N-PX 1 npxof.txt PURISIMA FUNDS' N-PX FOR PERIOD 6/30/04 ******************************* FORM N-Px REPORT ******************************* As filed with the Securities and Exchange Commission on August 24, 2004 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07737 THE PURISIMA FUNDS (Exact name of registrant as specified in charter) 13100 Skyline Boulevard Woodside, CA 94062-4547 (Address of principal executive offices) (Zip code) Kenneth L. Fisher, President 13100 Skyline Boulevard Woodside, CA 94062-4547 (Name and address of agent for service) Copy to: David A. Hearth 55 Second Street Twenty-Fourth Floor San Francisco, CA 94105 United States of America (415) 851-7925 (Registrant's telephone number, including area code) Date of fiscal year end: August, 31 Date of reporting period: June 30, 2004 Item 1. Proxy Voting Record. ============================ PURISIMA PURE AMERICAN ============================ 3M CO Ticker: MMM Security ID: 88579Y101 Meeting Date: MAY 11, 2004 Meeting Type: Annual Record Date: MAR 12, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward A. Brennan For Withhold Management 1.2 Elect Director Michael L. Eskew For For Management 1.3 Elect Director W. James McNerney, Jr. For Withhold Management 1.4 Elect Director Kevin W. Sharer For Withhold Management 2 Ratify Auditors For For Management 3 Increase Authorized Common Stock For For Management 4 Separate Chairman and CEO Positions Against For Shareholder -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874107 Meeting Date: MAY 19, 2004 Meeting Type: Annual Record Date: MAR 26, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. Bernard Aidinoff For For Management 1.2 Elect Director Pei-Yuan Chia For For Management 1.3 Elect Director Marshall A. Cohen For For Management 1.4 Elect Director Willaim S. Cohen For For Management 1.5 Elect Director Martin S. Feldstein For For Management 1.6 Elect Director Ellen V. Futter For For Management 1.7 Elect Director Maurice R. Greenberg For For Management 1.8 Elect Director Carla A. Hills For For Management 1.9 Elect Director Frank J. Hoenemeyer For For Management 1.10 Elect Director Richard C. Holbrooke For For Management 1.11 Elect Director Donald P. Kanak For For Management 1.12 Elect Director Howard I. Smith For For Management 1.13 Elect Director Martin J. Sullivan For For Management 1.14 Elect Director Edmund S.W. Tse For For Management 1.15 Elect Director Frank G. Zarb For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Approve Non-Employee Director Stock For For Management Option Plan 4 Ratify Auditors For For Management 5 Report on Political Against Against Shareholder Contributions/Activities 6 Divest from Tobacco Equities Against Against Shareholder 7 Link Executive Compensation to Predatory Against Against Shareholder Lending -------------------------------------------------------------------------------- AMGEN, INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 13, 2004 Meeting Type: Annual Record Date: MAR 19, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Biondi, Jr. For For Management 1.2 Elect Director Jerry D. Choate For Withhold Management 1.3 Elect Director Frank C. Herringer For For Management 1.4 Elect Director Gilbert S. Omenn For For Management 2 Ratify Auditors For For Management 3 Prepare Glass Ceiling Report Against Against Shareholder 4 Expense Stock Options Against For Shareholder -------------------------------------------------------------------------------- BANK OF AMERICA CORP. Ticker: BAC Security ID: 060505104 Meeting Date: MAR 17, 2004 Meeting Type: Special Record Date: JAN 26, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Amend Omnibus Stock Plan For For Management 3 Increase Authorized Common Stock For For Management 4 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- BANKNORTH GROUP, INC. Ticker: BNK Security ID: 06646R107 Meeting Date: APR 27, 2004 Meeting Type: Annual Record Date: MAR 8, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dana S. Levenson For For Management 1.2 Elect Director John M. Naughton For For Management 1.3 Elect Director Angelo Pizzagalli For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- BELLSOUTH CORP. Ticker: BLS Security ID: 079860102 Meeting Date: APR 26, 2004 Meeting Type: Annual Record Date: MAR 8, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James H. Blanchard For For Management 1.2 Elect Director Armando M. Codina For For Management 1.3 Elect Director Leo F. Mullin For For Management 2 Ratify Auditors For For Management 3 Declassify the Board of Directors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Limit Executive Compensation Against Against Shareholder 6 Limit Executive Compensation Against Against Shareholder 7 Report on Political Against Against Shareholder Contributions/Activities -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.A Security ID: 084670207 Meeting Date: MAY 1, 2004 Meeting Type: Annual Record Date: MAR 3, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffett For Withhold Management 1.2 Elect Director Charles T. Munger For Withhold Management 1.3 Elect Director Susan T. Buffett For Withhold Management 1.4 Elect Director Howard G. Buffett For Withhold Management 1.5 Elect Director Malcolm G. Chace For For Management 1.6 Elect Director David S. Gottesman For For Management 1.7 Elect Director Charlotte Guyman For For Management 1.8 Elect Director Donald R. Keough For For Management 1.9 Elect Director Thomas S. Murphy For For Management 1.10 Elect Director Ronald L. Olson For Withhold Management 1.11 Elect Director Walter Scott, Jr. For Withhold Management 2 Report on Political Against Against Shareholder Contributions/Activities -------------------------------------------------------------------------------- BURLINGTON NORTHERN SANTA FE CORP. Ticker: BNI Security ID: 12189T104 