N-PX 1 purisima_npx.txt ANNAUL REPORT OF PROXY VOTING ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-07737 Reporting Period: 07/01/2014 - 06/30/2015 The Purisima Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07737 THE PURISIMA FUNDS 5525 NW Fisher Creek Drive Camas, WA 98607 Kenneth L. Fisher 5525 NW Fisher Creek Drive Camas, WA 98607 (650) 851-7925 Date of fiscal year end: August 31 Date of reporting period: July 1, 2014 - June 30, 2015 Item 1. Proxy Voting Record. ============================ Purisima Total Return ============================= ABB LTD. Ticker: ABBN Security ID: H0010V101 Meeting Date: APR 30, 2015 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Discharge of Board and Senior For For Management Management 4.1 Approve Allocation of Income and For For Management Dividends of CHF 0.55 per Share from Capital Contribution Reserves 4.2 Approve CHF 394 Million Reduction in For For Management Share Capital and Repayment of CHF 0. 17 per Share 5 Amend Articles to Reflect Changes in For For Management Capital If Item 4.2 is Approved 6 Approve Creation of CHF 200 Million For For Management Pool of Capital without Preemptive Rights 7.1 Approve Remuneration of Directors in For For Management the Amount of CHF 4.2 Million 7.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 52 Million 8.1 Reelect Roger Agnelli as Director For Against Management 8.2 Reelect Matti Alahuhta as Director For For Management 8.3 Elect David Constable as Director For For Management 8.4 Reelect Louis Hughes as Director For Against Management 8.5 Reelect Michel de Rosen as Director For For Management 8.6 Reelect Jacob Wallenberg as Director For Against Management 8.7 Reelect Ying Yeh as Director For For Management 8.8 Elect Peter Voser as Director and For For Management Board Chairman 9.1 Appoint David Constable as Member of For For Management the Compensation Committee 9.2 Appoint Michel de Rosen as Member of For For Management the Compensation Committee 9.3 Appoint Ying Yeh as Member of the For For Management Compensation Committee 10 Designate Hans Zehnder as Independent For For Management Proxy 11 Ratify Ernst & Young AG as Auditors For For Management 12 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ADVANCED SEMICONDUCTOR ENGINEERING INC. Ticker: 2311 Security ID: 00756M404 Meeting Date: JUN 23, 2015 Meeting Type: Annual Record Date: APR 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor F1 Approve 2014 Financial Statements For For Management F2 Approve Plan on 2014 Profit For For Management Distribution G1 Approve Issuance of Ordinary New For For Management Shares to Participate in the Issuance of Global Depository Receipt, Issuance of Local Ordinary Shares or Issuance of Convertible Bonds via Private Placement G2 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets G3 Amend Procedures for Lending Funds to For For Management Other Parties G4 Amend Procedures for Endorsement and For For Management Guarantees G5 Approve Amendments to Articles of For For Management Association H1 Elect Sheng-fu You with ID No. For For Management H101915XXX as Independent Director H2 Elect Ta-lin Hsu with ID No. For For Management 1943040XXX as Independent Director H3 Elect Mei-yueh Ho with ID No. For For Management Q200495XXX as Independent Director I1 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors J Other Business For Against Management -------------------------------------------------------------------------------- AIA GROUP LTD. Ticker: 01299 Security ID: Y002A1105 Meeting Date: MAY 08, 2015 Meeting Type: Annual Record Date: MAY 05, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Lawrence Juen-Yee Lau as Director For For Management 4 Elect Chung-Kong Chow as Director For For Management 5 Elect John Barrie Harrison as Director For For Management 6 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 7A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7B Authorize Repurchase of Issued Share For For Management Capital 7C Approve Allotment and Issuance of For For Management Additional Shares Under the Restricted Share Unit Scheme -------------------------------------------------------------------------------- AMAZON.COM, INC. Ticker: AMZN Security ID: 023135106 Meeting Date: JUN 10, 2015 Meeting Type: Annual Record Date: APR 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey P. Bezos For For Management 1b Elect Director Tom A. Alberg For For Management 1c Elect Director John Seely Brown For For Management 1d Elect Director William B. Gordon For For Management 1e Elect Director Jamie S. Gorelick For For Management 1f Elect Director Judith A. McGrath For For Management 1g Elect Director Alain Monie For For Management 1h Elect Director Jonathan J. Rubinstein For For Management 1i Elect Director Thomas O. Ryder For For Management 1j Elect Director Patricia Q. Stonesifer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Adopt Proxy Access Right Against For Shareholder 4 Report on Political Contributions Against For Shareholder 5 Report on Sustainability, Including Against For Shareholder GHG Goals 6 Report on Human Rights Risk Assessment Against Against Shareholder Process -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 11, 2015 Meeting Type: Annual Record Date: MAR 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director Ursula M. Burns For For Management 1c Elect Director Kenneth I. Chenault For For Management 1d Elect Director Peter Chernin For For Management 1e Elect Director Anne Lauvergeon For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director Theodore J. Leonsis For For Management 1h Elect Director Richard C. Levin For For Management 1i Elect Director Samuel J. Palmisano For For Management 1j Elect Director Daniel L. Vasella For For Management 1k Elect Director Robert D. Walter For For Management 1l Elect Director Ronald A. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Prepare Employment Diversity Report Against For Shareholder 5 Report on Board Oversight of Privacy Against For Shareholder and Data Security and Requests for Customer Information 6 Provide Right to Act by Written Consent Against For Shareholder 7 Report on Lobbying Payments and Policy Against For Shareholder 8 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: MAR 10, 2015 Meeting Type: Annual Record Date: JAN 09, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tim Cook For For Management 1.2 Elect Director Al Gore For For Management 1.3 Elect Director Bob Iger For For Management 1.4 Elect Director Andrea Jung For For Management 1.5 Elect Director Art Levinson For For Management 1.6 Elect Director Ron Sugar For For Management 1.7 Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Report on Risks Associated with Repeal Against Against Shareholder of Climate Change Policies 6 Adopt Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- BANGKOK BANK PUBLIC CO. LTD Ticker: BBL Security ID: Y0606R119 Meeting Date: APR 10, 2015 Meeting Type: Annual Record Date: MAR 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operation Results None None Management 3 Acknowledge Audit Committee Report None None Management 4 Accept Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividend Payment 6.1 Elect Kovit Poshyananda as Director For For Management 6.2 Elect M.C. Mongkolchaleam Yugala as For For Management Director 6.3 Elect Kosit Panpiemras as Director For For Management 6.4 Elect Deja Tulananda as Director For For Management 6.5 Elect Chartsiri Sophonpanich as For For Management Director 6.6 Elect Suvarn Thansathit as Director For For Management 7 Acknowledge Remuneration of Directors None None Management 8 Approve Deloitte Touche Tohmatsu For For Management Jaiyos Audit Co., Ltd. as Auditors and Authorize Board to Fix Their Remuneration 9 Other Business For Against Management -------------------------------------------------------------------------------- BANGKOK DUSIT MEDICAL SERVICES PCL Ticker: BGH Security ID: Y06071255 Meeting Date: AUG 05, 2014 Meeting Type: Special Record Date: JUL 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Authorize Issuance of Convertible Bonds For For Management 3 Reduce Registered Capital and Amend For For Management Memorandum of Association to Reflect Reduction in Registered Capital 4 Increase Registered Capital and Amend For For Management Memorandum of Association to Reflect Increase in Registered Capital 5 Approve Allocation of Newly Issued For For Management Ordinary Shares 6 Amend Articles of Association For For Management 7 Other Business For Against Management -------------------------------------------------------------------------------- BANGKOK DUSIT MEDICAL SERVICES PCL Ticker: BDMS Security ID: Y06071255 Meeting Date: APR 17, 2015 Meeting Type: Annual Record Date: MAR 26, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Company's Performance None None Management 3 Accept Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Elect Arun Pausawasdi as Director For For Management 5.2 Elect Chuladej Yossundharakul as For Against Management Director 5.3 Elect Udom Kachintorn as Director For For Management 5.4 Elect Thongchai Jira-alongkorn as For For Management Director 5.5 Elect Poramaporn Prasarttong-Osoth as For For Management Director 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Ltd. as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Amend Company Objectives and Amend For For Management Memorandum of Association 9 Other Business For Against Management -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: MAY 06, 2015 Meeting Type: Annual Record Date: MAR 11, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For For Management 1e Elect Director Pierre J. P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Charles K. Gifford For For Management 1h Elect Director Linda P. Hudson For For Management 1i Elect Director Monica C. Lozano For For Management 1j Elect Director Thomas J. May For For Management 1k Elect Director Brian T. Moynihan For For Management 1l Elect Director Lionel L. Nowell, III For For Management 1m Elect Director R. David Yost For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Report on Climate Change Financing Risk Against Against Shareholder 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Provide Right to Act by Written Consent Against For Shareholder 8 Establish Other Governance Board Against Against Shareholder Committee -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 03988 Security ID: Y0698A107 Meeting Date: AUG 04, 2014 Meeting Type: Special Record Date: JUL 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Wei as Director For For Management 2 Approve Remuneration Distribution Plan For For Management for the Chairman, Executive Directors, Chairman of Board of Supervisors and Shareholder Representative Supervisors in 2013 -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 03988 Security ID: Y0698A107 Meeting Date: JUN 17, 2015 Meeting Type: Annual Record Date: MAY 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2014 Work Report of Board of For For Management Directors 2 Approve 2014 Work Report of Board of For For Management Supervisors 3 Approve 2014 Annual Financial For For Management Statements 4 Approve 2014 Profit Distribution Plan For For Management 5 Approve 2015 Annual Budget for Fixed For For Management Assets Investment 6 Approve Ernst & Young Hua Ming as For For Management Auditor 7 Elect Nout Wellink as Director For For Management 8 Elect Li Jucai as Director For For Management 9 Elect Chen Yuhua as Supervisor For For Management 10 Approve Scheme on the Authorization to For For Management the Board of Directors Granted by the Shareholders' Meeting 11 Approve Issuance of Bonds None For Shareholder -------------------------------------------------------------------------------- BAYER AG Ticker: BAYN Security ID: D0712D163 Meeting Date: MAY 27, 2015 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.25 per Share for Fiscal 2014 2 Approve Discharge of Management Board For For Management for Fiscal 2014 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2014 4 Elect Otmar Wiestler to the For For Management Supervisory Board 5 Amend Corporate Purpose For For Management 6 Ratify PricewaterhouseCoopers AG as For For Management Auditors for Fiscal 2015 -------------------------------------------------------------------------------- BEIJING CAPITAL INTERNATIONAL AIRPORT CO., LTD. Ticker: 00694 Security ID: Y07717104 Meeting Date: DEC 18, 2014 Meeting Type: Special Record Date: NOV 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of T3D and For For Management Ancillary Assets 2 Approve Supply of Power and Energy For For Management Agreement and Relevant Annual Caps 3 Approve Supply of Aviation Safety and For For Management Security Guard Services Agreement and Relevant Annual Caps 4 Elect Ma Zheng as Director For For Shareholder 1.1 Approve Issue of Short-term Debenture For For Shareholder 1.2 Authorize Two Executive Directors to For For Shareholder Deal with Matters Relating to Short-term Debenture -------------------------------------------------------------------------------- BEIJING CAPITAL INTERNATIONAL AIRPORT CO., LTD. Ticker: 00694 Security ID: Y07717104 Meeting Date: JUN 24, 2015 Meeting Type: Annual Record Date: MAY 22, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Appropriation Proposal For For Management 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 6 Approve Provision of Deposit Services For Against Management Under the Supplemental Agreement and Related Annual Caps -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670702 Meeting Date: MAY 02, 2015 Meeting Type: Annual Record Date: MAR 04, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffett For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Howard G. Buffett For For Management 1.4 Elect Director Stephen B. Burke For For Management 1.5 Elect Director Susan L. Decker For For Management 1.6 Elect Director William H. Gates, III For For Management 1.7 Elect Director David S. Gottesman For For Management 1.8 Elect Director Charlotte Guyman For For Management 1.9 Elect Director Thomas S. Murphy For For Management 1.10 Elect Director Ronald L. Olson For For Management 1.11 Elect Director Walter Scott, Jr. For For Management 1.12 Elect Director Meryl B. Witmer For For Management -------------------------------------------------------------------------------- BLACKROCK, INC. Ticker: BLK Security ID: 09247X101 Meeting Date: MAY 28, 2015 Meeting Type: Annual Record Date: APR 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdlatif Yousef Al-Hamad For For Management 1b Elect Director Mathis Cabiallavetta For For Management 1c Elect Director Pamela Daley For For Management 1d Elect Director William S. Demchak For For Management 1e Elect Director Jessica P. Einhorn For For Management 1f Elect Director Laurence D. Fink For For Management 1g Elect Director Fabrizio Freda For For Management 1h Elect Director Murry S. Gerber For For Management 1i Elect Director James Grosfeld For For Management 1j Elect Director Robert S. Kapito For For Management 1k Elect Director David H. Komansky For For Management 1l Elect Director Sir Deryck Maughan For For Management 1m Elect Director Cheryl D. Mills For For Management 1n Elect Director Thomas H. O'Brien For For Management 1o Elect Director Ivan G. Seidenberg For For Management 1p Elect Director Marco Antonio Slim Domit For For Management 1q Elect Director John S. Varley For For Management 1r Elect Director Susan L. Wagner For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Institute Procedures to Prevent Against Against Shareholder Investments