect Director George H. Conrades For For Management 1.7 Elect Director Lawrence J. Ellison For For Management 1.8 Elect Director Hector Garcia-Molina For For Management 1.9 Elect Director Jeffrey O. Henley For For Management 1.10 Elect Director Mark V. Hurd For For Management 1.11 Elect Director Leon E. Panetta For For Management 1.12 Elect Director Naomi O. Seligman For For Management 2 Amend Executive Incentive Bonus Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Adopt Quantitative Renewable Energy Against Against Shareholder Goals 6 Proxy Access Against For Shareholder 7 Approve Quantifiable Performance Against For Shareholder Metrics 8 Amend Corporate Governance Guidelines Against For Shareholder 9 Proxy Voting Disclosure, Against Against Shareholder Confidentiality, and Tabulation 10 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- PEPSICO, INC. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 04, 2016 Meeting Type: Annual Record Date: FEB 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shona L. Brown For For Management 1b Elect Director George W. Buckley For For Management 1c Elect Director Cesar Conde For For Management 1d Elect Director Ian M. Cook For For Management 1e Elect Director Dina Dublon For For Management 1f Elect Director Rona A. Fairhead For For Management 1g Elect Director Richard W. Fisher For For Management 1h Elect Director William R. Johnson For For Management 1i Elect Director Indra K. Nooyi For For Management 1j Elect Director David C. Page For For Management 1k Elect Director Robert C. Pohlad For For Management 1l Elect Director Lloyd G. Trotter For For Management 1m Elect Director Daniel Vasella For For Management 1n Elect Director Alberto Weisser For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Establish a Board Committee on Against Against Shareholder Sustainability 6 Report on Plans to Minimize Against Against Shareholder Pesticides' Impact on Pollinators 7 Adopt Holy Land Principles Against Against Shareholder 8 Adopt Quantitative Renewable Energy Against Against Shareholder Goals -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis A. Ausiello For For Management 1.2 Elect Director W. Don Cornwell For For Management 1.3 Elect Director Joseph J. Echevarria For For Management 1.4 Elect Director Frances D. Fergusson For For Management 1.5 Elect Director Helen H. Hobbs For For Management 1.6 Elect Director James M. Kilts For For Management 1.7 Elect Director Shantanu Narayen For For Management 1.8 Elect Director Suzanne Nora Johnson For For Management 1.9 Elect Director Ian C. Read For For Management 1.10 Elect Director Stephen W. Sanger For For Management 1.11 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Give Shareholders Final Say on Against Against Shareholder Election of Directors 6 Provide Right to Act by Written Consent Against For Shareholder 7 Prohibit Tax Gross-ups on Inversions Against Against Shareholder -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: DEC 17, 2015 Meeting Type: Special Record Date: NOV 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Chong as Director For For Management 2 Amend Articles of Association For For Management 3 Elect Xiong Peijin as Director None For Shareholder -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: MAY 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve the Annual Report and Summary For For Management 4 Approve Audited Financial Statement For For Management and Auditor's Report 5 Approve the Profit Distribution Plan For For Management and Distribution of Final Dividends 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorized Board to Fix Their Remuneration 7 Elect Huang Baokui as Supervisor For For Management 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- PT BANK MANDIRI (PERSERO) TBK Ticker: BMRI Security ID: Y7123S108 Meeting Date: DEC 18, 2015 Meeting Type: Special Record Date: NOV 25, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors and Commissioners For Against Management 2 Approve the Enforcement of the For For Management State-owned Minister Regulation No. PER-09/MBU/07/2015 on the Partnership and Community Development Programs of the State-owned Enterprises -------------------------------------------------------------------------------- PT BANK MANDIRI (PERSERO) TBK Ticker: BMRI Security ID: Y7123S108 Meeting Date: MAR 21, 2016 Meeting Type: Annual Record Date: FEB 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Bonus of For For Management Directors and Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Amend Pension Funds For Against Management 6 Approve the Management and Employee For Against Management Stock Option Program (MESOP) 