Meeting Date: APR 21, 2004 Meeting Type: Annual Record Date: FEB 27, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan L. Boeckmann For For Management 1.2 Elect Director Vilma S. Martinez For Withhold Management 1.3 Elect Director Marc F. Racicot For Withhold Management 1.4 Elect Director Roy S. Roberts For For Management 1.5 Elect Director Matthew K. Rose For For Management 1.6 Elect Director Marc J. Shapiro For For Management 1.7 Elect Director J.C. Watts, Jr. For For Management 1.8 Elect Director Robert H. West For For Management 1.9 Elect Director J. Steven Whisler For For Management 1.10 Elect Director Edward E. Whitacre, Jr. For For Management 1.11 Elect Director Michael B. Yanney For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- CATERPILLAR INC. Ticker: CAT Security ID: 149123101 Meeting Date: APR 14, 2004 Meeting Type: Annual Record Date: FEB 17, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John T. Dillon For For Management 1.2 Elect Director Juan Gallardo For For Management 1.3 Elect Director William A. Osborn For For Management 1.4 Elect Director Gordon R. Parker For For Management 1.5 Elect Director Edward B. Rust, Jr. For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management 4 Submit Shareholder Rights Plan (Poison Against For Shareholder Pill) to Shareholder Vote 5 Report on Equipment Sales to Israel Against Against Shareholder 6 Report on Operational Imact of HIV/AIDS, Against Against Shareholder TB, and Malaria Pandemic -------------------------------------------------------------------------------- CHEVRONTEXACO CORP. Ticker: CVX Security ID: 166764100 Meeting Date: APR 28, 2004 Meeting Type: Annual Record Date: MAR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Samuel H. Armacost For For Management 1.2 Elect Director Robert E. Denham For For Management 1.3 Elect Director Robert J. Eaton For For Management 1.4 Elect Director Sam Ginn For For Management 1.5 Elect Director Carla Anderson Hills For For Management 1.6 Elect Director Franklyn G. Jenifer For For Management 1.7 Elect Director J. Bennett Johnston For For Management 1.8 Elect Director Sam Nunn For For Management 1.9 Elect Director David J. O'Reilly For For Management 1.10 Elect Director Peter J. Robertson For For Management 1.11 Elect Director Charles R. Shoemate For For Management 1.12 Elect Director Carl Ware For For Management 2 Ratify Auditors For For Management 3 Adopt Shareholder Rights Plan (Poison For For Management Pill) Policy 4 Amend Omnibus Stock Plan For For Management 5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder TB, and Malaria Pandemic 6 Report on Political Against Against Shareholder Contributions/Activities 7 Require Affirmative Vote of a Majority of Against Against Shareholder the Shares to Elect Directors 8 Report on Health and Environmental Against Against Shareholder Initiatives in Ecuador 9 Report on Renewable Energy Against Against Shareholder -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: NOV 11, 2003 Meeting Type: Annual Record Date: SEP 12, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carol A. Bartz For For Management 1.2 Elect Director Larry R. Carter For For Management 1.3 Elect Director John T. Chambers For For Management 1.4 Elect Director Dr. James F. Gibbons For For Management 1.5 Elect Director Dr. John L. Hennessy For For Management 1.6 Elect Director Roderick C. McGeary For For Management 1.7 Elect Director James C. Morgan For For Management 1.8 Elect Director John P. Morgridge For For Management 1.9 Elect Director Donald T. Valentine For For Management 1.10 Elect Director Steven M. West For For Management 1.11 Elect Director Jerry Yang For For Management 2 Amend Employee Stock Purchase Plan For For Management 3 Ratify Auditors For For Management 4 Report on Company Products Used by the Against Against Shareholder Government to Monitor the Internet 5 Report on Pay Disparity Against Against Shareholder -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967101 Meeting Date: APR 20, 2004 Meeting Type: Annual Record Date: FEB 27, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. Michael Armstrong For For Management 1.2 Elect Director Alain J.P. Belda For For Management 1.3 Elect Director George David For For Management 1.4 Elect Director Kenneth T. Derr For For Management 1.5 Elect Director John M. Deutch For For Management 1.6 Elect Director Roberto Hernandez Ramirez For For Management 1.7 Elect Director Ann Dibble Jordan For For Management 1.8 Elect Director Dudley C. Mecum For For Management 1.9 Elect Director Richard D. Parsons For For Management 1.10 Elect Director Andrall E. Pearson For For Management 1.11 Elect Director Charles Prince For For Management 1.12 Elect Director Robert E. Rubin For For Management 1.13 Elect Director Franklin A. Thomas For For Management 1.14 Elect Director Sanford I. Weill For For Management 1.15 Elect Director Robert B. Willumstad For For Management 2 Ratify Auditors For For Management 3 Limit Executive Compensation Against Against Shareholder 4 Report on Political Against Against Shareholder Contributions/Activities 5 Prohibit Awards to Executives Against Against Shareholder 6 Separate Chairman and CEO Positions Against Against Shareholder -------------------------------------------------------------------------------- COCA-COLA COMPANY, THE Ticker: KO Security ID: 191216100 Meeting Date: APR 21, 2004 Meeting Type: Annual Record Date: FEB 23, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert A. Allen For For Management 1.2 Elect Director Ronald W. Allen For For Management 1.3 Elect Director Cathleen P. Black For For Management 1.4 Elect Director Warren E. Buffett For Withhold Management 1.5 Elect Director Douglas N. Daft For For Management 1.6 Elect Director Barry Diller For For Management 1.7 Elect Director Donald R. Keough For