in Companies that Contribute to Genocide or Crimes Against Humanity 6 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- BRILLIANCE CHINA AUTOMOTIVE HOLDINGS LTD. Ticker: 01114 Security ID: G1368B102 Meeting Date: DEC 29, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Huachen Framework Agreements For For Management and Related Transactions -------------------------------------------------------------------------------- BRILLIANCE CHINA AUTOMOTIVE HOLDINGS LTD. Ticker: 01114 Security ID: G1368B102 Meeting Date: JUN 02, 2015 Meeting Type: Annual Record Date: MAY 28, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Wu Xiao An (Ng Siu On) as For For Management Director 2B Elect Qi Yumin as Director For For Management 2C Elect Xu Bingjin as Director For For Management 2D Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Grant Thornton Hong Kong For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHEUNG KONG (HOLDINGS) LIMITED Ticker: 00001 Security ID: Y13213106 Meeting Date: FEB 25, 2015 Meeting Type: Special Record Date: FEB 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- CHEUNG KONG (HOLDINGS) LIMITED Ticker: 00001 Security ID: Y13213106 Meeting Date: FEB 25, 2015 Meeting Type: Court Record Date: FEB 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 27, 2015 Meeting Type: Annual Record Date: APR 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alexander B. Cummings, For For Management Jr. 1b Elect Director Linnet F. Deily For For Management 1c Elect Director Robert E. Denham For For Management 1d Elect Director Alice P. Gast For For Management 1e Elect Director Enrique Hernandez, Jr. For For Management 1f Elect Director Jon M. Huntsman, Jr. For For Management 1g Elect Director Charles W. Moorman, IV For For Management 1h Elect Director John G. Stumpf For For Management 1i Elect Director Ronald D. Sugar For For Management 1j Elect Director Inge G. Thulin For For Management 1k Elect Director Carl Ware For For Management 1l Elect Director John S. Watson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Charitable Contributions Against Against Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Prohibit Political Spending Against Against Shareholder 7 Increase Return of Capital to Against Against Shareholder Shareholders in Light of Climate Change Risks 8 Adopt Quantitative GHG Goals for Against Against Shareholder Products and Operations 9 Report on the Result of Efforts to Against For Shareholder Minimize Hydraulic Fracturing Impacts 10 Proxy Access Against For Shareholder 11 Require Independent Board Chairman Against Against Shareholder 12 Require Director Nominee with Against For Shareholder Environmental Experience 13 Amend Bylaws -- Call Special Meetings Against For Shareholder -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 00939 Security ID: Y1397N101 Meeting Date: JUN 15, 2015 Meeting Type: Annual Record Date: MAY 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of Board of Directors For For Management 2 Accept Report of Board of Supervisors For For Management 3 Accept Final Financial Accounts For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Budget of 2015 Fixed Assets For For Management Investment 6 Approve Remuneration Distribution and For For Management Settlement Plan for Directors in 2013 7 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors in 2013 8 Elect Wang Hongzhang as Director For For Management 9 Elect Pang Xiusheng as Director For For Management 10 Elect Zhang Gengsheng as Director For For Management 11 Elect Li Jun as Director For For Management 12 Elect Hao Aiqun as Director For For Management 13 Elect Elaine La Roche as Director For For Management 14 Approve External Auditors For For Management 15 Approve Impact on Dilution of Current For For Management Returns of the Issuance of Preference Shares and Remedial Measures 16 Approve Shareholder Return Plan for For For Management 2015 to 2017 17 Approve Capital Plan for 2015 to 2017 For For Management 18 Amend Articles of Association For For Management 19.1 Approve Type and Number of Preference For For Management Shares to be Issued 19.2 Approve Par Value and Issuance Price For For Management 19.3 Approve Maturity Date For For Management 19.4 Approve Use of Proceeds For For Management 19.5 Approve Issuance Method and Investors For For Management 19.6 Approve Profit Distribution Method for For For Management Preference Shareholders 19.7 Approve Mandatory Conversion For For Management 19.8 Approve Conditional Redemption For For Management 19.9 Approve Voting Rights Restrictions and For For Management Restoration 19.10 Approve Repayment Priority and Manner For For Management of Liquidation 19.11 Approve Rating For For Management 19.12 Approve Security For For Management 19.13 Approve Trading or Transfer Restriction For For Management 19.14 Approve Trading Arrangements For For Management 19.15 Approve Effective Period of the For For Management Resolution on Issuance of Preference Shares 19.16 Approve Preference Share Authorization For For Management 19.17 Approve Relationship between Domestic For For Management Issuance and Offshore Issuance 19.18 Approve Application and Approval For For Management Procedures to be Performed for the Issuance 20.1 Approve Type and Number of Preference For For Management Shares to be Issued 20.2 Approve Par Value and Issuance Price For For Management 20.3 Approve Maturity Date For For Management 20.4 Approve Use of Proceeds For For Management 20.5 Approve Issuance Method and Investors For For Management 20.6 Approve Profit Distribution Method for For For Management Preference Shareholders 20.7 Approve Mandatory Conversion For For Management 20.8 Approve Conditional Redemption For For Management 20.9 Approve Voting Rights Restrictions and For For Management Restoration 20.10 Approve Repayment Priority and Manner For For Management of Liquidation 20.11 Approve Rating For For Management 20.12 Approve Security For For Management 20.13 Approve Lock-up Period For For Management 20.14 Approve Effective Period of the For For Management Resolution on Issuance of Preference Shares 20.15 Approve Trading/Listing Arrangement For For Management 20.16 Approve Preference Share Authorization For For Management 20.17 Approve Relationship between Domestic For For Management Issuance and Offshore Issuance 20.18 Approve Application and Approval For For Management Procedures to be Performed for the Issuance 21 Elect Wang Zuji as Director None For Shareholder -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 00939 Security ID: Y1397N101 Meeting Date: JUN 15, 2015 Meeting Type: Special Record Date: MAY 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Type and Number of Preference For For Management Shares to be Issued 1.2 Approve Par Value and Issuance Price For For Management 1.3 Approve Maturity Date For For Management 1.4 Approve Use of Proceeds For For Management 1.5 Approve Issuance Method and Investors For For Management 1.6 Approve Profit Distribution Method for For For Management Preference Shareholders 1.7 Approve Mandatory Conversion For For Management 1.8 Approve Conditional Redemption For For Management 1.9 Approve Voting Rights Restrictions and For For Management Restoration 1.10 Approve Repayment Priority and Manner For For Management of Liquidation 1.11 Approve Rating For For Management 1.12 Approve Security For For Management 1.13 Approve Trading or Transfer Restriction For For Management 1.14 Approve Trading Arrangements For For Management 1.15 Approve Effective Period of the For For Management Resolution on Issuance of Preference Shares 1.16 Approve Preference Share Authorization For For Management 1.17 Approve Relationship between Domestic For For Management Issuance and Offshore Issuance 1.18 Approve Application and Approval For For Management Procedures to be Performed for the Issuance 2.1 Approve Type and Number of Preference For For Management Shares to be Issued 2.2 Approve Par Value and Issuance Price For For Management 2.3 Approve Maturity Date For For Management 2.4 Approve Use of Proceeds For For Management 2.5 Approve Issuance Method and Investors For For Management 2.6 Approve Profit Distribution Method for For For Management Preference Shareholders 2.7 Approve Mandatory Conversion For For Management 2.8 Approve Conditional Redemption For For Management 2.9 Approve Voting Rights Restrictions and For For Management Restoration 2.10 Approve Repayment Priority and Manner For For Management of Liquidation 2.11 Approve Rating For For Management 2.12 Approve Security For For Management 2.13 Approve Lock-up Period For For Management 2.14 Approve Effective Period of the For For Management Resolution on Issuance of Preference Shares 2.15 Approve Trading/Listing Arrangement For For Management 2.16 Approve Preference Share Authorization For For Management 2.17 Approve Relationship between Domestic For For Management Issuance and Offshore Issuance 2.18 Approve Application and Approval For For Management Procedures to be Performed for the Issuance -------------------------------------------------------------------------------- CHINA MOBILE LIMITED Ticker: 00941 Security ID: Y14965100 Meeting Date: MAY 28, 2015 Meeting Type: Annual Record Date: MAY 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Xue Taohai as Director For For Management 4.1 Elect Frank Wong Kwong Shing as For For Management Director 4.2 Elect Moses Cheng Mo Chi as Director For Against Management 5 Approve PricewaterhouseCoopers and For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditors of the Group for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO., LTD Ticker: 601601 Security ID: Y1505Z103 Meeting Date: MAY 22, 2015 Meeting Type: Annual Record Date: APR 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2014 Report of the Board of For For Management Directors 2 Approve 2014 Report of the Board of For For Management Supervisors 3 Approve 2014 Annual Report of A shares For For Management 4 Approve 2014 Annual Report of H shares For For Management 5 Accept 2014 Financial Statements and For For Management Statutory Reports 6 Approve Profit Distribution Plan For For Management 7 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and Internal Control Auditor and PricewaterhouseCoopers as Overseas Auditor and Authorize Board to Fix Their Remuneration 8 Approve 2014 Due Diligence Report of For For Management the Directors 9 Approve 2014 Report on Performance of For For Management Independent Directors 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Approve Proposal on Contemplated None None Management Routine Related Party Transaction in Respect of Funds Utilisation 12 Approve Report on the Status of the None None Management Related Party Transactions and Implementaion of Management System for Related Party Transactions for 2014 13 Elect Wang Jian as Director None For Shareholder -------------------------------------------------------------------------------- CIMB GROUP HOLDINGS BERHAD Ticker: CIMB Security ID: Y1636J101 Meeting Date: APR 28, 2015 Meeting Type: Annual Record Date: APR 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Zainal Abidin Putih as Director For For Management 3 Elect Kenji Kobayashi as Director For For Management 4 Elect Robert Neil Coombe as Director For For Management 5 Elect Joseph Dominic Silva as Director For For Management 6 Elect Teoh Su Yin as Director For For Management 7 Elect Zafrul Tengku Abdul Aziz as For For Management Director 8 Approve Remuneration of Directors For For Management 9 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Scheme 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: NOV 20, 2014 Meeting Type: Annual Record Date: SEP 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol A. Bartz For For Management 1b Elect Director M. Michele Burns For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director John T. Chambers For For Management 1e Elect Director Brian L. Halla For For Management 1f Elect Director John L. Hennessy For For Management 1g Elect Director Kristina M. Johnson For For Management 1h Elect Director Roderick C. McGeary For For Management 1i Elect Director Arun Sarin For For Management 1j Elect Director Steven M. West For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management 5 Establish Public Policy Board Committee Against Against Shareholder 6 Adopt Proxy Access Right Against Against Shareholder 7 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 600030 Security ID: Y1639N117 Meeting Date: DEC 22, 2014 Meeting Type: Special Record Date: NOV 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption and Merger of the For For Management Wholly-owned Subsidiary CITIC Securities (Zhejiang) Company Limited 2 Approve Change of Business Scope and For For Management Amendments to Articles of Association -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 600030 Security ID: Y1639N117 Meeting Date: FEB 16, 2015 Meeting Type: Special Record Date: JAN 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class of Shares to be Issued For For Management Relating to the Proposed New H Share Issue 1.2 Approve Time of Issuance Relating to For For Management the Proposed New H Share Issue 1.3 Approve Method of Issuance Relating to For For Management the Proposed New H Share Issue 1.4 Approve Target Places Target Relating For For Management to the Proposed New H Share Issue 1.5 Approve Pricing Mechanism Relating to For For Management the Proposed New H Share Issue 1.6 Approve Method of Subscription For For Management Relating to the Proposed New H Share Issue 1.7 Approve Size of Issuance Relating to For For Management the Proposed New H Share Issue 1.8 Approve Accumulated Profits Relating For For Management to the Proposed New H Share Issue 1.9 Approve Use of Proceeds from the For For Management Proposed New H Share Issue 1.10 Approve Validity Period of the For For Management Resolutions Relating to the Proposed New H Share Issue 1.11 Amend Articles of Association Relating For For Management to the Proposed New H Share Issue 1.12 Authorized Board to Deal with All For For Management Matters Relating to the Proposed New H Share 2 Approve Report on the Use of Proceeds For For Management from the Previous Fundraising Activities of the Company -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 600030 Security ID: Y1639N117 Meeting Date: FEB 16, 2015 Meeting Type: Special Record Date: JAN 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class of Shares to be Issued For For Management Relating to the Proposed New H Share Issue 1.2 Approve Time of Issuance Relating to For For Management the Proposed New H Share Issue 1.3 Approve Method of Issuance Relating to For For Management the Proposed New H Share Issue 1.4 Approve Target Places Target Relating For For Management to the Proposed New H Share Issue 1.5 Approve Pricing Mechanism Relating to For For Management the Proposed New H Share Issue 1.6 Approve Method of Subscription For For Management Relating to the Proposed New H Share Issue 1.7 Approve Size of Issuance Relating to For For Management the Proposed New H Share Issue 1.8 Approve Accumulated Profits Relating For For Management to the Proposed New H Share Issue 1.9 Approve Use of Proceeds from the For For Management Proposed New H Share Issue 1.10 Approve Validity Period of the For For Management Resolutions Relating to the Proposed New H Share Issue 1.11 Amend Articles of Association Relating For For Management to the Proposed New H Share Issue 1.12 Authorized Board to Deal with All For For Management Matters Relating to the Proposed New H Share -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 