7 Elect Directors and/or Commissioners For Against Management -------------------------------------------------------------------------------- PT BANK NEGARA INDONESIA (PERSERO) TBK Ticker: BBNI Security ID: Y74568166 Meeting Date: NOV 09, 2015 Meeting Type: Special Record Date: OCT 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors and Commissioners For Against Management 2 Approve the Ratification of the For For Management State-owned Minister Regulation No. PER-09/MBU/07/2015 on the Partnership and Community Development Programs of the State-owned Enterprises -------------------------------------------------------------------------------- PT BANK NEGARA INDONESIA (PERSERO) TBK Ticker: BBNI Security ID: Y74568166 Meeting Date: JAN 12, 2016 Meeting Type: Special Record Date: DEC 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors and Commissioners For Against Management -------------------------------------------------------------------------------- PT BANK NEGARA INDONESIA (PERSERO) TBK Ticker: BBNI Security ID: Y74568166 Meeting Date: MAR 10, 2016 Meeting Type: Annual Record Date: FEB 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report, Financial For For Management Statements, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Appoint Auditors of the Company and For For Management the PCDP 5 Approve Management and Employee Stock For Against Management Ownership Program Using Treasury Stock 6 Elect Directors and/or Commissioners For Against Management -------------------------------------------------------------------------------- PT BANK RAKYAT INDONESIA (PERSERO) TBK Ticker: BBRI Security ID: Y0697U112 Meeting Date: AUG 12, 2015 Meeting Type: Special Record Date: JUL 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors and Commissioners For Against Management -------------------------------------------------------------------------------- PT BANK RAKYAT INDONESIA (PERSERO) TBK Ticker: BBRI Security ID: Y0697U112 Meeting Date: DEC 14, 2015 Meeting Type: Special Record Date: NOV 19, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of PT. Asuransi For Against Management Jiwa Bringin Jiwa Sejahtera 2 Approve the Enforcement of the For For Management State-owned Minister Regulation No. PER-09/MBU/07/2015 on the Partnership and Community Development Programs of the State-owned Enterprises -------------------------------------------------------------------------------- PT BANK RAKYAT INDONESIA (PERSERO) TBK Ticker: BBRI Security ID: Y0697U112 Meeting Date: MAR 23, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report, Financial For For Management Statements, Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration and Tantieme of For For Management Directors and Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve the Management and Employee For Against Management Stock Option Program (MESOP) 6 Elect Directors and/or Commissioners For Against Management -------------------------------------------------------------------------------- PT JASA MARGA (PERSERO) TBK Ticker: JSMR Security ID: Y71285103 Meeting Date: MAR 30, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Report of the Partnership and For For Management Community Development Program (PCDP) 3 Approve Allocation of Income For For Management 4 Appoint Auditors of the Company and For For Management the PCDP 5 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 6 Approve Enforcement of the State-owned For For Management Minister Regulation Re: PCDP 7 Accept Report on the Use of Proceeds For For Management from the Initial Public Offering (IPO) in the year 2007 and Jasa Marga Bonds 8 Elect Directors and Commissioners For Against Management -------------------------------------------------------------------------------- PT SEMEN INDONESIA (PERSERO) TBK Ticker: SMGR Security ID: Y7142G168 Meeting Date: MAY 13, 2016 Meeting Type: Annual Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports and Discharge of Directors and Commissioners 2 Accept Report of the Partnership and For For Management Community Development Program (PCDP) and Discharge of Directors and Commissioners 3 Ratify the Minister of the State-owned For For Management Enterprise Regulation No. PER-09/MBU/07/2015 about the PCDP 4 Approve Allocation of Income For For Management 5 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 6 Appoint Auditors of the Company and For For Management the PCDP 7 Elect Directors and Commissioners For Against Management -------------------------------------------------------------------------------- PT TELEKOMUNIKASI INDONESIA TBK Ticker: TLKM Security ID: Y71474145 Meeting Date: APR 22, 2016 Meeting Type: Annual Record