For Management 1.8 Elect Director Susan Bennett King For For Management 1.9 Elect Director Maria Elena Lagomasino For For Management 1.10 Elect Director Donald F. Mchenry For For Management 1.11 Elect Director Robert L. Nardelli For For Management 1.12 Elect Director Sam Nunn For For Management 1.13 Elect Director J. Pedro Reinhard For For Management 1.14 Elect Director James D. Robinson III For For Management 1.15 Elect Director Peter V. Ueberroth For For Management 1.16 Elect Director James B. Williams For For Management 2 Ratify Auditors For For Management 3 Report on Operational Impact of HIV/AIDS For For Shareholder Pandemic 4 Report on Stock Option Distribution by Against Against Shareholder Race and Gender 5 Prohibit Awards to Executives Against Against Shareholder 6 Submit Executive Compensation to Vote Against For Shareholder 7 Submit Executive Compensation to Vote Against Against Shareholder 8 Implement China Principles Against Against Shareholder 9 Separate Chairman and CEO Positions Against For Shareholder -------------------------------------------------------------------------------- COMERICA INC. Ticker: CMA Security ID: 200340107 Meeting Date: MAY 18, 2004 Meeting Type: Annual Record Date: MAR 22, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph W. Babb, Jr. For For Management 1.2 Elect Director James F. Cordes For For Management 1.3 Elect Director Peter D. Cummings For For Management 1.4 Elect Director Todd W. Herrick For For Management 1.5 Elect Director William P. Vititoe For For Management 1.6 Elect Director Kenneth L. Way For For Management 2 Approve Employee Stock Purchase Plan For For Management 3 Approve Non-Employee Director Omnibus For For Management Stock Plan 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: MAY 5, 2004 Meeting Type: Annual Record Date: MAR 10, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David L. Boren For For Management 1.2 Elect Director James E. Copeland, Jr. For For Management 1.3 Elect Director Kenneth M. Duberstein For For Management 1.4 Elect Director Ruth R. Harkin For For Management 1.5 Elect Director William R. Rhodes For For Management 1.6 Elect Director J. Stapleton Roy For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Limit Executive Compensation Against Against Shareholder 5 Limit Executive Compensation Against Against Shareholder 6 Report on Drilling in the Arctic National Against Against Shareholder Wildlife Refuge -------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Ticker: COST Security ID: 22160K105 Meeting Date: JAN 29, 2004 Meeting Type: Annual Record Date: DEC 5, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Benjamin S. Carson, Sr., For For Management M.D. as Class II Director 1.2 Elect Director Hamilton E. James as Class For For Management II Director 1.3 Elect Director Jill S. Ruckelshaus as For For Management Class II Director 1.4 Elect Director William H. Gates, II as For For Management Class II Director 1.5 Elect Director Daniel J. Evans as Class I For For Management Director 2 Declassify the Board of Directors Against For Shareholder 3 Develop Land Procurement Policy Against Against Shareholder 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- DELL INC. Ticker: DELL Security ID: 247025109 Meeting Date: JUL 18, 2003 Meeting Type: Annual Record Date: MAY 23, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael A. Miles For For Management 1.2 Elect Director Alex J. Mandl For For Management 1.3 Elect Director Morton L. Topfer For For Management 2 Declassify the Board of Directors For For Management 3 Change Company Name For For Management 4 Approve Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- ELECTRONIC DATA SYSTEMS CORP. Ticker: EDS Security ID: 285661104 Meeting Date: MAY 25, 2004 Meeting Type: Annual Record Date: MAR 29, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger A. Enrico For For Management 1.2 Elect Director Ellen M. Hancock For For Management 1.3 Elect Director C. Robert Kidder For For Management 2 Ratify Auditors For For Management 3 Declassify the Board of Directors Against For Shareholder 4 Submit Shareholder Rights Plan (Poison Against For Shareholder Pill) to Shareholder Vote 5 Amend Vote Requirements to Amend Against For Shareholder Articles/Bylaws/Charter -------------------------------------------------------------------------------- ELI LILLY AND CO. Ticker: LLY Security ID: 532457108 Meeting Date: APR 19, 2004 Meeting Type: Annual Record Date: FEB 13, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven C. Beering For For Management 1.2 Elect Director Winfried Bischoff For For Management 1.3 Elect Director Franklyn G. Prendergast For For Management 1.4 Elect Director Kathi P. Seifert For For Management 2 Ratify Auditors For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Limit Executive Compensation Against Against Shareholder 5 Report on Drug Pricing Against Against Shareholder -------------------------------------------------------------------------------- EMC CORP. Ticker: EMC Security ID: 268648102 Meeting Date: MAY 5, 2004 Meeting Type: Annual Record Date: MAR 8, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. Egan For For Management 1.2 Elect Director Michael C. Ruettgers For For Management 1.3 Elect Director David N. Strohm For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Employee Stock Purchase Plan For For Management 4 Ratify Auditors For For Management 5 Limit Executive Compensation Against Against Shareholder -------------------------------------------------------------------------------- ENSCO INTERNATIONAL, INC. Ticker: ESV Security ID: 26874Q100 Meeting Date: MAY 11, 2004 Meeting Type: Annual Record Date: MAR 15, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Carmichael For Withhold Management 1.2 Elect Director Thomas L. Kelly II For Withhold Management 1.3 Elect Director Rita M. Rodriguez For For Management -------------------------------------------------------------------------------- EXXON MOBIL CORP. Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 26, 2004 Meeting Type: Annual Record Date: APR 5, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Boskin For For Management 1.2 Elect Director James R. Houghton For For Management 1.3 Elect Director William R. Howell For For Management 1.4 Elect Director Reatha Clark King For For Management 1.5 Elect Director Philip E. Lippincott For For Management 1.6 Elect Director Harry J. Longwell For For Management 1.7 Elect Director Henry A. McKinnell, Jr. For For Management 1.8 Elect Director Marilyn Carlson Nelson For For Management 1.9 Elect Director Lee R. Raymond For For Management 1.10 Elect Director Walter V. Shipley For For Management 1.11 Elect Director Rex W. Tillerson For For Management 2 Ratify Auditors For For Management 3 Approve Non-Employee Director Restricted For For Management Stock Plan 4 Affirm Political Nonpartisanship Against Against Shareholder 5 Report on Political Against Against Shareholder Contributions/Activities 6 Report on Equatorial Guinea Against Against Shareholder 7 Separate Chairman and CEO Positions Against Against Shareholder 8 Prohibit Awards to Executives Against Against Shareholder 9 Report on Stock Option Distribution by Against Against Shareholder Race and Gender 10 Amend EEO Statement to Include Reference Against For Shareholder to Sexual Orientation 11 Report on Climate Change Research Against Against Shareholder -------------------------------------------------------------------------------- FEDERATED DEPARTMENT STORES, INC. Ticker: FD Security ID: 31410H101 Meeting Date: MAY 21, 2004 Meeting Type: Annual Record Date: APR 2, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sara Levinson For Withhold Management 1.2 Elect Director Joseph Neubauer For Withhold Management 1.3 Elect Director Joseph A. Pichler For Withhold Management 1.4 Elect Director Karl M. von der Heyden For Withhold Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Declassify the Board of Directors Against For Shareholder -------------------------------------------------------------------------------- FEDEX CORPORATION Ticker: FDX Security ID: 31428X106 Meeting Date: SEP 29, 2003 Meeting Type: Annual Record Date: AUG 4, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director August A. Busch IV For For Management 1.2 Elect Director John A. Edwardson For For Management 1.3 Elect Director George J. Mitchell For Withhold Management 1.4 Elect Director Joshua I. Smith For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management 4 Declassify the Board of Directors Against For Shareholder -------------------------------------------------------------------------------- GENERAL ELECTRIC CO. Ticker: GE Security ID: 369604103 Meeting Date: APR 28, 2004 Meeting Type: Annual Record Date: MAR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James I. Cash, Jr. For For Management 1.2 Elect Director Dennis D. Dammerman For For Management 1.3 Elect Director Ann M. Fudge For For Management 1.4 Elect Director Claudio X. Gonzalez For Withhold Management 1.5 Elect Director Jeffrey R. Immelt For For Management 1.6 Elect Director Andrea Jung For For Management 1.7 Elect Director Alan G. Lafley For For Management 1.8 Elect Director Kenneth G. Langone For For Management 1.9 Elect Director Ralph S. Larsen For For Management 1.10 Elect Director Rochelle B. Lazarus For For Management 1.11 Elect Director Sam Nunn For For Management 1.12 Elect Director Roger S. Penske For For Management 1.13 Elect Director Robert J. Swieringa For For Management 1.14 Elect Director Douglas A. Warner III For For Management 1.15 Elect Director Robert C. Wright For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Provide for Cumulative Voting Against Against Shareholder 5 Eliminate Animal Testing Against Against Shareholder 6 Report on Nuclear Fuel Storage Risks Against Against Shareholder 7 Report on PCB Clean-up Against Against Shareholder 8 Report on Foreign Outsourcing Against Against Shareholder 9 Prepare Sustainability Report Against Against Shareholder 10 Limit Composition of Management Against Against Shareholder Development and Compensation Committee to Independent Directors 11 Report on Pay Disparity Against Against Shareholder 12 Limit Awards to Executives Against Against Shareholder 13 Limit Board Service for Other Companies Against For Shareholder 14 Separate Chairman and CEO Positions Against Against Shareholder 15 Hire Advisor/Maximize Shareholder Value Against Against Shareholder 16 Adopt a Retention Ratio for Executives Against Against Shareholder and Directors 17 Require 70% to 80% Independent Board Against Against Shareholder 18 Report on Political Against Against Shareholder Contributions/Activities -------------------------------------------------------------------------------- INTEL CORP. Ticker: INTC Security ID: 458140100 Meeting Date: MAY 19, 2004 Meeting Type: Annual Record Date: MAR 22, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Craig R. Barrett For For Management 1.2 Elect Director Charlene Barshefsky For For Management 1.3 Elect Director E. John P. Browne For For Management 1.4 Elect Director Andrew S. Grove For For Management 1.5 Elect Director D. James Guzy For Withhold Management 1.6 Elect Director Reed E. Hundt For For Management 1.7 Elect Director Paul S. Otellini For For Management 1.8 Elect Director David S. Pottruck For For Management 1.9 Elect Director Jane E. Shaw For For Management 1.10 Elect Director John L. Thornton For For Management 1.11 Elect Director David B. Yoffie For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Expense Stock Options Against For Shareholder 5 Limit/Prohibit Awards to Executives Against For