600030 Security ID: Y1639N117 Meeting Date: JUN 19, 2015 Meeting Type: Annual Record Date: MAY 19, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Change of Business For For Management Scope 2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 3.1 Approve Issuing Entity, Size of For Against Management Issuance and Method of Issuance in Relation to the Re-authorization of Issuances of Onshore and Offshore Corporate Debt Financing Instruments 3.2 Approve Type of Debt Financing For Against Management Instruments in Relation to the Re-authorization of Issuances of Onshore and Offshore Corporate Debt Financing Instruments 3.3 Approve Term of Debt Financing For Against Management Instruments in Relation to the Re-authorization of Issuances of Onshore and Offshore Corporate Debt Financing Instruments 3.4 Approve Interest Rate of Debt For Against Management Financing Instruments in Relation to the Re-authorization of Issuances of Onshore and Offshore Corporate Debt Financing Instruments 3.5 Approve Security and Other For Against Management Arrangements in Relation to the Re-authorization of Issuances of Onshore and Offshore Corporate Debt Financing Instruments 3.6 Approve Use of Proceeds in Relation to For Against Management the Re-authorization of Issuances of Onshore and Offshore Corporate Debt Financing Instruments 3.7 Approve Issuing Price in Relation to For Against Management the Re-authorization of Issuances of Onshore and Offshore Corporate Debt Financing Instruments 3.8 Approve Targets of Issue and Placement For Against Management Arrangements of the Debt Financing Instruments in Relation to the Re-authorization of Issuances of Onshore and Offshore Corporate Debt Financing Instruments 3.9 Approve Listing of Debt Financing For Against Management Instruments in Relation to the Re-authorization of Issuances of Onshore and Offshore Corporate Debt Financing Instruments 3.10 Approve Safeguard Measures for Debt For Against Management Repayment of the RMB Debt Financing Instruments in Relation to the Re-authorization of Issuances of Onshore and Offshore Corporate Debt Financing Instruments 3.11 Approve Validity Period of the For Against Management Resolutions Passed in Relation to the Re-authorization of Issuances of Onshore and Offshore Corporate Debt Financing Instruments 3.12 Approve Authorization Granted to the For Against Management Board for the Issuance of Onshore and Offshore Corporate Debt Financing Instruments 4 Approve 2014 Work Report of the Board For For Management 5 Approve 2014 Work Report of the For For Management Supervisory Committee 6 Approve 2014 Annual Report For For Management 7 Approve 2014 Profit Distribution Plan For For Management 8 Approve Estimated Investment Amount For For Management for Proprietary Business for 2015 9 Approve Change of External Auditors For For Management 10 Approve Potential Related Party For Against Management Transactions Involved in the Issuances of the Onshore and Offshore Corporate Debt Financing Instruments 11 Approve Provision of Guarantees For For For Management the Offshore Borrowings by the Branches or Wholly-Owned Offshore Subsidiaries of the Company 12.1 Approve Potential Related Party For For Management Transactions Between the Company and Its Subsidiaries and CITIC Group, Its subsidiaries and Associates 12.2 Approve Potential Related Party For For Management Transactions Between the Company and Its Subsidiaries and Companies in Which the Directors, Supervisors and the Senior Management of the Company Hold Positions as Directors or the Senior Management 13 Approve Remuneration of Directors and For For Management Supervisors -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 28, 2015 Meeting Type: Annual Record Date: FEB 27, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Duncan P. Hennes For For Management 1c Elect Director Peter B. Henry For For Management 1d Elect Director Franz B. Humer For For Management 1e Elect Director Michael E. O'Neill For For Management 1f Elect Director Gary M. Reiner For For Management 1g Elect Director Judith Rodin For For Management 1h Elect Director Anthony M. Santomero For For Management 1i Elect Director Joan E. Spero For For Management 1j Elect Director Diana L. Taylor For For Management 1k Elect Director William S. Thompson, Jr. For For Management 1l Elect Director James S. Turley For For Management 1m Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Adopt Proxy Access Right For For Shareholder 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Claw-back of Payments under Against Against Shareholder Restatements 8 Limits for Directors Involved with Against Against Shareholder Bankruptcy 9 Report on Certain Vesting Program Against For Shareholder -------------------------------------------------------------------------------- CK HUTCHISON HOLDINGS LIMITED Ticker: 00001 Security ID: G21765105 Meeting Date: APR 20, 2015 Meeting Type: Special Record Date: APR 14, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- CK HUTCHISON HOLDINGS LIMITED Ticker: 00001 Security ID: G21765105 Meeting Date: JUN 23, 2015 Meeting Type: Annual Record Date: JUN 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Li Ka-shing as Director For For Management 2b Elect Fok Kin Ning, Canning as Director For For Management 2c Elect Chow Woo Mo Fong, Susan as For Against Management Director 2d Elect Frank John Sixt as Director For Against Management 2e Elect Ip Tak Chuen, Edmond as Director For Against Management 2f Elect Kam Hing Lam as Director For Against Management 2g Elect Lai Kai Ming, Dominic as Director For Against Management 2h Elect Chow Kun Chee, Roland as Director For Against Management 2i Elect Lee Yeh Kwong, Charles as For Against Management Director 2j Elect Leung Siu Hon as Director For Against Management 2k Elect George Colin Magnus as Director For Against Management 2l Elect Cheng Hoi Chuen, Vincent as For Against Management Director 2m Elect Michael David Kadoorie as For For Management Director 2n Elect Kwok Tun-li, Stanley as Director For For Management 2o Elect Lee Wai Mun, Rose as Director For Against Management 2p Elect William Shurniak as Director For For Management 2q Elect Wong Chung Hin as Director For For Management 2r Elect Wong Yick-ming, Rosanna as For For Management Director 3 Approve PricewaterhouseCoopers, For For Management Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration 4 Approve Remuneration of Directors For For Management 5.1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: OCT 08, 2014 Meeting Type: Special Record Date: AUG 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: MAY 21, 2015 Meeting Type: Annual Record Date: MAR 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Sheldon M. Bonovitz For For Management 1.3 Elect Director Edward D. Breen For For Management 1.4 Elect Director Joseph J. Collins For For Management 1.5 Elect Director J. Michael Cook For For Management 1.6 Elect Director Gerald L. Hassell For For Management 1.7 Elect Director Jeffrey A. Honickman For For Management 1.8 Elect Director Eduardo G. Mestre For For Management 1.9 Elect Director Brian L. Roberts For For Management 1.10 Elect Director Ralph J. Roberts For For Management 1.11 Elect Director Johnathan A. Rodgers For For Management 1.12 Elect Director Judith Rodin For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Executive Incentive Bonus Plan For For Management 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Pro-rata Vesting of Equity Awards Against For Shareholder 6 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- CTBC FINANCIAL HOLDING CO., LTD. Ticker: 2891 Security ID: Y15093100 Meeting Date: JUN 29, 2015 Meeting Type: Annual Record Date: APR 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2014 Financial Statements For For Management 2 Approve Plan on 2014 Profit For For Management Distribution 3 Approve Issuance of New Shares via For For Management Capital Increase 4 Approve Long Term Fund Raising Plan For For Management 5 Approve Acquisition via Shares Swap For For Management with Taiwan Life Insurance Co., Ltd. 6 Approve Amendments to Articles of For For Management Association 7 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 8 Approve Amendment to Rules and For For Management Procedures for Election of Directors 9 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- DAIMLER AG Ticker: DAI Security ID: D1668R123 Meeting Date: APR 01, 2015 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2014 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.45 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2014 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2014 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2015 6 Elect Paul Achleitner to the For For Management Supervisory Board 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to Guarantee Conversion Rights 10 Cancel Affiliation Agreement with For For Management Subsidiary Daimler Financial Services AG Approved at 2014 AGM -------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD. Ticker: D05 Security ID: Y20246107 Meeting Date: APR 23, 2015 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend Per Ordinary For For Management Share 3 Approve Final Dividend Per Non-Voting For For Management Redeemable Convertible Preference Share 4 Approve Directors' Fees For For Management 5 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Elect Peter Seah as Director For For Management 7 Elect Ow Foong Pheng as Director For Against Management 8 Elect Andre Sekulic as Director For For Management 9 Elect Nihal Vijaya Devadas Kaviratne For For Management as Director 10 Approve Grant of Awards and Issuance For For Management of Shares Pursuant to the DBSH Share Option Plan and DBSH Share Plan 11 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 12 Approve Issuance of Shares and For For Management Non-Voting Redeemable Convertible Preference Shares Under the DBSH Scrip Dividend Scheme for the Final Dividends for the Year Ended Dec. 31, 2014 13 Approve Issuance of Shares and For For Management Non-Voting Redeemable Convertible Preference Shares Under the DBSH Scrip Dividend Scheme for the Dividends which may be Declared for the Year Ending Dec. 31, 2015 -------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD. Ticker: D05 Security ID: Y20246107 Meeting Date: APR 23, 2015 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- DR. REDDY'S LABORATORIES Ticker: 500124 Security ID: 256135203 Meeting Date: JUL 31, 2014 Meeting Type: Annual Record Date: JUN 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend of INR 18 Per Share For For Management 3 Reelect A. Puri as Director For For Management 4 Reelect B.L.A. Carter as Director For For Management 5 Reelect S. Iyengar as Director For For Management 6 Approve B S R & Co. LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Elect A.S. Ganguly as Independent For For Management Director 8 Elect J.P. Moreau as Independent For For Management Director 9 Elect K. P. Morparia as Independent For For Management Director 10 Elect O. Goswami as Independent For For Management Director 11 Elect R. Bhoothalingam as Independent For For Management Director 12 Approve Revision in the Appointment of For For Management G.V. Prasad, Co-Chairman, Managing Director, and CEO 13 Approve Revision in the Appointment of For For Management S. Reddy, Chairman 14 Approve Remuneration of Cost Auditors For For Management 15 Approve Related Party Transactions For For Management with Dr. Reddy's Laboratories Inc., USA -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 27, 2015 Meeting Type: Annual Record Date: APR 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Boskin For For Management 1.2 Elect Director Peter Brabeck-Letmathe For For Management 1.3 Elect Director Ursula M. Burns For For Management 1.4 Elect Director Larry R. Faulkner For For Management 1.5 Elect Director Jay S. Fishman For For Management 1.6 Elect Director Henrietta H. Fore For For Management 1.7 Elect Director Kenneth C. Frazier For For Management 1.8 Elect Director Douglas R. Oberhelman For For Management 1.9 Elect Director Samuel J. Palmisano For For Management 1.10 Elect Director Steven S. Reinemund For For Management 1.11 Elect Director Rex W. Tillerson For For Management 1.12 Elect Director William C. Weldon For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Adopt Proxy Access Right Against For Shareholder 6 Require Director Nominee with Against For Shareholder Environmental Experience 7 Increase the Number of Females on the Against Against Shareholder Board 8 Disclose Percentage of Females at Each Against Against Shareholder Percentile of Compensation 9 Report on Lobbying Payments and Policy Against For Shareholder 10 Adopt Quantitative GHG Goals for Against Against Shareholder Products and Operations 11 Report on the Result of Efforts to Against For Shareholder Minimize Hydraulic Fracturing Impacts -------------------------------------------------------------------------------- FUBON FINANCIAL HOLDING CO. LTD. Ticker: 2881 Security ID: Y26528102 Meeting Date: JUN 12, 2015 Meeting Type: Annual Record Date: APR 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2014 Business Operations For For Management Report and Financial Statements 2 Approve Plan on 2014 Profit For For Management Distribution 3 Amend Articles of Association For For Management 4 Approve Plan of Long-term Funds Raising For For Management 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6 Amend Rules and Procedures for For For Management Election of Directors 7.1 By-elect Jing-Sen, Chang as For For Management Independent Director 7.2 By-elect Jin-ji, Chen as Independent For For Management Director -------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Ticker: GE Security ID: 369604103 Meeting Date: APR 22, 2015 Meeting Type: Annual Record Date: FEB 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor A1 Elect Director W. Geoffrey Beattie For For Management A2 Elect Director John J. Brennan For For Management A3 Elect Director James I. Cash, Jr. For For Management A4 Elect Director Francisco D'Souza For For Management A5 Elect Director Marijn E. Dekkers For For Management A6 Elect Director Susan J. Hockfield For For Management A7 Elect Director Jeffrey R. Immelt For For Management A8 Elect Director Andrea Jung For For Management A9 Elect Director Robert W. Lane For For Management A10 Elect Director Rochelle B. Lazarus For For Management A11 Elect Director James J. Mulva For For Management A12 Elect Director James E. Rohr For For Management A13 Elect Director Mary L. Schapiro For For Management A14 Elect Director Robert J. Swieringa For For Management A15 Elect Director James S. Tisch For For Management A16 Elect Director Douglas A. Warner, III For For Management B1 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation B2 Ratify KPMG LLP as Auditors For For Management C1 Provide for Cumulative Voting Against Against Shareholder C2 Provide Right to Act by Written Consent Against Against Shareholder C3 Select One Director from Ranks of Against Against Shareholder Retirees C4 Adopt Holy Land Principles Against Against Shareholder C5 Pro-rata Vesting on Equity Plans Against For Shareholder -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: 37733W105 Meeting Date: DEC 18, 2014 Meeting Type: Special Record Date: NOV 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transaction by the Company For For Management with Novartis AG -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: 37733W105 Meeting Date: MAY 07, 2015 Meeting Type: Annual Record Date: MAR 