Date: MAR 30, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report and For For Management Commissioners' Report 2 Accept Financial Statements and Annual For For Management Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners 3 Approve the Implementation of Minister For For Management of the State-owned Enterprise Regulation No. PER-09/MBU/07/2015 about Partnership and Community Development Programs in State-owned Enterprise 4 Approve Allocation of Income For For Management 5 Approve Remuneration of Directors and For For Management Commissioners 6 Appoint Auditors of the Company and For For Management the PCDP 7 Authorize Commissioners to Diverse the For For Management Company's Treasury Stock from Share Buyback IV 8 Elect Directors and Commissioners For Against Management -------------------------------------------------------------------------------- PT UNILEVER INDONESIA TBK Ticker: UNVR Security ID: Y9064H141 Meeting Date: DEC 15, 2015 Meeting Type: Special Record Date: NOV 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors For Against Management -------------------------------------------------------------------------------- QUALCOMM INCORPORATED Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 08, 2016 Meeting Type: Annual Record Date: JAN 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Barbara T. Alexander For For Management 1b Elect Director Raymond V. Dittamore For For Management 1c Elect Director Jeffrey W. Henderson For For Management 1d Elect Director Thomas W. Horton For For Management 1e Elect Director Paul E. Jacobs For For Management 1f Elect Director Harish Manwani For For Management 1g Elect Director Mark D. McLaughlin For For Management 1h Elect Director Steve Mollenkopf For For Management 1i Elect Director Clark T. 'Sandy' Randt, For For Management Jr. 1j Elect Director Francisco Ros For For Management 1k Elect Director Jonathan J. Rubinstein For For Management 1l Elect Director Anthony J. Vinciquerra For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Proxy Access Against Against Shareholder -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO., LTD. Ticker: A005930 Security ID: Y74718100 Meeting Date: MAR 11, 2016 Meeting Type: Annual Record Date: DEC 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1.1 Elect Lee In-ho as Outside Director For For Management 2.1.2 Elect Song Gwang-su as Outside Director For For Management 2.1.3 Elect Park Jae-wan as Outside Director For For Management 2.2.1 Elect Yoon Bu-geun as Inside Director For For Management 2.2.2 Elect Shin Jong-gyun as Inside Director For For Management 2.2.3 Elect Lee Sang-hun as Inside Director For For Management 2.3.1 Elect Lee In-ho as Member of Audit For For Management Committee 2.3.2 Elect Song Gwang-su as Member of Audit For For Management Committee 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- SAMSUNG LIFE INSURANCE CO. LTD. Ticker: A032830 Security ID: Y74860100 Meeting Date: MAR 11, 2016 Meeting Type: Annual Record Date: DEC 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1.1 Elect Kim Dae-hwan as Inside Director For For Management 3.1.2 Elect Lee Doh-seung as Inside Director For For Management 3.2.1 Elect Heo Gyeong-wook as Outside For For Management Director 3.2.2 Elect Kim Du-cheol as Outside Director For For Management 4.1 Elect Lee Doh-seung as Member of Audit For Against Management Committee 4.2 Elect Kim Du-cheol as Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- SANDS CHINA LTD. Ticker: 1928 Security ID: G7800X107 Meeting Date: FEB 19, 2016 Meeting Type: Special Record Date: FEB 05, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendment of the Terms of the For Against Management Equity Award Plan of the Company -------------------------------------------------------------------------------- SANDS CHINA LTD. Ticker: 1928 Security ID: G7800X107 Meeting Date: MAY 27, 2016 Meeting Type: Annual Record Date: MAY 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Wong Ying Wai as Director For For Management 3b Elect Robert Glen Goldstein as Director For For Management 3c Elect Charles Daniel Forman as Director For For Management 3d Elect Steven Zygmunt Strasser as For For Management Director 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SANOFI Ticker: SAN Security ID: F5548N101 Meeting Date: MAY 04, 2016 Meeting Type: Annual/Special Record Date: APR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.93 per Share 4 Reelect Laurent Attal as Director For For Management 5 Reelect Claudie Haignere as Director For For Management 6 Reelect Carole Piwnica as Director For For Management 7 Elect Thomas Sudhof as Director For For Management 8 Elect Diane Souza as Director For For Management 9 Advisory Vote on Compensation of Serge For For Management Weinberg, Chairman 10 Advisory Vote on Compensation of For Against Management Olivier Brandicourt, CEO 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Stock Option Plans 13 Authorize up to 1.