Shareholder 6 Performance- Based/Indexed Options Against For Shareholder -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORP. Ticker: IBM Security ID: 459200101 Meeting Date: APR 27, 2004 Meeting Type: Annual Record Date: FEB 27, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cathleen Black For For Management 1.2 Elect Director Kenneth I. Chenault For For Management 1.3 Elect Director Carlos Ghosn For For Management 1.4 Elect Director Nannerl O. Keohane For For Management 1.5 Elect Director Charles F. Knight For For Management 1.6 Elect Director Lucio A. Noto For For Management 1.7 Elect Director Samuel J. Palmisano For For Management 1.8 Elect Director John B. Slaughter For For Management 1.9 Elect Director Joan E. Spero For For Management 1.10 Elect Director Sidney Taurel For For Management 1.11 Elect Director Charles M. Vest For For Management 1.12 Elect Director Lorenzo H. Zambrano For For Management 2 Ratify Auditors For For Management 3 Ratify Auditors for the Company's For For Management Business Consulting Services Unit 4 Approve Executive Incentive Bonus Plan For For Management 5 Provide for Cumulative Voting Against For Shareholder 6 Amend Pension and Retirement Medical Against Against Shareholder Insurance Plans 7 Submit Executive Compensation to Vote Against For Shareholder 8 Expense Stock Options Against For Shareholder 9 Limit Awards to Executives Against Against Shareholder 10 China Principles Against Against Shareholder 11 Report on Political Against Against Shareholder Contributions/Activities 12 Report on Executive Compensation Against Against Shareholder -------------------------------------------------------------------------------- INTERNATIONAL PAPER CO. Ticker: IP Security ID: 460146103 Meeting Date: MAY 11, 2004 Meeting Type: Annual Record Date: MAR 17, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martha F. Brooks For For Management 1.2 Elect Director James A. Henderson For For Management 1.3 Elect Director Robert D. Kennedy For For Management 1.4 Elect Director W. Craig McClelland For Withhold Management 1.5 Elect Director Robert M. Amen For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Amend Omnibus Stock Plan For For Management 5 Limit Executive Compensation Against Against Shareholder -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 22, 2004 Meeting Type: Annual Record Date: FEB 24, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerard N. Burrow For For Management 1.2 Elect Director Mary S. Coleman For For Management 1.3 Elect Director James G. Cullen For For Management 1.4 Elect Director Robert J. Darretta For For Management 1.5 Elect Director M. Judah Folkman For For Management 1.6 Elect Director Ann D. Jordan For For Management 1.7 Elect Director Arnold G. Langbo For For Management 1.8 Elect Director Susan L. Lindquist For For Management 1.9 Elect Director Leo F. Mullin For For Management 1.10 Elect Director Steven S Reinemund For For Management 1.11 Elect Director David Satcher For For Management 1.12 Elect Director Henry B. Schacht For For Management 1.13 Elect Director William C. Weldon For For Management 2 Ratify Auditors For For Management 3 Cease Charitable Contributions Against Against Shareholder -------------------------------------------------------------------------------- KLA-TENCOR CORP. Ticker: KLAC Security ID: 482480100 Meeting Date: NOV 5, 2003 Meeting Type: Annual Record Date: SEP 15, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.a Elect Director H. Raymond Bingham For For Management 1.b Elect Director Robert T. Bond For For Management 1.c Elect Director Richard J. Elkus, Jr. For For Management 1.d Elect Director Michael E. Marks For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- LEHMAN BROTHERS HOLDINGS INC. Ticker: LEH Security ID: 524908100 Meeting Date: APR 2, 2004 Meeting Type: Annual Record Date: FEB 13, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger S. Berlind For For Management 1.2 Elect Director Marsha Johnson Evans For For Management 1.3 Elect Director Sir Christopher Gent For For Management 1.4 Elect Director Dina Merrill For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- LIMITED BRANDS Ticker: LTD Security ID: 532716107 Meeting Date: MAY 17, 2004 Meeting Type: Annual Record Date: MAR 31, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eugene M. Freedman For For Management 1.2 Elect Director V. Ann Hailey For For Management 1.3 Elect Director David T. Kollat For For Management 1.4 Elect Director Leslie H. Wexner For For Management 2 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LOCKHEED MARTIN CORP. Ticker: LMT Security ID: 539830109 Meeting Date: APR 22, 2004 Meeting Type: Annual Record Date: MAR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director E.C. 'Pete' Aldridge, Jr. For For Management 1.2 Elect Director Nolan D. Archibald For For Management 1.3 Elect Director Norman R. Augustine For Withhold Management 1.4 Elect Director Marcus C. Bennett For For Management 1.5 Elect Director Vance D. Coffman For For Management 1.6 Elect Director Gwendolyn S. King For For Management 1.7 Elect Director Douglas H. McCorkindale For For Management 1.8 Elect Director Eugene F. Murphy For For Management 1.9 Elect Director Joseph W. Ralston For Withhold Management 1.10 Elect Director Frank Savage For For Management 1.11 Elect Director Anne Stevens For For Management 1.12 Elect Director Robert J. Stevens For For Management 1.13 Elect Director James R. Ukropina For For Management 1.14 Elect Director Douglas C. Yearley For For Management 2 Ratify Auditors For For Management 3 Report on Executive Ties to Government Against Against Shareholder 4 Submit Shareholder Rights Plan (Poison Against Against Shareholder Pill) to Shareholder Vote 5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder Services 6 Develop Ethical