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Sir Philip Hampton as Director For For Management 4 Elect Urs Rohner as Director For For Management 5 Re-elect Sir Andrew Witty as Director For For Management 6 Re-elect Sir Roy Anderson as Director For For Management 7 Re-elect Dr Stephanie Burns as Director For For Management 8 Re-elect Stacey Cartwright as Director For For Management 9 Re-elect Simon Dingemans as Director For For Management 10 Re-elect Lynn Elsenhans as Director For For Management 11 Re-elect Judy Lewent as Director For For Management 12 Re-elect Sir Deryck Maughan as Director For For Management 13 Re-elect Dr Daniel Podolsky as Director For For Management 14 Re-elect Dr Moncef Slaoui as Director For For Management 15 Re-elect Hans Wijers as Director For For Management 16 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 17 Authorise the Audit & Risk Committee For For Management to Fix Remuneration of Auditors 18 Authorise EU Political Donations and For For Management Expenditure 19 Authorise Issue of Equity with For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Approve the Exemption from Statement For For Management of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 23 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 24 Approve Share Value Plan For For Management -------------------------------------------------------------------------------- GOOGLE INC. Ticker: GOOG Security ID: 38259P508 Meeting Date: JUN 03, 2015 Meeting Type: Annual Record Date: APR 06, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Page For For Management 1.2 Elect Director Sergey Brin For For Management 1.3 Elect Director Eric E. Schmidt For For Management 1.4 Elect Director L. John Doerr For For Management 1.5 Elect Director Diane B. Greene For For Management 1.6 Elect Director John L. Hennessy For For Management 1.7 Elect Director Ann Mather For For Management 1.8 Elect Director Alan R. Mulally For For Management 1.9 Elect Director Paul S. Otellini For For Management 1.10 Elect Director K. Ram Shriram For For Management 1.11 Elect Director Shirley M. Tilghman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Approve Recapitalization Plan for all Against Against Shareholder Stock to Have One-vote per Share 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Require a Majority Vote for the Against Against Shareholder Election of Directors 7 Report on Costs of Renewable Energy Against Against Shareholder Investments 8 Report on Risks Associated with Repeal Against Against Shareholder of Climate Change Policies -------------------------------------------------------------------------------- HENGAN INTERNATIONAL GROUP CO. LTD. Ticker: 01044 Security ID: G4402L151 Meeting Date: MAY 19, 2015 Meeting Type: Annual Record Date: MAY 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Hung Ching Shan as Director For For Management 4 Elect Xu Shui Shen as Director For For Management 5 Elect Xu Da Zuo as Director For For Management 6 Elect Sze Wong Kim as Director For For Management 7 Elect Loo Hong Shing Vincent as For For Management Director 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Repurchase of Issued Share For For Management Capital 12 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HERMES INTERNATIONAL Ticker: RMS Security ID: F48051100 Meeting Date: JUN 02, 2015 Meeting Type: Annual/Special Record Date: MAY 28, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Discharge of Management Board For For Management 4 Approve Allocation of Income and For For Management Ordinary Dividends of EUR 2.95 per Share and Special Dividends of EUR 5. 00 per Share 5 Approve Auditors' Special Report on For Against Management Related-Party Transactions 6 Reelect Matthieu Dumas as Supervisory For Against Management Board Member 7 Reelect Blaise Guerrand as Supervisory For Against Management Board Member 8 Reelect Robert Peugeot as Supervisory For Against Management Board Member 9 Advisory Vote on Compensation of Axel For Against Management Dumas, Chairman of the Management Board 10 Advisory Vote on Societe Emile Hermes, For Against Management Member of the Management Board 11 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 12 Amend Article 24 of Bylaws Re: Record For For Management Date 13 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 14 Authorize up to 2 Percent of Issued For Against Management Capital for Use in Stock Option Plans 15 Authorize up to 2 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 16 Authorize Capitalization of Reserves For Against Management of up to 40 Percent of Issued Capital for Bonus Issue or Increase in Par Value 17 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to 40 Percent of Issued Capital, Including in the Event of a Public Tender Offer 18 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to 40 Percent of Issued Capital, Including in the Event of a Public Tender Offer 19 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 20 Approve Issuance of Equity or For Against Management Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, Including in the Event of a Public Tender Offer 21 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Contributions in Kind, Including in the Event of a Public Tender Offer 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- HON HAI PRECISION INDUSTRY CO., LTD. Ticker: 2317 Security ID: Y36861105 Meeting Date: JUN 25, 2015 Meeting Type: Annual Record Date: APR 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2014 Business Operations For For Management Report and Financial Statements 2 Approve Plan on 2014 Profit For For Management Distribution 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Trading Procedures Governing For For Management Derivatives Products 5 Approve Amendments to Articles of For For Management Association 6 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors -------------------------------------------------------------------------------- HONG KONG EXCHANGES AND CLEARING LTD Ticker: 00388 Security ID: Y3506N139 Meeting Date: APR 29, 2015 Meeting Type: Annual Record Date: APR 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Chan Tze Ching, Ignatius as For For Management Director 3b Elect Hu Zuliu, Fred as Director For For Management 3c Elect John Mackay McCulloch Williamson For For Management as Director 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7a Approve Remuneration Payable to the For For Management Chairman 7b Approve Attendance Fee and For For Management Remuneration Payable to the Chairman and Members of Audit Committee, Executive Committee, Investment Advisory Committee, Remuneration Committee and Risk Committee -------------------------------------------------------------------------------- HSBC HOLDINGS PLC Ticker: HSBA Security ID: G4634U169 Meeting Date: APR 24, 2015 Meeting Type: Annual Record Date: APR 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3(a) Elect Phillip Ameen as Director For For Management 3(b) Elect Heidi Miller as Director For For Management 3(c) Re-elect Kathleen Casey as Director For For Management 3(d) Re-elect Safra Catz as Director For For Management 3(e) Re-elect Laura Cha as Director For For Management 3(f) Re-elect Lord Evans of Weardale as For For Management Director 3(g) Re-elect Joachim Faber as Director For For Management 3(h) Re-elect Rona Fairhead as Director For For Management 3(i) Re-elect Douglas Flint as Director For For Management 3(j) Re-elect Stuart Gulliver as Director For For Management 3(k) Re-elect Sam Laidlaw as Director For For Management 3(l) Re-elect John Lipsky as Director For For Management 3(m) Re-elect Rachel Lomax as Director For For Management 3(n) Re-elect Iain Mackay as Director For For Management 3(o) Re-elect Marc Moses as Director For For Management 3(p) Re-elect Sir Simon Robertson as For For Management Director 3(q) Re-elect Jonathan Symonds as Director For For Management 4 Appoint PricewaterhouseCoopers LLP as For For Management Auditors 5 Authorise the Group Audit Committee to For For Management Fix Remuneration of Auditors 6 Authorise Issue of Equity with For For Management Pre-emptive Rights 7 Authorise Issue of Equity without For For Management Pre-emptive Rights 8 Authorise Directors to Allot Any For For Management Repurchased Shares 9 Authorise Market Purchase of Ordinary For For Management Shares 10 Authorise Issue of Equity with For For Management Pre-emptive Rights in Relation to Contingent Convertible Securities 11 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Contingent Convertible Securities 12 Amend Savings-Related Share Option For For Management Plan (UK) 13 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- HYUNDAI HEAVY INDUSTRIES CO. Ticker: 009540 Security ID: Y3838M106 Meeting Date: OCT 31, 2014 Meeting Type: Special Record Date: OCT 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Choi Gil-Sun as Inside Director For For Management 1.2 Elect Kwon Oh-Gab as Inside Director For For Management -------------------------------------------------------------------------------- HYUNDAI HEAVY INDUSTRIES CO. Ticker: 009540 Security ID: Y3838M106 Meeting Date: MAR 27, 2015 Meeting Type: Annual Record Date: DEC 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect One Inside Director and One For Against Management Outside Director (Bundled) 3 Elect Yoo Gook-Hyun as Member of Audit For Against Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI MOBIS CO. Ticker: 012330 Security ID: Y3849A109 Meeting Date: MAR 13, 2015 Meeting Type: Annual Record Date: DEC 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect One Inside Director and Two For For Management Outside Directors (Bundled) 3 Elect Two Members of Audit Committee For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI MOTOR CO. Ticker: 005380 Security ID: Y38472109 Meeting Date: MAR 13, 2015 Meeting Type: Annual Record Date: DEC 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect One Inside Director and Two For For Management Outside Directors (Bundled) 3 Elect Two Members of Audit Committee For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 01398 Security ID: Y3990B112 Meeting Date: SEP 19, 2014 Meeting Type: Special Record Date: AUG 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2.1 Approve Type of Preference Shares to For For Management be Issued in Respect to Issuance of Offshore Preference Shares 2.2 Approve Issue Size in Respect to For For Management Issuance of Offshore Preference Shares 2.3 Approve Method of Issuance in Respect For For Management to Issuance of Offshore Preference Shares 2.4 Approve Par Value and Issue Price in For For Management Respect to Issuance of Offshore Preference Shares 2.5 Approve Maturity in Respect to For For Management Issuance of Offshore Preference Shares 2.6 Approve Target Investors in Respect to For For Management Issuance of Offshore Preference Shares 2.7 Approve Lock-up Period in Respect to For For Management Issuance of Offshore Preference Shares 2.8 Approve Terms of Distribution of For For Management Dividends in Respect to Issuance of Offshore Preference Shares 2.9 Approve Terms of Mandatory Conversion For For Management in Respect to Issuance of Offshore Preference Shares 2.10 Approve Terms of Conditional For For Management Redemption in Respect to Issuance of Offshore Preference Shares 2.11 Approve Restrictions on Voting Rights For For Management in Respect to Issuance of Offshore Preference Shares 2.12 Approve Restoration of Voting Rights For For Management in Respect to Issuance of Offshore Preference Shares 2.13 Approve Order of Distribution of For For Management Residual Assets and Basis for Liquidation in Respect to Issuance of Offshore Preference Shares 2.14 Approve Rating in Respect to Issuance For For Management of Offshore Preference Shares 2.15 Approve Security in Respect to For For Management Issuance of Offshore Preference Shares 2.16 Approve Use of Proceeds from the For For Management Issuance of the Offshore Preference Shares 2.17 Approve Transfer in Respect to For For Management Issuance of Offshore Preference Shares 2.18 Approve Relationship between Offshore For For Management and Domestic Issuance in Respect to Issuance of Offshore Preference Shares 2.19 Approve Validity Period of the For For Management Resolution in Respect to Issuance of the Offshore Preference Shares 2.20 Approve Application and Approval For For Management Procedures to be Completed for the Issuance of the Offshore Preference Shares 2.21 Approve Matters Relating to For For Management Authorisation in Respect to Issuance of Offshore Preference Shares 3.1 Approve Type of Preference Shares to For For Management be Issued in Respect to Issuance of Domestic Preference Shares 3.2 Approve Number of Preference Shares to For For Management be Issued and Issue Size in Respect to Issuance of Domestic Preference Shares 3.3 Approve Method of Issuance n Respect For For Management to Issuance of Domestic Preference Shares 3.4 Approve Par Vaue and Issue Price in For For Management Respect to Issuance of Domestic Preference Shares 3.5 Approve Maturity in Respect to For For Management Issuance of Domestic Preference Shares 3.6 Approve Target Investors in Respect to For For Management Issuance of Domestic Preference Shares 3.7 Approve Lock-up Period in Respect to For For Management Issuance of Domestic Preference Shares 3.8 Approve Terms of Distribution of For For Management Dividends in Respect to Issuance of Domestic Preference Shares 3.9 Approve Terms of Mandatory Conversion For For Management in Respect to Issuance of Domestic Preference Shares 3.10 Approve Terms of Conditional For For Management Redemption in Respect to Issuance of Domestic Preference Shares 3.11 Approve Restrictions on Voting Rights For For Management in Respect to Issuance of Domestic Preference Shares 3.12 Approve Restoration of Voting Rights For For Management in Respect to Issuance of Domestic Preference Shares 3.13 Approve Order of Distribution of For For Management Residual Assets and Basis for Liquidation in Respect to Issuance of Domestic Preference Shares 3.14 Approve Rating in Respect to Issuance For For Management of Domestic Preference Shares 3.15 Approve Security in Respect to For For Management Issuance of Domestic Preference Shares 3.16 Approve Use of Proceeds from the For For Management Issuance of the Domestic Preference Shares 3.17 Approve Transfer in Respect to For For Management Issuance of Domestic Preference Shares 3.18 Approve Relationship Between Domestic For For Management and Offshore Issuance in Respect to Issuance of Domestic Preference Shares 3.19 Approve Validity Period of the For For Management Resolution in Respect to Issuance of Domestic Preference Shares 3.20 Approve Application and Approval For For Management Procedures to be Completed for the Issuance of Domestic Preference Shares 3.21 Approve Matters Relating to For For Management Authorisation in Respect to Issuance of Domestic Preference Shares 4 Amend Articles of Association For For Management 5 Approve Capital Planning for 2015 to For For Management 2017 6 Approve Impact on Main Financial For For Management Indicators from Dilution of Current Returns and the Remedial Measures to be Adopted by the Company 7 Approve Formulation of Shareholder For For Management Return Plan for 2014 to 2016 8 Approve Payment of Remuneration to For For Management Directors and Supervisors for 2013 -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 01398 Security ID: Y3990B112 Meeting Date: JAN 23, 2015 Meeting Type: Special Record Date: DEC 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Jianqing as Director For For Management 2 