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 14 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SAP SE Ticker: SAP Security ID: D66992104 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2015 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.15 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2015 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2015 5 Approve Remuneration System for For Against Management Management Board Members 6 Ratify KPMG AG as Auditors for Fiscal For For Management 2016 7 Elect Gesche Joost to the Supervisory For For Management Board 8 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 100 Million Pool of Capital to Guarantee Conversion Rights -------------------------------------------------------------------------------- SCHLUMBERGER LIMITED Ticker: SLB Security ID: 806857108 Meeting Date: APR 06, 2016 Meeting Type: Annual Record Date: FEB 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter L.S. Currie For For Management 1b Elect Director V. Maureen Kempston For For Management Darkes 1c Elect Director Paal Kibsgaard For For Management 1d Elect Director Nikolay Kudryavtsev For For Management 1e Elect Director Michael E. Marks For For Management 1f Elect Director Indra K. Nooyi For For Management 1g Elect Director Lubna S. Olayan For For Management 1h Elect Director Leo Rafael Reif For For Management 1i Elect Director Tore I. Sandvold For For Management 1j Elect Director Henri Seydoux For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Adopt and Approve Financials and For For Management Dividends 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Amend Articles For For Management 6 Fix Number of Directors at Twelve For For Management 7 Amend 2010 Omnibus Stock Incentive Plan For For Management -------------------------------------------------------------------------------- SEI DAILY INCOME TRUST Ticker: Security ID: 783965593 Meeting Date: JAN 15, 2016 Meeting Type: Special Record Date: OCT 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert A. Nesher For For Management 1.2 Elect Director William M. Doran For For Management 1.3 Elect Director George J. Sullivan, Jr. For For Management 1.4 Elect Director Nina Lesavoy For For Management 1.5 Elect Director James M. Williams For For Management 1.6 Elect Director Mitchell A. Johnson For For Management 1.7 Elect Director Hubert L. Harris, Jr. For For Management 1.8 Elect Director Susan C. Cote For For Management 2 Amend Quorum Requirements For Against Management -------------------------------------------------------------------------------- SHINHAN FINANCIAL GROUP CO. LTD. Ticker: A055550 Security ID: Y7749X101 Meeting Date: MAR 24, 2016 Meeting Type: Annual Record Date: DEC 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Nam Goong-hun as Non-independent For For Management Non-executive Director 3.2 Elect Ko Bu-in as Outside Director For For Management 3.3 Elect Lee Man-woo as Outside Director For For Management 3.4 Elect Lee Sang-gyeong as Outside For For Management Director 3.5 Elect Lee Seong-ryang as Outside For For Management Director 3.6 Elect Lee Jeong-il as Outside Director For For Management 3.7 Elect Lee Heun-ya as Outside Director For For Management 4.1 Elect Lee Man-woo as Member of Audit For For Management Committee 4.2 Elect Lee Sang-gyeong as Member of For For Management Audit Committee 4.3 Elect Lee Seong-ryang as Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SIEMENS AG Ticker: SIE Security ID: D69671218 Meeting Date: JAN 26, 2016 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2014/2015 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.50 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2014/2015 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2014/2015 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2015/2016 6.1 Reelect Nicola Leibinger-Kammueller to For For Management the Supervisory Board 6.2 Reelect Jim Hagemann Snabe to the For For Management Supervisory Board 6.3 Reelect Werner Wenning to the For For Management Supervisory Board 7 Approve Creation of EUR 90 Million For For Management Pool of Capital for Employee Stock Purchase Plan 8 Approve Spin-Off and Takeover For For Management Agreement with Siemens Healthcare GmbH -------------------------------------------------------------------------------- SK HYNIX INC. Ticker: A000660 Security ID: Y8085F100 Meeting Date: MAR 18, 2016 Meeting Type: Annual Record Date: DEC 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Jun-ho as Inside Director For For Management 2.2 Elect Park Jeong-ho as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- SK INNOVATION CO. LTD. Ticker: A096770 Security ID: Y8063L103 Meeting Date: MAR 18, 2016 Meeting Type: Annual Record Date: DEC 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Chang-geun as Inside Director For For Management 2.2 Elect Yoo Jeong-jun as Inside Director For For Management 2.3 Elect Shin Eon as Outside Director For For Management 2.4 Elect Kim Jun as Outside Director For For Management 2.5 Elect Ha Yoon-gyeong as Outside For For Management Director 3.1 Elect Han Min-hui as Member of Audit For For Management Committee 3.2 Elect Kim Jun as Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- SM INVESTMENTS CORPORATION Ticker: SM Security ID: Y80676102 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Minutes of Stockholders' For For Management Annual Meeting Held on April 29, 2015 2 Approve the Annual Report For For Management 3 Ratify All Acts and Resolutions of the For For Management Board of Directors and Executive Officers 4 Approve the Declaration of Stock For For Management Dividends 5 Approve Increase in the Authorized For For Management Capital Stock and the Amendment of Article Seven of the Amended Articles of Incorporation 6.1 Elect Henry Sy, Sr. as Director For For Management 6.2 Elect Teresita T. Sy as Director For For Management 6.3 Elect Henry T. Sy, Jr. as Director For For Management 6.4 Elect Harley T. Sy as Director For For Management 6.5 Elect Jose T. Sio as Director For For Management 6.6 Elect Ah Doo Lim as Director For For Management 6.7 Elect Joseph R. Higdon as Director For For Management 6.8 Elect Tomasa H. Lipana as Director For For Management 7 Elect SyCip Gorres Velayo & Co. as For For Management External Auditor 8 Approve Other Matters For Against Management -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: Y84629107 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Business Operations Report and For For Management Financial Statements 3 Approve Profit Distribution For For Management 4 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- TATA MOTORS LTD. Ticker: 500570 Security ID: 876568502 Meeting Date: AUG 13, 2015 Meeting Type: Annual Record Date: JUL 06, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect S. Borwankar as Director For For Management 3 Approve Deloitte Haskins & Sells LLP For For Management as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Remuneration of Cost Auditors For For Management 5 Authorize Issuance of Non-Convertible For For Management Debentures -------------------------------------------------------------------------------- TENCENT HOLDINGS LTD. Ticker: 700 Security ID: G87572163 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAY 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Jacobus Petrus (Koos) Bekker as For For Management Director 3b Elect Ian Charles Stone as Director For For Management 3c Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- THE BOEING COMPANY Ticker: BA Security ID: 097023105 Meeting Date: MAY 02, 2016 Meeting Type: Annual Record Date: MAR 03, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David L. Calhoun For For Management 1b Elect Director Arthur D. Collins, Jr. For For Management 1c Elect Director Kenneth M. Duberstein For For Management 1d Elect Director Edmund P. Giambastiani, For For Management Jr. 1e Elect Director Lynn J. Good For For Management 1f Elect Director Lawrence W. Kellner For For Management 1g Elect Director Edward M. Liddy For For Management 1h Elect Director Dennis A. Muilenburg For For Management 1i Elect Director Susan C. Schwab For For Management 1j Elect Director Randall L. Stephenson For For Management 1k Elect Director Ronald A. Williams For For Management 1l Elect Director Mike S. Zafirovski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Require Independent Board Chairman Against Against Shareholder 7 Report on Weapon Sales to Israel Against Against Shareholder -------------------------------------------------------------------------------- THE COCA-COLA COMPANY Ticker: KO Security ID: 191216100 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert A. Allen For For Management 1.2 Elect Director Ronald W. Allen For For Management 1.3 Elect Director Marc Bolland For For Management 1.4 Elect Director Ana Botin For For Management 1.5 Elect Director Howard G. Buffett For For Management 1.6 Elect Director Richard M. Daley For For Management 1.7 Elect Director Barry Diller For For Management 