Criteria for Military Against Against Shareholder Contracts -------------------------------------------------------------------------------- MCDONALD'S CORP. Ticker: MCD Security ID: 580135101 Meeting Date: MAY 20, 2004 Meeting Type: Annual Record Date: MAR 22, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward A. Brennan For For Management 1.2 Elect Director Walter E. Massey For For Management 1.3 Elect Director John W. Rogers, Jr. For For Management 1.4 Elect Director Anne-Marie Slaughter For For Management 1.5 Elect Director Roger W. Stone For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Approve/Amend Executive Incentive Bonus For For Management Plan -------------------------------------------------------------------------------- MEDTRONIC, INC. Ticker: MDT Security ID: 585055106 Meeting Date: AUG 28, 2003 Meeting Type: Annual Record Date: JUL 3, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard H. Anderson For For Management 1.2 Elect Director Michael R. Bonsignore For For Management 1.3 Elect Director Gordon M. Sprenger For Withhold Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Approve Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 589331107 Meeting Date: APR 27, 2004 Meeting Type: Annual Record Date: FEB 24, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter C. Wendell For For Management 1.2 Elect Director William G. Bowen For For Management 1.3 Elect Director William M. Daley For For Management 1.4 Elect Director Thomas E. Shenk For For Management 1.5 Elect Director Wendell P. Weeks For For Management 2 Ratify Auditors For For Management 3 Declassify the Board of Directors For For Management 4 Prohibit Awards to Executives Against Against Shareholder 5 Develop Ethical Criteria for Patent Against Against Shareholder Extension 6 Link Executive Compensation to Social Against Against Shareholder Issues 7 Report on Political Contributions Against Against Shareholder 8 Report on Operational Impact of HIV/AIDS, Against Against Shareholder TB, and Malaria Pandemic -------------------------------------------------------------------------------- MERRILL LYNCH & CO., INC. Ticker: MER Security ID: 590188108 Meeting Date: APR 23, 2004 Meeting Type: Annual Record Date: FEB 24, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David K. Newbigging For For Management 1.2 Elect Director Joseph W. Prueher For For Management 2 Ratify Auditors For For Management 3 Restore or Provide for Cumulative Voting Against For Shareholder 4 Separate Chairman and CEO Positions Against For Shareholder -------------------------------------------------------------------------------- MICRON TECHNOLOGY, INC. Ticker: MU Security ID: 595112103 Meeting Date: NOV 21, 2003 Meeting Type: Annual Record Date: SEP 22, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven R. Appleton For For Management 1.2 Elect Director James W. Bagley For For Management 1.3 Elect Director Robert A. Lothrop For For Management 1.4 Elect Director Thomas T. Nicholson For For Management 1.5 Elect Director Gordon C. Smith For For Management 1.6 Elect Director William P. Weber For For Management 2 Amend Employee Stock Purchase Plan For For Management 3 Amend Stock Option Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- MICROSOFT CORP. Ticker: MSFT Security ID: 594918104 Meeting Date: NOV 11, 2003 Meeting Type: Annual Record Date: SEP 12, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Steven A. Ballmer For For Management 1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management 1.4 Elect Director Raymond V. Gilmartin For For Management 1.5 Elect Director Ann McLaughlin Korologos For For Management 1.6 Elect Director David F. Marquardt For For Management 1.7 Elect Director Charles H. Noski For For Management 1.8 Elect Director Dr. Helmut Panke For For Management 1.9 Elect Director Wm. G. Reed, Jr. For For Management 1.10 Elect Director Jon A. Shirley For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Non-Employee Director Stock Option For For Management Plan 4 Refrain from Giving Charitable Against Against Shareholder Contributions -------------------------------------------------------------------------------- NATIONAL CITY CORP. Ticker: NCC Security ID: 635405103 Meeting Date: APR 27, 2004 Meeting Type: Annual Record Date: MAR 5, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. Barfield For For Management 1.2 Elect Director James S. Broadhurst For For Management 1.3 Elect Director John W. Brown For For Management 1.4 Elect Director Christopher M. Connor For For Management 1.5 Elect Director David A. Daberko For For Management 1.6 Elect Director Joseph T. Gorman For For Management 1.7 Elect Director Bernadine P. Healy For For Management 1.8 Elect Director Paul A. Ormond For For Management 1.9 Elect Director Robert A. Paul For For Management 1.10 Elect Director Gerald L. Shaheen For For Management 1.11 Elect Director Jerry Sue Thornton For For Management 1.12 Elect Director Morry Weiss For For Management 2 Approve Omnibus Stock Plan For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- NIKE, INC. Ticker: NKE Security ID: 654106103 Meeting Date: SEP 22, 2003 Meeting Type: Annual Record Date: JUL 25, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas E. Clarke as Class For For Management A Director 1.2 Elect Director Ralph D. DeNunzio as Class For For Management A Director 1.3 Elect Director Richard K. Donahue as For Withhold Management Class A Director 1.4 Elect Director Delbert J. Hayes as Class For For Management A Director 1.5 Elect Director Douglas G. Houser as Class For For Management A Director 1.6 Elect Director Jeanne P. Jackson as Class For For Management A Director 1.7 Elect Director Philip H. Knight as Class For For Management A Director 1.8 Elect Director Charles W. Robinson as For For Management Class A Director 1.9 Elect