Elect Anthony Francis Neoh as Director For For Management 3 Elect Wang Xiaoya as Director For For Management 4 Elect Ge Rongrong as Director For For Management 5 Elect Zheng Fuqing as Director For For Management 6 Elect Fei Zhoulin as Director For For Management 7 Elect Cheng Fengchao as Director For For Management 8 Elect Wang Chixi as Supervisor For For Management 9 Approve Adjustment to the Valid Period For For Management of the Issue of Eligible Tier-2 Capital Instruments -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 01398 Security ID: Y3990B112 Meeting Date: JUN 19, 2015 Meeting Type: Annual Record Date: MAY 19, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2014 Work Report of the Board For For Management of Directors 2 Approve 2014 Work Report of the Board For For Management of Supervisors 3 Elect Qian Wenhui as Supervisor For For Management 4 Approve 2014 Audited Accounts For For Management 5 Approve 2014 Profit Distribution Plan For For Management 6 Approve 2015 Fixed Asset Investment For For Management Budget 7 Approve Auditors for 2015 For For Management 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Elect Wang Xiquan as Director For For Management 10 Elect Or Ching Fai as Director For For Management -------------------------------------------------------------------------------- INFOSYS LTD. Ticker: 500209 Security ID: 456788108 Meeting Date: JUL 30, 2014 Meeting Type: Special Record Date: JUL 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect V. Sikka as Director and Approve For For Management Appointment and Remuneration of V. Sikka as CEO and Managing Director 2 Elect K.V. Kamath as Independent For For Management Non-Executive Director 3 Elect R. Seshasayee as Independent For For Management Non-Executive Director -------------------------------------------------------------------------------- INFOSYS LTD. Ticker: 500209 Security ID: 456788108 Meeting Date: NOV 24, 2014 Meeting Type: Special Record Date: OCT 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Share Capital For For Management 2 Amend Memorandum of Association to For For Management Reflect Increase in Authorized Share Capital 3 Amend Articles of Association to For For Management Reflect Increase in Authorized Share Capital 4 Approve Bonus Issue For For Management -------------------------------------------------------------------------------- INFOSYS LTD. Ticker: 500209 Security ID: 456788108 Meeting Date: FEB 27, 2015 Meeting Type: Special Record Date: JAN 26, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect J.S. Lehman as Independent For For Management Director 2 Elect J.W. Etchemendy as Independent For For Management Director -------------------------------------------------------------------------------- INFOSYS LTD. Ticker: 500209 Security ID: 456788108 Meeting Date: JUN 03, 2015 Meeting Type: Special Record Date: MAY 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Share Capital For For Management 2 Amend Memorandum of Association to For For Management Reflect Increase in Capital 3 Approve Bonus Issue For For Management 4 Approve Sale of Finacle to Edgeverve For For Management Systems Ltd. 5 Approve Sale of Edge Services to For For Management Edgeverve Systems Ltd. -------------------------------------------------------------------------------- INFOSYS LTD. Ticker: 500209 Security ID: 456788108 Meeting Date: JUN 22, 2015 Meeting Type: Annual Record Date: MAY 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend Final Dividend and For For Management Confirm Interim Dividend 3 Elect U.B.P. Rao as Director For For Management 4 Approve B S R & Co. LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 5 Elect R. Kudva as Independent Director For For Management 6 Approve Commission Remuneration for For For Management Non-Executive Directors 7 Approve Acquisition of the Healcare For For Management Business from Infosys Public Services, Inc -------------------------------------------------------------------------------- INTEL CORPORATION Ticker: INTC Security ID: 458140100 Meeting Date: MAY 21, 2015 Meeting Type: Annual Record Date: MAR 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director Aneel Bhusri For For Management 1c Elect Director Andy D. Bryant For For Management 1d Elect Director Susan L. Decker For For Management 1e Elect Director John J. Donahoe For For Management 1f Elect Director Reed E. Hundt For For Management 1g Elect Director Brian M. Krzanich For For Management 1h Elect Director James D. Plummer For For Management 1i Elect Director David S. Pottruck For For Management 1j Elect Director Frank D. Yeary For For Management 1k Elect Director David B. Yoffie For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Adopt Holy Land Principles Against Against Shareholder 7 Require Independent Board Chairman Against Against Shareholder 8 Provide Vote Counting to Exclude Against Against Shareholder Abstentions -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 23, 2015 Meeting Type: Annual Record Date: FEB 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary Sue Coleman For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Alex Gorsky For For Management 1e Elect Director Susan L. Lindquist For For Management 1f Elect Director Mark B. McClellan For For Management 1g Elect Director Anne M. Mulcahy For For Management 1h Elect Director William D. Perez For For Management 1i Elect Director Charles Prince For For Management 1j Elect Director A. Eugene Washington For For Management 1k Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Policy Regarding Overextended Directors Against Against Shareholder 5 Report on Consistency Between Against Against Shareholder Corporate Values and Political Contributions 6 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 19, 2015 Meeting Type: Annual Record Date: MAR 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director James A. Bell For For Management 1c Elect Director Crandall C. Bowles For For Management 1d Elect Director Stephen B. Burke For For Management 1e Elect Director James S. Crown For For Management 1f Elect Director James Dimon For For Management 1g Elect Director Timothy P. Flynn For For Management 1h Elect Director Laban P. Jackson, Jr. For For Management 1i Elect Director Michael A. Neal For For Management 1j Elect Director Lee R. Raymond For For Management 1k Elect Director William C. Weldon For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Require Independent Board Chairman Against For Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Amend Bylaws -- Call Special Meetings Against For Shareholder 8 Provide Vote Counting to Exclude Against Against Shareholder Abstentions 9 Report on Certain Vesting Program Against For Shareholder 10 Disclosure of Recoupment Activity from Against For Shareholder Senior Officers -------------------------------------------------------------------------------- KB FINANCIAL GROUP INC. Ticker: 105560 Security ID: Y46007103 Meeting Date: NOV 21, 2014 Meeting Type: Special Record Date: OCT 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yoon Jong-Kyoo as CEO For For Management -------------------------------------------------------------------------------- KB FINANCIAL GROUP INC. Ticker: 105560 Security ID: Y46007103 Meeting Date: MAR 27, 2015 Meeting Type: Annual Record Date: DEC 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Hong as Non-independent For For Management Non-executive Director 3.2 Elect Choi Young-Hwi as Outside For For Management Director 3.3 Elect Choi Woon-Yeol as Outside For For Management Director 3.4 Elect Yoo Suk-Ryeol as Outside Director For For Management 3.5 Elect Lee Byung-Nam as Outside Director For For Management 3.6 Elect Park Jae-Ha as Outside Director For For Management 3.7 Elect Kim Eunice Kyunghee as Outside For For Management Director 3.8 Elect Han Jong-Soo as Outside Director For For Management 4.1 Elect Choi Young-Hwi as Member of For For Management Audit Committee 4.2 Elect Choi Woon-Yeol as Member of For For Management Audit Committee 4.3 Elect Kim Eunice Kyunghee as Member of For For Management Audit Committee 4.4 Elect Han Jong-Soo as Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KT&G CORP. Ticker: 033780 Security ID: Y49904108 Meeting Date: FEB 27, 2015 Meeting Type: Annual Record Date: DEC 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Son Tae-Gyu as Outside Director For For Management 3.2 Elect Choi Gyung-Won as Outside For For Management Director 4 Elect Son Tae-Gyu as Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- L OREAL Ticker: OR Security ID: F58149133 Meeting Date: APR 22, 2015 Meeting Type: Annual/Special Record Date: APR 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.70 per Ordinary Share and EUR 2.97 per Long-Term Registered Share 4 Elect Sophie Bellon as Director For For Management 5 Reelect Charles Henri Filippi as For For Management Director 6 Advisory Vote on Compensation of Jean For For Management Paul Agon, Chairman and CEO 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves, up to 40 Percent of Issued Share Capital 9 Authorize up to 0.6 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 10 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 11 Amend Article 12 of Bylaws Re: Absence For For Management of Double Voting Rights 12 Amend Article 12 of Bylaws Re: For For Management Attendance to General Meetings 13 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- LENOVO GROUP LIMITED Ticker: 00992 Security ID: Y5257Y107 Meeting Date: JUL 02, 2014 Meeting Type: Annual Record Date: JUN 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Elect Zhu Linan as Director For For Management 3b Elect Nobuyuki Idei as Director For For Management 3c Elect William O. Grabe as Director For For Management 3d Elect Ma Xuezheng as Director For For Management 3e Authorize Board to Fix Directors' For For Management Remuneration 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- LG CHEM LTD. Ticker: 051910 Security ID: Y52758102 Meeting Date: MAR 13, 2015 Meeting Type: Annual Record Date: DEC 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Two Inside Directors, One NINED, For For Management and One Outside Director (Bundled) 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LINDE AG Ticker: LIN Security ID: D50348107 Meeting Date: MAY 12, 2015 Meeting Type: Annual Record Date: APR 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2014 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.15 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2014 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2014 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2015 6 Approve Cancellation of Capital For For Management Authorization -------------------------------------------------------------------------------- LVMH MOET HENNESSY LOUIS VUITTON Ticker: MC Security ID: F58485115 Meeting Date: NOV 25, 2014 Meeting Type: Special Record Date: NOV 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 28 of Bylaws Re: For For Management Allocation of Income and Dividends 2 Approve Transfer from Carry Forward For For Management Account to Other Reserves Account 3 Approve Distribution in Kind of 2 For For Management Hermes International Shares per 41 LVMH Shares -------------------------------------------------------------------------------- LVMH MOET HENNESSY LOUIS VUITTON Ticker: MC Security ID: F58485115 Meeting Date: APR 16, 2015 Meeting Type: Annual/Special Record Date: APR 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Auditors' Special Report on For Against Management Related-Party Transactions 4 Approve Allocation of Income and For For Management Dividends of EUR 3.20 per Share 5 Reelect Antoine Arnault as Director For Against Management 6 Reelect Albert Frere as Director For Against Management 7 Reelect Lord Powell of Bayswater as For Against Management Director 8 Reelect Yves-Thibault de Silguy as For For Management Director 9 Advisory Vote on Compensation of For Against Management Bernard Arnaut, CEO and Chairman 10 Advisory Vote on Compensation of For Against Management Antonio Belloni, Vice-CEO 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Capitalization of Reserves For Against Management of Up to EUR 50 Million for Bonus Issue or Increase in Par Value 13 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 15 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 16 Approve Issuance of Equity or For Against Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 50 Million 17 Authorize Board to Set Issue Price for For Against Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 18 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 19 Authorize Capital Increase of Up to For Against Management EUR 50 Million for Future Exchange Offers 20 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 21 Authorize up to 1 Percent of Issued For Against Management Capital for Use in Stock Option Plans 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Above at EUR 50 Million 24 Authorize up to 1 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 25 Amend Articles 14, 18 and 23 of Bylaws For Against Management Re: Board Powers, Related Party Transactions, and Record Date -------------------------------------------------------------------------------- MEDIATEK INC. Ticker: 2454 Security ID: Y5945U103 Meeting Date: JUN 12, 2015 Meeting Type: Annual Record Date: APR 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2014 Business Operations For For Management Report and Financial Statements 2 Approve Plan on 2014 Profit For For Management Distribution 3 Amend Articles of Association For For Management 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets, Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees 5 Amend Rules and Procedures for For For Management Election of Directors and Supervisors 6.1 Elect Ming-Kai Tsai as Non-Independent For For Management Director 6.2 Elect Ching-Jiang Hsieh as For For Management Non-Independent Director 6.3 Elect Cheng-Yaw Sun, with Shareholder For For Management No. 109274, as Non-Independent Director 6.4 Elect Kenneth Kin, with ID No. For For Management F102831XXX, as Non-Independent Director 6.5 Elect Chung-Yu Wu, with ID No. For For Management Q101799XXX, as Independent Director 6.6 Elect Peng-Heng Chang, with ID No. For For Management A102501XXX, as Independent Director 6.7 Elect Tain-Jy Chen, with ID No. For For Management F100078XXX, as Independent Director 7 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors 8 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- MEGA FINANCIAL HOLDING CO. LTD. Ticker: 2886 Security ID: Y59456106 Meeting Date: JUN 26, 2015 Meeting Type: Annual Record Date: APR 27, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2014 Business Operations For For Management Report and Financial Statements 2 Approve Plan on 2014 Profit For For Management Distribution 3.1 Elect Yeou-Tsair Tsai, a For For Management Representative of Ministry of Finance,R.O.C., with Shareholder No. 100001 as Non-independent Director 3.2 Elect Hann-Ching Wu, a Representative For For Management of Ministry of Finance,R.O.C., with Shareholder No. 100001 as Non-independent Director 3.3 Elect Chia-Chi Hsiao, a Representative For For Management of Ministry of Finance,R.O.C., with Shareholder No. 100001 as Non-independent Director 3.4 Elect I-Min Chen, a Representative of For For Management Ministry of Finance,R.O.C., with Shareholder No. 100001 as Non-independent Director 3.5 Elect Joanne Ling, a Representative of For For Management Ministry of Finance,R.O.C., with Shareholder No. 100001 as Non-independent Director 3.6 Elect