1.8 Elect Director Helene D. Gayle For For Management 1.9 Elect Director Evan G. Greenberg For For Management 1.10 Elect Director Alexis M. Herman For For Management 1.11 Elect Director Muhtar Kent For For Management 1.12 Elect Director Robert A. Kotick For For Management 1.13 Elect Director Maria Elena Lagomasino For For Management 1.14 Elect Director Sam Nunn For For Management 1.15 Elect Director David B. Weinberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Executive Incentive Bonus Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Adopt Holy Land Principles Against Against Shareholder 6 Limit/Prohibit Accelerated Vesting of Against Against Shareholder Awards 7 Report on Consistency Between Against Against Shareholder Corporate Values and Political Contributions -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: MAY 20, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd C. Blankfein For For Management 1b Elect Director M. Michele Burns For For Management 1c Elect Director Gary D. Cohn For For Management 1d Elect Director Mark Flaherty For For Management 1e Elect Director William W. George For For Management 1f Elect Director James A. Johnson For For Management 1g Elect Director Lakshmi N. Mittal For For Management 1h Elect Director Adebayo O. Ogunlesi For For Management 1i Elect Director Peter Oppenheimer For For Management 1j Elect Director Debora L. Spar For For Management 1k Elect Director Mark E. Tucker For For Management 1l Elect Director David A. Viniar For For Management 1m Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Prohibit Accelerated Vesting of Awards Against Against Shareholder to Pursue Government Service 5 Provide Vote Counting to Exclude Against Against Shareholder Abstentions 6 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- THE HOME DEPOT, INC. Ticker: HD Security ID: 437076102 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerard J. Arpey For For Management 1b Elect Director Ari Bousbib For For Management 1c Elect Director Gregory D. Brenneman For For Management 1d Elect Director J. Frank Brown For For Management 1e Elect Director Albert P. Carey For For Management 1f Elect Director Armando Codina For For Management 1g Elect Director Helena B. Foulkes For For Management 1h Elect Director Linda R. Gooden For For Management 1i Elect Director Wayne M. Hewett For For Management 1j Elect Director Karen L. Katen For For Management 1k Elect Director Craig A. Menear For For Management 1l Elect Director Mark Vadon For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Prepare Employment Diversity Report Against For Shareholder and Report on Diversity Policies 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Ticker: PG Security ID: 742718109 Meeting Date: OCT 13, 2015 Meeting Type: Annual Record Date: AUG 14, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francis S. Blake For For Management 1b Elect Director Angela F. Braly For For Management 1c Elect Director Kenneth I. Chenault For For Management 1d Elect Director Scott D. Cook For For Management 1e Elect Director Susan Desmond-Hellmann For For Management 1f Elect Director A.G. Lafley For For Management 1g Elect Director Terry J. Lundgren For For Management 1h Elect Director W. James McNerney, Jr. For For Management 1i Elect Director David S. Taylor For For Management 1j Elect Director Margaret C. Whitman For For Management 1k Elect Director Mary Agnes Wilderotter For For Management 1l Elect Director Patricia A. Woertz For For Management 1m Elect Director Ernesto Zedillo For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Against For Shareholder -------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Ticker: DIS Security ID: 254687106 Meeting Date: MAR 03, 2016 Meeting Type: Annual Record Date: JAN 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan E. Arnold For For Management 1b Elect Director John S. Chen For For Management 1c Elect Director Jack Dorsey For For Management 1d Elect Director Robert A. Iger For For Management 1e Elect Director Maria Elena Lagomasino For For Management 1f Elect Director Fred H. Langhammer For For Management 1g Elect Director Aylwin B. Lewis For For Management 1h Elect Director Robert W. Matschullat For For Management 1i Elect Director Mark G. Parker For For Management 1j Elect Director Sheryl K. Sandberg For For Management 1k Elect Director Orin C. Smith For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Supermajority Vote Requirement For For Management 5 Reduce Supermajority Vote Requirement Against For Shareholder 6 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- UBS GROUP AG Ticker: UBSG Security ID: H42097107 