Director John R. Thompson, Jr. as For Withhold Management Class A Director 1.10 Elect Director Jill K. Conway as Class B For For Management Director 1.11 Elect Director Alan B. Graf, Jr. as Class For For Management B Director 1.12 Elect Director John E. Jaqua as Class B For For Management Director 1.13 Elect Director A. Michael Spence as Class For For Management B Director 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- NORTHROP GRUMMAN CORP. Ticker: NOC Security ID: 666807102 Meeting Date: MAY 18, 2004 Meeting Type: Annual Record Date: MAR 22, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis W. Coleman For For Management 1.2 Elect Director J. Michael Cook For For Management 1.3 Elect Director Philip A. Odeen For For Management 1.4 Elect Director Aulana L. Peters For For Management 1.5 Elect Director Kevin W. Sharer For For Management 2 Ratify Auditors For For Management 3 Develop Ethical Criteria for Military Against Against Shareholder Contracts 4 Declassify the Board of Directors Against For Shareholder -------------------------------------------------------------------------------- PROCTER & GAMBLE COMPANY, THE Ticker: PG Security ID: 742718109 Meeting Date: OCT 14, 2003 Meeting Type: Annual Record Date: AUG 1, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Norman R. Augustine For For Management 1.2 Elect Director A.G. Lafley For For Management 1.3 Elect Director Johnathan A. Rodgers For For Management 1.4 Elect Director John F. Smith, Jr. For For Management 1.5 Elect Director Margaret C. Whitman For For Management 2 Ratify Auditors For For Management 3 Approve Non-Employee Director Omnibus For Against Management Stock Plan 4 Declassify the Board of Directors Against For Shareholder 5 Label Genetically Engineered Foods Against Against Shareholder -------------------------------------------------------------------------------- ROHM AND HAAS CO. Ticker: ROH Security ID: 775371107 Meeting Date: MAY 3, 2004 Meeting Type: Annual Record Date: MAR 5, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Avery For For Management 1.2 Elect Director J. Michael Fitzpatrick For For Management 1.3 Elect Director Earl G. Graves, Sr. For For Management 1.4 Elect Director Raj L. Gupta For For Management 1.5 Elect Director David W. Haas For For Management 1.6 Elect Director Thomas W. Haas For For Management 1.7 Elect Director James A. Henderson For For Management 1.8 Elect Director Richard L. Keyser For For Management 1.9 Elect Director Jorge P. Montoya For For Management 1.10 Elect Director Sandra O. Moose For For Management 1.11 Elect Director Gilbert S. Omenn For For Management 1.12 Elect Director Gary L. Rogers For For Management 1.13 Elect Director Ronaldo H. Schmitz For For Management 1.14 Elect Director Marna C. Whittington For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Auditors For For Management 6 Other Business For Against Management -------------------------------------------------------------------------------- SAFECO CORP. Ticker: SAFC Security ID: 786429100 Meeting Date: MAY 5, 2004 Meeting Type: Annual Record Date: MAR 8, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert S. Cline For For Management 1.2 Elect Director G. Thompson Hutton For For Management 1.3 Elect Director William W. Krippaehne, For For Management Jr. 1.4 Elect Director Michael S. McGavick For For Management 2 Ratify Auditors For For Management 3 Limit Executive Compensation Against Against Shareholder -------------------------------------------------------------------------------- SARA LEE CORP. Ticker: SLE Security ID: 803111103 Meeting Date: OCT 30, 2003 Meeting Type: Annual Record Date: SEP 2, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J.T. Battenberg III For For Management 1.2 Elect Director Charles W. Coker For For Management 1.3 Elect Director James S. Crown For For Management 1.4 Elect Director Willie D. Davis For For Management 1.5 Elect Director Vernon E. Jordan, Jr. For For Management 1.6 Elect Director Laurette T. Koellner For For Management 1.7 Elect Director Cornelis J.A. Van Lede For For Management 1.8 Elect Director Joan D. Manley For For Management 1.9 Elect Director Cary D. McMillan For For Management 1.10 Elect Director C. Steven McMillan For For Management 1.11 Elect Director Rozanne L. Ridgway For For Management 1.12 Elect Director Richard L. Thomas For For Management 2 Ratify Auditors For For Management 3 Report on Charitable Contributions Against Against Shareholder 4 Implement and Monitor Code of Corporate Against Against Shareholder Conduct - ILO Standards -------------------------------------------------------------------------------- SIEBEL SYSTEMS, INC. Ticker: SEBL Security ID: 826170102 Meeting Date: JUN 23, 2004 Meeting Type: Annual Record Date: APR 29, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. Scott Hartz For For Management 1.2 Elect Director Charles R. Schwab For For Management 1.3 Elect Director George T. Shaheen For For Management 1.4 Elect Director John W. White For For Management 2 Ratify Auditors For For Management 3 Expense Stock Options Abstain For Shareholder -------------------------------------------------------------------------------- SOUTHERN COMPANY Ticker: SO Security ID: 842587107 Meeting Date: MAY 26, 2004 Meeting Type: Annual Record Date: MAR 29, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel P. Amos For For Management 1.2 Elect Director Dorrit J. Bern For For Management 1.3 Elect Director Francis S. Blake For For Management 1.4 Elect Director Thomas F. Chapman For For Management 1.5 Elect Director H. Allen Franklin For For Management 1.6 Elect Director Bruce S. Gordon For For Management 1.7 Elect Director Donald M. James For For Management 1.8 Elect Director Zack T. Pate For For Management 1.9 Elect Director J. Neal Purcell For For Management 1.10 Elect Director