Tzong-Yau Lin, a Representative For For Management of Ministry of Finance,R.O.C., with Shareholder No. 100001 as Non-independent Director 3.7 Elect Ta-Pei Liu, a Representative of For For Management Ministry of Finance,R.O.C., with Shareholder No. 100001 as Non-independent Director 3.8 Elect Yaw-Chung Liao, a Representative For For Management of Ministry of Finance,R.O.C., with Shareholder No. 100001 as Non-independent Director 3.9 Elect Chung Hsiang Lin, a For For Management Representative of Ministry of Finance,R.O.C., with Shareholder No. 100001 as Non-independent Director 3.10 Elect Hsueh-Ju Tseng, a Representative For For Management of National Development Fund, Executive Yuan, R.O.C., with Shareholder No. 300237 as Non-independent Director 3.11 Elect Philip Wen-chyi Ong, a For For Management Representative of Chunghwa Post Co., Ltd., with Shareholder No. 837938, as Non-independent Director 3.12 Elect Justin Jan-Lin Wei, a For For Management Representative of Bank of Taiwan Co., Ltd., with Shareholder No. 637985, as Non-independent Director 3.13 Elect Tsun-Siou Li with ID No. For For Management N103324XXX as Independent Director 3.14 Elect Keh-Nan Sun with ID No. For For Management J100194XXX as Independent Director 3.15 Elect Chi-Hung Lin with ID No. For For Management A120631XXX as Independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 26, 2015 Meeting Type: Annual Record Date: MAR 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Kenneth C. Frazier For For Management 1d Elect Director Thomas H. Glocer For For Management 1e Elect Director William B. Harrison, Jr. For For Management 1f Elect Director C. Robert Kidder For For Management 1g Elect Director Rochelle B. Lazarus For For Management 1h Elect Director Carlos E. Represas For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Craig B. Thompson For For Management 1k Elect Director Wendell P. Weeks For For Management 1l Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Executive Incentive Bonus Plan For For Management 6 Provide Right to Act by Written Consent Against For Shareholder 7 Pro-rata Vesting of Equity Awards Against For Shareholder -------------------------------------------------------------------------------- METROPOLITAN BANK & TRUST COMPANY Ticker: MBT Security ID: Y6028G136 Meeting Date: APR 29, 2015 Meeting Type: Annual Record Date: FEB 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 3 Approve Minutes of the Annual Meeting For For Management Held on April 30, 2014 5 Ratify All Acts and Resolutions of the For For Management Board of Directors, Management and All Committees from April 30, 2014 to April 28, 2015 6.1 Elect George S.K. Ty as Director For For Management 6.2 Elect Arthur Ty as Director For For Management 6.3 Elect Francisco C. Sebastian as For For Management Director 6.4 Elect Fabian S. Dee as Director For For Management 6.5 Elect Renato C. Valencia as Director For For Management 6.6 Elect Remedios L. Macalincag as For For Management Director 6.7 Elect Edmund A. Go as Director For For Management 6.8 Elect Jesli A. Lapus as Director For For Management 6.9 Elect Robin A. King as Director For For Management 6.10 Elect Vicente B. Valdepenas, Jr. as For For Management Director 6.11 Elect Rex C. Drilon II as Director For For Management 6.12 Elect Antonio V. Viray as Director For For Management 6.13 Elect Francisco F. Del Rosario, Jr. as For For Management Director 6.14 Elect Vicente R. Cuna, Jr. as Director For For Management 7 Appoint SGV & Co. as External Auditors For For Management 8 Other Business For Against Management -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 03, 2014 Meeting Type: Annual Record Date: SEP 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates lll For For Management 1.2 Elect Director Maria M. Klawe For For Management 1.3 Elect Director Teri L. List-Stoll For For Management 1.4 Elect Director G. Mason Morfit For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Charles H. Noski For For Management 1.7 Elect Director Helmut Panke For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director John W. Stanton For For Management 1.10 Elect Director John W. Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Proxy Access Against Against Shareholder -------------------------------------------------------------------------------- MORGAN STANLEY Ticker: MS Security ID: 617446448 Meeting Date: MAY 19, 2015 Meeting Type: Annual Record Date: MAR 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Erskine B. Bowles For For Management 1b Elect Director Thomas H. Glocer For For Management 1c Elect Director James P. Gorman For For Management 1d Elect Director Robert H. Herz For For Management 1e Elect Director Klaus Kleinfeld For For Management 1f Elect Director Jami Miscik For For Management 1g Elect Director Donald T. Nicolaisen For For Management 1h Elect Director Hutham S. Olayan For For Management 1i Elect Director James W. Owens For For Management 1j Elect Director Ryosuke Tamakoshi For For Management 1k Elect Director Masaaki Tanaka For For Management 1l Elect Director Perry M. Traquina For For Management 1m Elect Director Laura D. Tyson For For Management 1n Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Provide Vote Counting to Exclude Against Against Shareholder Abstentions 7 Report on Certain Vesting Program Against For Shareholder -------------------------------------------------------------------------------- NAVER CORP. Ticker: 035420 Security ID: Y62579100 Meeting Date: MAR 20, 2015 Meeting Type: Annual Record Date: DEC 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Hae-Jin as Inside Director For For Management 3.2 Elect Lee Jong-Woo as Outside Director For For Management 4 Elect Lee Jong-Woo as Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: H5820Q150 Meeting Date: FEB 27, 2015 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.60 per Share 4 Approve CHF 14.6 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5 Amend Articles Re: Ordinance Against For For Management Excessive Remuneration at Listed Companies 6.1 Approve Maximum Remuneration of Board For For Management of Directors in the Amount of CHF 7.7 Million 6.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 84 Million 6.3 Approve Remuneration Report For For Management 7.1 Reelect Joerg Reinhardt as Director For For Management and Board Chairman 7.2 Reelect Dimitri Azar as Director For For Management 7.3 Reelect Verena Briner as Director For For Management 7.4 Reelect Srikant Datar as Director For For Management 7.5 Reelect Ann Fudge as Director For For Management 7.6 Reelect Pierre Landolt as Director For For Management 7.7 Reelect Andreas von Planta as Director For For Management 7.8 Reelect Charles Sawyers as Director For For Management 7.9 Reelect Enrico Vanni as Director For For Management 7.10 Reelect William Winters as Director For For Management 7.11 Elect Nancy Andrews as Director For For Management 8.1 Appoint Srikant Datar as Member of the For For Management Compensation Committee 8.2 Appoint Ann Fudge as Member of the For For Management Compensation Committee 8.3 Appoint Enrico Vanni as Member of the For For Management Compensation Committee 8.4 Appoint William Winters as Member of For For Management the Compensation Committee 9 Ratify PricewaterhouseCoopers AG as For For Management Auditors 10 Designate Peter Zahn as Independent For For Management Proxy 11 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- NOVO NORDISK A/S Ticker: NOVO B Security ID: K72807132 Meeting Date: MAR 19, 2015 Meeting Type: Annual Record Date: MAR 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports for 2014 3.1 Approve Remuneration of Directors for For For Management 2014 3.2 Approve Remuneration of Directors for For For Management 2015 4 Approve Allocation of Income and For For Management Dividends of DKK 5.00 Per Share 5.1 Elect Goran Ando as Director and For For Management Chairman 5.2 Elect Jeppe Christiansen as Director For For Management and Deputy Chairman 5.3a Elect Bruno Angelici as Director For For Management 5.3b Elect Sylvie Gregoire as Director For For Management 5.3c Elect Liz Hewitt as Director For For Management 5.3d Elect Thomas Koestler as Director For For Management 5.3e Elect Eivind Kolding as Director For For Management 5.3f Elect Mary Szela as Director For For Management 6 Ratify PricewaterhouseCooper as For For Management Auditors 7.1 Approve Reduction in Share Capital For For Management 7.2 Authorize Share Repurchase Program For For Management 7.3 Amend Articles Re: Distribution of For For Management Extraordinary Dividends 7.4 Approve Revised Remuneration Principles For For Management 8 Other Business None None Management -------------------------------------------------------------------------------- ORACLE CORPORATION Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 05, 2014 Meeting Type: Annual Record Date: SEP 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For For Management 1.2 Elect Director H. Raymond Bingham For Withhold Management 1.3 Elect Director Michael J. Boskin For Withhold Management 1.4 Elect Director Safra A. Catz For For Management 1.5 Elect Director Bruce R. Chizen For Withhold Management 1.6 Elect Director George H. Conrades For For Management 1.7 Elect Director Lawrence J. Ellison For For Management 1.8 Elect Director Hector Garcia-Molina For For Management 1.9 Elect Director Jeffrey O. Henley For For Management 1.10 Elect Director Mark V. Hurd For For Management 1.11 Elect Director Naomi O. Seligman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Provide Vote Counting to Exclude Against Against Shareholder Abstentions 5 Adopt Multiple Performance Metrics Against For Shareholder Under Executive Incentive Plans 6 Adopt Specific Performance Standards Against For Shareholder 7 Adopt Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- PEPSICO, INC. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 06, 2015 Meeting Type: Annual Record Date: FEB 27, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shona L. Brown For For Management 1.2 Elect Director George W. Buckley For For Management 1.3 Elect Director Ian M. Cook For For Management 1.4 Elect Director Dina Dublon For For Management 1.5 Elect Director Rona A. Fairhead For For Management 1.6 Elect Director Richard W. Fisher For For Management 1.7 Elect Director Alberto Ibarguen For For Management 1.8 Elect Director William R. Johnson For For Management 1.9 Elect Director Indra K. Nooyi For For Management 1.10 Elect Director David C. Page For For Management 1.11 Elect Director Robert C. Pohlad For For Management 1.12 Elect Director Lloyd G. Trotter For For Management 1.13 Elect Director Daniel Vasella For For Management 1.14 Elect Director Alberto Weisser For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Establish a Board Committee on Against Against Shareholder Sustainability 5 Pro-Rata Vesting of Equity Awards Against For Shareholder 6 Report on Plans to Minimize Against Against Shareholder Pesticides' Impact on Pollinators -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 23, 2015 Meeting Type: Annual Record Date: FEB 25, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis A. Ausiello For For Management 1.2 Elect Director W. Don Cornwell For For Management 1.3 Elect Director Frances D. Fergusson For For Management 1.4 Elect Director Helen H. Hobbs For For Management 1.5 Elect Director James M. Kilts For For Management 1.6 Elect Director Shantanu Narayen For For Management 1.7 Elect Director Suzanne Nora Johnson For For Management 1.8 Elect Director Ian C. Read For For Management 1.9 Elect Director Stephen W. Sanger For For Management 1.10 Elect Director James C. Smith For For Management 1.11 Elect Director Marc Tessier-Lavigne For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Review and Assess Membership of Against Against Shareholder Lobbying Organizations -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Ticker: 02318 Security ID: Y69790106 Meeting Date: FEB 05, 2015 Meeting Type: Special Record Date: JAN 05, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Key Employee Share Purchase For For Management Scheme -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Ticker: 02318 Security ID: Y69790106 Meeting Date: JUN 15, 2015 Meeting Type: Annual Record Date: MAY 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Report of the Annual Report For For Management and its Summary 4 Approve Report of the Auditors and the For For Management Audited Financial Statements 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as the PRC Auditor and PricewaterhouseCoopers as the International Auditor and Authorize Board to Fix Their Remuneration 6.1 Elect Ma Mingzhe as Director For For Management 6.2 Elect Sun Jianyi as Director For For Management 6.3 Elect Ren Huichuan as Director For For Management 6.4 Elect Yao Jason Bo as Director For For Management 6.5 Elect Lee Yuansiong as Director For For Management 6.6 Elect Cai Fangfang as Director For For Management 6.7 Elect Fan Mingchun as Director For For Management 6.8 Elect Lin Lijun as Director For For Management 6.9 Elect Soopakij Chearavanont as Director For Against Management 6.10 Elect Yang Xiaoping as Director For Against Management 6.11 Elect Lu Hua as Director For For Management 6.12 Elect Woo Ka Biu Jackson as Director For For Management 6.13 Elect Stephen Thomas Meldrum as For For Management Director 6.14 Elect Yip Dicky Peter as Director For For Management 6.15 Elect Wong Oscar Sai Hung as Director For For Management 6.16 Elect Sun Dongdong as Director For For Management 6.17 Elect Ge Ming as Director For For Management 7.1 Elect Gu Liji as Independent Supervisor For For Management 7.2 Elect Peng Zhijian as Independent For For Management Supervisor 7.3 Elect Zhang Wangjin as Shareholder For For Management Representative Supervisor 8 Approve Profit Distribution Plan For For Management 9 Amend Articles of Association For For Management 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- PT BANK MANDIRI (PERSERO) TBK Ticker: BMRI Security ID: Y7123S108 Meeting Date: MAR 16, 2015 Meeting Type: Annual Record Date: FEB 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Auditors For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Amend Articles of the Association For Against Management 6 Elect Directors and Commissioners For Against Management -------------------------------------------------------------------------------- PT BANK RAKYAT INDONESIA (PERSERO) TBK Ticker: BBRI Security ID: Y0697U112 Meeting Date: JUL 10, 2014 Meeting Type: Special Record Date: JUN 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors and Commissioners For Against Management -------------------------------------------------------------------------------- PT BANK RAKYAT INDONESIA (PERSERO) TBK Ticker: BBRI Security ID: Y0697U112 Meeting Date: MAR 19, 2015 Meeting Type: Annual Record Date: FEB 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Remuneration of Directors and For For Management Commissioners 4 Approve Auditors For For Management 5 Amend Articles of the Association For Against Management 6 Elect Directors and Commissioners For Against Management -------------------------------------------------------------------------------- PT JASA MARGA (PERSERO) TBK Ticker: JSMR Security ID: Y71285103 Meeting Date: MAR 18, 2015 Meeting Type: Annual Record Date: FEB 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Auditors For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Accept Report on Use of Proceeds from For For Management IPO and Jasa Marga Bond 6 Amend Articles of the Association For Against