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2.1 Approve Allocation of Income and For For Management Dividends of 0.60 per Share from Capital Contribution Reserves 2.2 Approve Supplementary Dividends of CHF For For Management 0.25 per Share from Capital Contribution Reserves 3 Approve Discharge of Board and Senior For For Management Management 4 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 71.25 Million 5 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 28.5 Million 6.1.1 Reelect Axel Weber as Director and For For Management Board Chairman 6.1.2 Reelect Michel Demare as Director For For Management 6.1.3 Reelect David Sidwell as Director For For Management 6.1.4 Reelect Reto Francioni as Director For For Management 6.1.5 Reelect Ann Godbehere as Director For For Management 6.1.6 Reelect William Parrett as Director For For Management 6.1.7 Reelect Isabelle Romy as Director For For Management 6.1.8 Reelect Beatrice Weder di Mauro as For For Management Director 6.1.9 Reelect Joseph Yam as Director For For Management 6.2.1 Elect Robert Scully as Director For For Management 6.2.2 Elect Dieter Wemmer as Director For For Management 6.3.1 Appoint Ann Godbehere as Member of the For For Management Compensation Committee 6.3.2 Appoint Michel Demare as Member of the For For Management Compensation Committee 6.3.3 Appoint Reto Francioni as Member of For For Management the Compensation Committee 6.3.4 Appoint William Parrett as Member of For For Management the Compensation Committee 7 Approve Maximum Remuneration of For For Management Directors in the Amount of CHF 14 Million 8.1 Designate ADB Altorfer Duss & For For Management Beilstein AG as Independent Proxy 8.2 Ratify Ernst & Young AG as Auditors For For Management 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Ticker: UTX Security ID: 913017109 Meeting Date: APR 25, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John V. Faraci For For Management 1b Elect Director Jean-Pierre Garnier For For Management 1c Elect Director Gregory J. Hayes For For Management 1d Elect Director Edward A. Kangas For For Management 1e Elect Director Ellen J. Kullman For For Management 1f Elect Director Marshall O. Larsen For For Management 1g Elect Director Harold McGraw, III For For Management 1h Elect Director Richard B. Myers For For Management 1i Elect Director Fredric G. Reynolds For For Management 1j Elect Director Brian C. Rogers For For Management 1k Elect Director H. Patrick Swygert For For Management 1l Elect Director Andre Villeneuve For For Management 1m Elect Director Christine Todd Whitman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Eliminate Cumulative Voting For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: FEB 03, 2016 Meeting Type: Annual Record Date: DEC 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For For Management 1b Elect Director Mary B. Cranston For For Management 1c Elect Director Francisco Javier For For Management Fernandez-Carbajal 1d Elect Director Alfred F. Kelly, Jr. For For Management 1e Elect Director Robert W. Matschullat For For Management 1f Elect Director Cathy E. Minehan For For Management 1g Elect Director Suzanne Nora Johnson For For Management 1h Elect Director David J. Pang For For Management 1i Elect Director Charles W. Scharf For For Management 1j Elect Director John A. C. Swainson For For Management 1k Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Amend Executive Incentive Bonus Plan For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. Baker, II For For Management 1b Elect Director Elaine L. Chao For For Management 1c Elect Director John S. Chen For For Management 1d Elect Director Lloyd H. Dean For For Management 1e Elect Director Elizabeth A. Duke For For Management 1f Elect Director Susan E. Engel For For Management 1g Elect Director Enrique Hernandez, Jr. For For Management 1h Elect Director Donald M. James For For Management 1i Elect Director Cynthia H. Milligan For For Management 1j Elect Director Federico F. Pena For For Management 1k Elect Director James H. Quigley For For Management 1l Elect Director Stephen W. Sanger For For Management 1m Elect Director John G. Stumpf For For Management 1n Elect Director Susan G. Swenson For For Management 1o Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder 5 Report on Lobbying Payments and Policy Against Against Shareholder PURISIMA ALL-PURPOSE FUND The Fund did not hold any voting securities and accordingly did not vote any proxies during the reporting period. SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. The Purisima Funds By /s/ Kenneth L. Fisher Kenneth L. Fisher, President Principal Executive Officer Date 8/2/2016 ========== END NPX REPORT