Management 7 Elect Directors and Commissioners For Against Management -------------------------------------------------------------------------------- PT SEMEN INDONESIA (PERSERO) TBK Ticker: SMGR Security ID: Y7142G168 Meeting Date: JAN 23, 2015 Meeting Type: Special Record Date: JAN 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors and Commissioners For Against Management -------------------------------------------------------------------------------- PT SEMEN INDONESIA (PERSERO) TBK Ticker: SMGR Security ID: Y7142G168 Meeting Date: APR 16, 2015 Meeting Type: Annual Record Date: MAR 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports and Discharge of Directors and Commissioners 2 Approve Annual Report of Partnership For For Management and Community Development Program and Discharge of Directors and Commissioners 3 Approve Allocation of Income For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Auditors of the Company and For For Management the PCDP 6 Amend Articles of the Association For For Management 7 Elect Directors For Against Management -------------------------------------------------------------------------------- PT TELEKOMUNIKASI INDONESIA TBK Ticker: TLKM Security ID: Y71474145 Meeting Date: DEC 19, 2014 Meeting Type: Special Record Date: DEC 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors and Commissioners For Against Management -------------------------------------------------------------------------------- PT TELEKOMUNIKASI INDONESIA TBK Ticker: TLKM Security ID: Y71474145 Meeting Date: APR 17, 2015 Meeting Type: Annual Record Date: MAR 25, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report and For For Management Commissioners' Report 2 Accept Financial Statements and For For Management Statutory Reports and Approve Annual Report of the Partnership and Community Development Program (PCDP) and Discharge Directors and Commissioners 3 Approve Allocation of Income For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Auditors of the Company and For For Management the PCDP 6 Amend Articles of the Association For For Management 7 Authorize Commissioners to Handle For For Management Matters in Relation to the Use of Treasury Stock as the result of Share Buyback III and IV 8 Elect Directors and Commissioners For Against Management -------------------------------------------------------------------------------- PT UNILEVER INDONESIA TBK Ticker: UNVR Security ID: Y9064H141 Meeting Date: NOV 27, 2014 Meeting Type: Special Record Date: NOV 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors and Commissioners For Against Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PT UNILEVER INDONESIA TBK Ticker: UNVR Security ID: Y9064H141 Meeting Date: JUN 08, 2015 Meeting Type: Annual/Special Record Date: MAY 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports, Discharge of Directors and Commissioners, and Approve Allocation of Income 2 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 3 Elect Commissioners and Approve For Against Management Remuneration of Directors and Commissioners 1 Amend Articles of the Association For For Management 2 Amend Pension Fund For Against Management -------------------------------------------------------------------------------- QUALCOMM INCORPORATED Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 09, 2015 Meeting Type: Annual Record Date: JAN 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Barbara T. Alexander For For Management 1b Elect Director Donald G. Cruickshank For For Management 1c Elect Director Raymond V. Dittamore For For Management 1d Elect Director Susan Hockfield For For Management 1e Elect Director Thomas W. Horton For For Management 1f Elect Director Paul E. Jacobs For For Management 1g Elect Director Sherry Lansing For For Management 1h Elect Director Harish Manwani For For Management 1i Elect Director Steven M. Mollenkopf For For Management 1j Elect Director Duane A. Nelles For For Management 1k Elect Director Clark T. 'Sandy' Randt, For For Management Jr. 1l Elect Director Francisco Ros For For Management 1m Elect Director Jonathan J. Rubinstein For For Management 1n Elect Director Brent Scowcroft For For Management 1o Elect Director Marc I. Stern For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RIO TINTO PLC Ticker: RIO Security ID: G75754104 Meeting Date: APR 16, 2015 Meeting Type: Annual Record Date: APR 14, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report for UK Law For For Management Purposes 4 Approve Remuneration Report for For For Management Australian Law Purposes 5 Elect Megan Clark as Director For For Management 6 Elect Michael L'Estrange as Director For For Management 7 Re-elect Robert Brown as Director For For Management 8 Re-elect Jan du Plessis as Director For For Management 9 Re-elect Ann Godbehere as Director For For Management 10 Re-elect Richard Goodmanson as Director For For Management 11 Re-elect Anne Lauvergeon as Director For For Management 12 Re-elect Chris Lynch as Director For For Management 13 Re-elect Paul Tellier as Director For For Management 14 Re-elect Simon Thompson as Director For For Management 15 Re-elect John Varley as Director For For Management 16 Re-elect Sam Walsh as Director For For Management 17 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise Issue of Equity with For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- ROYAL BANK OF CANADA Ticker: RY Security ID: 780087102 Meeting Date: APR 10, 2015 Meeting Type: Annual/Special Record Date: FEB 09, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Geoffrey Beattie For For Management 1.2 Elect Director Jacynthe Cote For For Management 1.3 Elect Director Toos N. Daruvala For For Management 1.4 Elect Director David F. Denison For For Management 1.5 Elect Director Richard L. George For For Management 1.6 Elect Director Alice D. Laberge For For Management 1.7 Elect Director Michael H. McCain For For Management 1.8 Elect Director David I. McKay For For Management 1.9 Elect Director Heather Munroe-Blum For For Management 1.10 Elect Director J. Pedro Reinhard For For Management 1.11 Elect Director Thomas A. Renyi For For Management 1.12 Elect Director Edward Sonshine For For Management 1.13 Elect Director Kathleen P. Taylor For For Management 1.14 Elect Director Bridget A. van Kralingen For For Management 1.15 Elect Director Victor L. Young For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Fix Maximum Variable Compensation For For Management Ratio for Certain RBC Employees in the United Kingdom to Comply with New Regulatory Requirements 5 SP 1: Adopt an Executive Compensation Against Against Shareholder Policy that Makes Annual Use of the Pay Equity Ratio as a Yardstick for Setting Compensation 6 SP 2: Phase Out Stock Options as a Against Against Shareholder Form of Compensation -------------------------------------------------------------------------------- ROYAL BANK OF SCOTLAND GROUP PLC Ticker: RBS Security ID: G7S86Z172 Meeting Date: JUN 23, 2015 Meeting Type: Annual Record Date: JUN 19, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Philip Hampton as Director For For Management 4 Re-elect Ross McEwan as Director For For Management 5 Re-elect Ewen Stevenson as Director For For Management 6 Re-elect Sandy Crombie as Director For For Management 7 Re-elect Alison Davis as Director For For Management 8 Elect Howard Davies as Director For For Management 9 Re-elect Morten Friis as Director For For Management 10 Re-elect Robert Gillespie as Director For For Management 11 Re-elect Penny Hughes as Director For For Management 12 Re-elect Brendan Nelson as Director For For Management 13 Re-elect Baroness Noakes as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Group Audit Committee to For For Management Fix Remuneration of Auditors 16 Authorise Issue of Equity with For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity with For For Management Pre-emptive Rights in Relation to the Issue of Equity Convertible Notes 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to the Issue of Equity Convertible Notes 20 Authorise Issue of Sterling, Dollar, For For Management and Euro Preference Shares with Pre-emptive Rights 21 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 22 Authorise EU Political Donations and For For Management Expenditure 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Approve Performance by the Company of For For Management the Resale Rights Agreement and the Registration Rights Agreement -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO. LTD. Ticker: 005930 Security ID: Y74718100 Meeting Date: MAR 13, 2015 Meeting Type: Annual Record Date: DEC 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1.1 Elect Kim Han-Joong as Outside Director For For Management 2.1.2 Elect Lee Byung-Gi as Outside Director For For Management 2.2 Elect Kwon Oh-Hyun as Inside Director For For Management 2.3 Elect Kim Han-Joong as Member of Audit For For Management Committee 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG LIFE INSURANCE CO. LTD. Ticker: 032830 Security ID: Y74860100 Meeting Date: MAR 13, 2015 Meeting Type: Annual Record Date: DEC 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Four Outside Directors (Bundled) For For Management 3 Elect Yoon Yong-Ro as Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SANDS CHINA LTD. Ticker: 01928 Security ID: G7800X107 Meeting Date: JUN 17, 2015 Meeting Type: Annual Record Date: JUN 05, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Sheldon Gary Adelson as Director For For Management 3b Elect Michael Alan Leven as Director For For Management 3c Elect David Muir Turnbull as Director For For Management 3d Elect Victor Patrick Hoog Antink as For For Management Director 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SANOFI Ticker: SAN Security ID: F5548N101 Meeting Date: MAY 04, 2015 Meeting Type: Annual/Special Record Date: APR 28, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.85 per Share 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Reelect Serge Weinberg as Director For For Management 6 Reelect Suet-Fern Lee as Director For For Management 7 Ratify Appointment of Bonnie Bassler For For Management as Director 8 Reelect Bonnie Bassler as Director For For Management 9 Ratify Appointment of Olivier For For Management Brandicourt as Director 10 Advisory Vote on Compensation of Serge For For Management Weinberg 11 Advisory Vote on Compensation of For Against Management Christopher Viehbacher 12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 13 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 260 Million 15 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 260 Million 16 Approve Issuance of Debt Securities For For Management Giving Access to New Shares of Subsidiaries and/or Existing Shares and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion 17 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 18 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 19 Authorize Capitalization of Reserves For Against Management of Up to EUR 500 Million for Bonus Issue or Increase in Par Value 20 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 21 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 22 Authorize up to 1.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 23 Amend Article 7 of Bylaws Re: For Against Management Shareholding Disclosure Thresholds 24 Amend Article 19 of Bylaws Re: For For Management Attendance to General Meetings 25 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SAP SE Ticker: SAP Security ID: D66992104 Meeting Date: MAY 20, 2015 Meeting Type: Annual Record Date: APR 28, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2014 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.10 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2014 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2014 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2015 6.1 Approve Creation of EUR 250 Million For For Management Pool of Capital with Preemptive Rights 6.2 Approve Creation of EUR 250 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 7 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- SCHLUMBERGER LIMITED Ticker: SLB Security ID: 806857108 Meeting Date: APR 08, 2015 Meeting Type: Annual Record Date: FEB 11, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Peter L.S. Currie as Director For For Management 1b Elect K. Vaman Kamath as Director For For Management 1c Elect V. Maureen Kempston Darkes as For For Management Director 1d Elect Paal Kibsgaard as Director For For Management 1e Elect Nikolay Kudryavtsev as Director For For Management 1f Elect Michael E. Marks as Director For For Management 1g Elect Indra K. Nooyi as Director For For Management 1h Elect Lubna S. Olayan as Director For For Management 1i Elect Leo Rafael Reif as Director For For Management 1j Elect Tore I. Sandvold as Director For For Management 1k Elect Henri Seydoux as Director For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt and Approve Financials and For For Management Dividends 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SHINHAN FINANCIAL GROUP CO. LTD. Ticker: 055550 Security ID: Y7749X101 Meeting Date: MAR 25, 2015 Meeting Type: Annual Record Date: DEC 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Cho Yong-Byung as For For Management Non-independent Non-executive Director 3.2 Elect Ko Boo-In as Outside Director For For Management 3.3 Elect Kwon Tae-Eun as Outside Director For For Management 3.4 Elect Kim Suk-Won as Outside Director For For Management 3.5 Elect Namgoong Hoon as Outside Director For For Management 3.6 Elect Park Chul as Outside Director For For Management 3.7 Elect Lee Sang-Gyung as Outside For For Management Director 3.8 Elect Hirakawa Yuki as Outside Director For For Management 3.9 Elect Philippe Avril as Outside For For Management Director 4.1 Elect Kwon Tae-Eun as Member of Audit For For Management Committee 4.2 Elect Kim Suk-Won as Member of Audit For For Management Committee 4.3 Elect Lee Man-Woo as Member of Audit For For Management Committee 4.4 Elect Lee Sang-Gyung as Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SK HYNIX INC. Ticker: 000660 Security ID: Y8085F100 Meeting Date: MAR 20, 2015 Meeting Type: Annual Record Date: DEC 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Park Sung-Wook as Inside Director For For Management 3.1 Elect Kim Doo-Gyung as Outside Director For For Management 3.2 Elect Park Young-Joon as Outside For For Management Director 3.3 Elect Kim Dae-Il as Outside Director For For Management 3.4 Elect Lee Chang-Yang as Outside For For Management Director 4.1 Elect Kim Doo-Gyung as Member of Audit For For Management Committee 4.2 Elect Kim Dae-Il as Member of Audit For For Management Committee 4.3 Elect Lee Chang-Yang as Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SK INNOVATION CO., LTD. Ticker: 096770 Security ID: Y8063L103 Meeting Date: MAR 20, 2015 Meeting Type: Annual Record Date: DEC 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Jung Chul-Gil as Inside Director For For Management 2.2 Elect Kim Dae-Gi as Outside Director For For Management 2.3 Elect Han Min-Hee as Outside Director For For Management 3 Elect Kim Dae-Gi as Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SM INVESTMENTS CORPORATION Ticker: SM Security ID: Y80676102 Meeting Date: APR 29, 2015 Meeting Type: Annual Record Date: MAR 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Henry Sy, Sr. as Director For For Management 1.2 Elect Teresita T. Sy as Director For For Management 1.3 Elect Henry T. Sy, Jr. as Director For For Management 1.4 Elect Harley T. Sy as Director For For Management 1.5 Elect Jose T. Sio as Director For For Management 1.6 Elect Vicente S. Perez, Jr. as Director For For Management 1.7 Elect Ah Doo Lim as Director For For Management 1.8 Elect Joseph R. Higdon as Director For For Management 2 Approve Minutes of Previous Meeting For For Management Held on April 30, 2014 3 Approve Annual Report For For Management 4 Ratify All Acts and Resolutions of the For For Management Board of Directors and Executive Officers 5 Elect SyCip Gorres Velayo & Co. as For For Management External Auditor 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: Y84629107 Meeting Date: JUN 09, 2015 Meeting Type: Annual Record Date: APR 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2014 Business Operations For For Management Report and Financial Statements 2 Approve Plan on 2014 Profit For For Management Distribution 3.1 Elect Morris Chang with Shareholder No. For For Management 4515 as Non-independent Director 3.2 Elect F.C. Tseng with Shareholder No. For For Management 104 as Non-independent Director 3.3 Elect Johnsee Lee, a Representative of For For Management National Development Fund, Executive Yuan, with Shareholder No. 1 as Non-independent Director 3.4 Elect Peter Leahy Bonfield as For For Management Independent Director 3.5 Elect Stan Shih with Shareholder No. For For Management 534770 as Independent Director 3.6 Elect Thomas J. Engibous as For For Management Independent Director 3.7 Elect Kok-Choo Chen as Independent For For Management Director 3.8 Elect Michael R. Splinter as For For Management Independent Director 4 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- TATA MOTORS LTD. Ticker: 500570 Security ID: 876568502 Meeting Date: JUL 31, 2014 Meeting Type: Annual Record Date: JUN 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends of INR 2.00 Per For For Management Ordinary Share and INR 2.10 Per 'A' Ordinary Share 3 Reelect R. Speth as Director For For Management 4 Approve Deloitte Haskins & Sells LLP For For Management as Auditors and Authorize Board to Fix Their Remuneration 5 Elect N. Wadia as Independent For For Management Non-Executive Director 6 Elect R. Mashelkar as Independent For For Management Non-Executive Director 7 Elect N. Munjee as Independent For For Management Non-Executive Director 8 Elect S. Bhargava as Independent For Against Management Non-Executive Director 9 Elect V. Jairath as Independent For For Management Non-Executive Director 10 Elect F. Nayar as Independent For For Management Non-Executive Director 11 Approve Remuneration of Cost Auditors For For Management 12 Approve Invitation and Acceptance of For Against Management Fixed Deposits from Public and Members -------------------------------------------------------------------------------- TATA MOTORS LTD. Ticker: 500570 Security ID: 876568502 Meeting Date: JAN 19, 2015 Meeting Type: Special Record Date: DEC 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revision in the Minimum For For Management Remuneration of R. Pisharody, Executive Director (Commercial Vehicles) Due to Inadequacy of Profits for Financial Year Ended March 31, 2014 2 Approve Revision in Minimum For For Management Remuneration of S. Borwankar, Executive Director (Quality) Due to Inadequacy of Profits for Financial Year Ended March 31, 2014 3 Approve Revision in Minimum For For Management Remuneration of K. Slym, Managing Director Due to Inadequacy of Profits for Financial Year Ended March 31, 2014 4 Approve Minimum Remuneration of R. For Against Management Pisharody, Executive Director (Commercial Vehicles) in Case of Inadequacy of Profits for Financial Year 2014-2015 and Financial Year 2015-2016 5 Approve Minimum Remuneration of S. For Against Management Borwankar, Executive Director (Quality) in Case of Inadequacy of Profits for Financial Year 2014-2015 and Financial Year 2015-2016 -------------------------------------------------------------------------------- TATA MOTORS LTD. Ticker: 500570 Security ID: 876568502 Meeting Date: FEB 27, 2015 Meeting Type: Special Record Date: FEB 06, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Rights Issue of Ordinary and For For Management 'A' Ordinary Shares -------------------------------------------------------------------------------- TENCENT HOLDINGS LTD. Ticker: 00700 Security ID: G87572163 Meeting Date: MAY 13, 2015 Meeting Type: Annual Record Date: MAY 08, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Li Dong Sheng as Director For Against Management 3.1b Elect Iain Ferguson Bruce as Director For Against Management 3.2 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Auditor and Authorize Board to For Against Management Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- THE BOEING COMPANY Ticker: BA Security ID: 097023105 Meeting Date: APR 27, 2015 Meeting Type: Annual Record Date: FEB 26, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David L. Calhoun For For Management 1b Elect Director Arthur D. Collins, Jr. For For Management 1c Elect Director Kenneth M. Duberstein For For Management 1d Elect Director Edmund P. Giambastiani, For For Management Jr. 1e Elect Director Lawrence W. Kellner For For Management 1f Elect Director Edward M. Liddy For For Management 1g Elect Director W. James McNerney, Jr. For For Management 1h Elect Director Susan C. Schwab For For Management 1i Elect Director Ronald A. Williams For For Management 1j Elect Director Mike S. Zafirovski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Claw-back of Payments under Against For Shareholder Restatements 5 Require Independent Board Chairman Against Against Shareholder 6 Provide Right to Act by Written Consent Against For Shareholder 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- THE COCA-COLA COMPANY Ticker: KO Security ID: 191216100 Meeting Date: APR 29, 2015 Meeting Type: Annual Record Date: MAR 02, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert A. Allen For For Management 1.2 Elect Director Ronald W. Allen For For Management 1.3 Elect Director Marc Bolland For For Management 1.4 Elect Director Ana Botin For For Management 1.5 Elect Director Howard G. Buffet For For Management 1.6 Elect Director Richard M. Daley For For Management 1.7 Elect Director Barry Diller For For Management 1.8 Elect Director Helene D. Gayle For For Management 1.9 Elect Director Evan G. Greenberg For For Management 1.10 Elect Director Alexis M. Herman For For Management 1.11 Elect Director Muhtar Kent For For Management 1.12 Elect Director Robert A. Kotick For For Management 1.13 Elect Director Maria Elena Lagomasino For For Management 1.14 Elect Director Sam Nunn For For Management 1.15 Elect Director David B. Weinberg For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Proxy Access Against For Shareholder 5 Seek Shareholder Approval to Release Against Against Shareholder of Unvested Restricted Stock Awards and Unvested PSU Awards to Senior Executives -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: MAY 21, 2015 Meeting Type: Annual Record Date: MAR 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd C. Blankfein For For Management 1b Elect Director M. Michele Burns For For Management 1c Elect Director Gary D. Cohn For For Management 1d Elect Director Mark Flaherty For For Management 1e Elect Director William W. George For For Management 1f Elect Director James A. Johnson For For Management 1g Elect Director Lakshmi N. Mittal For For Management 1h Elect Director Adebayo O. Ogunlesi For For Management 1i Elect Director Peter Oppenheimer For For Management 1j Elect Director Debora L. Spar For For Management 1k Elect Director Mark E. Tucker For For Management 1l Elect Director David A. Viniar For For Management 1m Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Provide Vote Counting to Exclude Against Against Shareholder Abstentions 6 Report on Certain Vesting Program Against Against Shareholder 7 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- THE HOME DEPOT, INC. Ticker: HD Security ID: 437076102 Meeting Date: MAY 21, 2015 Meeting Type: Annual Record Date: MAR 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ari Bousbib For For Management 1b Elect Director Gregory D. Brenneman For For Management 1c Elect Director J. Frank Brown For For Management 1d Elect Director Albert P. Carey For For Management 1e Elect Director Armando Codina For For Management 1f Elect Director Helena B. Foulkes For For Management 1g Elect Director Wayne M. Hewett For For Management 1h Elect Director Karen L. Katen For For Management 1i Elect Director Craig A. Menear For For Management 1j Elect Director Mark Vadon For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Amend Bylaws -- Call Special Meetings Against For Shareholder -------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Ticker: PG Security ID: 742718109 Meeting Date: OCT 14, 2014 Meeting Type: Annual Record Date: AUG 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Angela F. Braly For For Management 1b Elect Director Kenneth I. Chenault For For Management 1c Elect Director Scott D. Cook For For Management 1d Elect Director Susan Desmond-Hellmann For For Management 1e Elect Director A.G. Lafley For For Management 1f Elect Director Terry J. Lundgren For For Management 1g Elect Director W. James McNerney, Jr. For For Management 1h Elect Director Margaret C. Whitman For For Management 1i Elect Director Mary Agnes Wilderotter For For Management 1j Elect Director Patricia A. Woertz For For Management 1k Elect Director Ernesto Zedillo For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Assess Environmental Impact of Against For Shareholder Non-Recyclable Packaging 6 Report on Consistency Between Against Against Shareholder Corporate Values and Political Contributions -------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Ticker: DIS Security ID: 254687106 Meeting Date: MAR 12, 2015 Meeting Type: Annual Record Date: JAN 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan E. Arnold For For Management 1b Elect Director John S. Chen For For Management 1c Elect Director Jack Dorsey For For Management 1d Elect Director Robert A. Iger For For Management 1e Elect Director Fred H. Langhammer For For Management 1f Elect Director Aylwin B. Lewis For For Management 1g Elect Director Monica C. Lozano For For Management 1h Elect Director Robert W. Matschullat For For Management 1i Elect Director Sheryl K. Sandberg For For Management 1j Elect Director Orin C. Smith For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Pro-rata Vesting of Equity Awards Against For Shareholder -------------------------------------------------------------------------------- TOYOTA MOTOR CORP. Ticker: 7203 Security ID: 892331307 Meeting Date: JUN 16, 2015 Meeting Type: Annual Record Date: MAR 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 125 2.1 Elect Director Uchiyamada, Takeshi For For Management 2.2 Elect Director Toyoda, Akio For For Management 2.3 Elect Director Kodaira, Nobuyori For For Management 2.4 Elect Director Kato, Mitsuhisa For For Management 2.5 Elect Director Sudo, Seiichi For For Management 2.6 Elect Director Terashi, Shigeki For For Management 2.7 Elect Director Hayakawa, Shigeru For For Management 2.8 Elect Director Didier Leroy For For Management 2.9 Elect Director Ijichi, Takahiko For For Management 2.10 Elect Director Uno, Ikuo For For Management 2.11 Elect Director Kato, Haruhiko For For Management 2.12 Elect Director Mark T. Hogan For For Management 3.1 Appoint Statutory Auditor Kato, For For Management Masahiro 3.2 Appoint Statutory Auditor Kagawa, For For Management Yoshiyuki 3.3 Appoint Statutory Auditor Wake, Yoko For For Management 3.4 Appoint Statutory Auditor Ozu, Hiroshi For For Management 4 Appoint Alternate Statutory Auditor For For Management Sakai, Ryuji 5 Approve Annual Bonus Payment to For For Management Directors 6 Amend Articles to Indemnify Directors For For Management - Indemnify Statutory Auditors 7 Amend Articles to Create Class AA For Against Management Shares and Approve Issuance of Class AA Shares -------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Ticker: UTX Security ID: 913017109 Meeting Date: APR 27, 2015 Meeting Type: Annual Record Date: MAR 02, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John V. Faraci For For Management 1b Elect Director Jean-Pierre Garnier For For Management 1c Elect Director Gregory J. Hayes For For Management 1d Elect Director Edward A. Kangas For For Management 1e Elect Director Ellen J. Kullman For For Management 1f Elect Director Marshall O. Larsen For For Management 1g Elect Director Harold McGraw, III For For Management 1h Elect Director Richard B. Myers For For Management 1i Elect Director H. Patrick Swygert For For Management 1j Elect Director Andre Villeneuve For For Management 1k Elect Director Christine Todd Whitman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 28, 2015 Meeting Type: Annual Record Date: DEC 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary B. Cranston For For Management 1b Elect Director Francisco Javier For For Management Fernandez-Carbajal 1c Elect Director Alfred F. Kelly, Jr. For For Management 1d Elect Director Robert W. Matschullat For For Management 1e Elect Director Cathy E. Minehan For For Management 1f Elect Director Suzanne Nora Johnson For For Management 1g Elect Director David J. Pang For For Management 1h Elect Director Charles W. Scharf For For Management 1i Elect Director William S. Shanahan For For Management 1j Elect Director John A. C. Swainson For For Management 1k Elect Director Maynard G. Webb, Jr. For For Management 2 Approve Amendments to the Certificate For For Management of Incorporation to Facilitate Stock Splits 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan 5a Remove Supermajority Vote Requirement For For Management for Exiting Core Payment Business 5b Remove Supermajority Vote Requirement For For Management for Future Amendments to Certain Sections of Company's Certificate of Incorporation 5c Remove Supermajority Vote Requirement For For Management for Approval of Exceptions to Transfer Certifications 5d Remove Supermajority Vote Requirement For For Management for Removal of Directors 5e Remove Supermajority Vote Requirement For For Management for Future Amendments to the Advance Notice Provision in the Bylaws 6 Ratify Auditors For For Management WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 28, 2015 Meeting Type: Annual Record Date: MAR 03, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. Baker, II For For Management 1b Elect Director Elaine L. Chao For For Management 1c Elect Director John S. Chen For For Management 1d Elect Director Lloyd H. Dean For For Management 1e Elect Director Elizabeth A. Duke For For Management 1f Elect Director Susan E. Engel For For Management 1g Elect Director Enrique Hernandez, Jr. For For Management 1h Elect Director Donald M. James For For Management 1i Elect Director Cynthia H. Milligan For For Management 1j Elect Director Federico F. Pena For For Management 1k Elect Director James H. Quigley For For Management 1l Elect Director Judith M. Runstad For For Management 1m Elect Director Stephen W. Sanger For For Management 1n Elect Director John G. Stumpf For For Management 1o Elect Director Susan G. Swenson For For Management 1p Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- PURISIMA ALL-PURPOSE FUND The Fund did not hold any voting securities and accordingly did not vote any proxies during the reporting period. ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned,thereunto duly authorized. The Purisima Funds By /s/ Kenneth L. Fisher Kenneth L. Fisher, President Principal Executive Officer Date 7/30/2015