David M. Ratcliffe For For Management 1.11 Elect Director Gerald J. St. Pe For For Management 2 Ratify Auditors For For Management 3 Approve Outside Director Stock in Lieu of For For Management Cash -------------------------------------------------------------------------------- STAPLES, INC. Ticker: SPLS Security ID: 855030102 Meeting Date: JUN 17, 2004 Meeting Type: Annual Record Date: APR 19, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arthur M. Blank For For Management 1.2 Elect Director Gary L. Crittenden For For Management 1.3 Elect Director Martin Trust For For Management 1.4 Elect Director Paul F. Walsh For For Management 2 Approve Omnibus Stock Plan For For Management 3 Amend Employee Stock Purchase Plan For For Management 4 Amend Employee Stock Purchase Plan For For Management 5 Ratify Auditors For For Management 6 Submit Shareholder Rights Plan (Poison Against Against Shareholder Pill) to Shareholder Vote 7 Submit Shareholder Rights Plan (Poison Against For Shareholder Pill) to Shareholder Vote 8 Limit Executive Compensation Against Against Shareholder 9 Prohibit Auditor from Providing Non-Audit Against Against Shareholder Services -------------------------------------------------------------------------------- SUN MICROSYSTEMS, INC. Ticker: SUNW Security ID: 866810104 Meeting Date: NOV 13, 2003 Meeting Type: Annual Record Date: SEP 15, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott G. McNealy For For Management 1.2 Elect Director James L. Barksdale For For Management 1.3 Elect Director L. John Doerr For For Management 1.4 Elect Director Robert J. Fisher For For Management 1.5 Elect Director Michael E. Lehman For For Management 1.6 Elect Director Robert L. Long For For Management 1.7 Elect Director M. Kenneth Oshman For For Management 1.8 Elect Director Naomi O. Seligman For For Management 1.9 Elect Director Lynn E. Turner For For Management 2 Amend Employee Stock Purchase Plan For For Management 3 Ratify Auditors For For Management 4 Implement China Principles Against Against Shareholder -------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. Ticker: TROW Security ID: 74144T108 Meeting Date: APR 8, 2004 Meeting Type: Annual Record Date: FEB 6, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward C. Bernard For For Management 1.2 Elect Director James T. Brady For For Management 1.3 Elect Director D. William J. Garrett For For Management 1.4 Elect Director Donald B. Hebb, Jr. For For Management 1.5 Elect Director James A.C. Kennedy For For Management 1.6 Elect Director James S. Riepe For For Management 1.7 Elect Director George A. Roche For For Management 1.8 Elect Director Brian C. Rogers For For Management 1.9 Elect Director Dr. Alfred Sommer For For Management 1.10 Elect Director Dwight S. Taylor For For Management 1.11 Elect Director Anne Marie Whittemore For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For Against Management 4 Other Business For Against Management -------------------------------------------------------------------------------- UNIONBANCAL CORP. Ticker: UB Security ID: 908906100 Meeting Date: APR 28, 2004 Meeting Type: Annual Record Date: MAR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David R. Andrews For For Management 1.2 Elect Director L. Dale Crandall For For Management 1.3 Elect Director Richard D. Farman For For Management 1.4 Elect Director Stanley F. Farrar For For Management 1.5 Elect Director Philip B. Fylnn For For Management 1.6 Elect Director Michael J. Gillfillan For For Management 1.7 Elect Director Richard C. Hartnack For For Management 1.8 Elect Director Norimichi Kanari For For Management 1.9 Elect Director Satoru Kishi For Withhold Management 1.10 Elect Director Monica C. Lozano For For Management 1.11 Elect Director Mary S. Metz For For Management 1.12 Elect Director Takahiro Moriguchi For Withhold Management 1.13 Elect Director J. Fernando Niebla For For Management 1.14 Elect Director Takaharu Saegusa For For Management 1.15 Elect Director Tetsuo Shimura For For Management 2 Amend Executive Incentive Bonus Plan For For Management 3 Ratify Auditors For For Management 4 Provide for Cumulative Voting Against For Shareholder -------------------------------------------------------------------------------- WALT DISNEY COMPANY, THE Ticker: DIS Security ID: 254687106 Meeting Date: MAR 3, 2004 Meeting Type: Annual Record Date: JAN 16, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. Bryson For For Management 1.2 Elect Director John S. Chen For For Management 1.3 Elect Director Michael D. Eisner For Withhold Management 1.4 Elect Director Judith L. Estrin For For Management 1.5 Elect Director Robert A. Iger For For Management 1.6 Elect Director Aylwin B. Lewis For For Management 1.7 Elect Director Monica C. Lozano For For Management 1.8 Elect Director Robert W. Matschullat For For Management 1.9 Elect Director George J. Mitchell For For Management 1.10 Elect Director Leo J. O'Donovan, S.J. For For Management 1.11 Elect Director Gary L. Wilson For For Management 2 Ratify Auditors For For Management 3 China Principles Against Against Shareholder 4 Report on Supplier Labor Standards in Against For Shareholder China 5 Report on Amusement Park Safety Against Against Shareholder -------------------------------------------------------------------------------- WYETH Ticker: WYE Security ID: 983024100 Meeting Date: APR 22, 2004 Meeting Type: Annual Record Date: MAR 12, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clifford L. Alexander, For For Management Jr. 1.2 Elect Director Frank A. Bennack, Jr. For For Management 1.3 Elect Director Richard L. Carrion For For Management 1.4 Elect Director Robert Essner For For Management 1.5 Elect Director John D. Feerick For For Management 1.6 Elect Director Robert Langer For For Management 1.7 Elect Director John P. Mascotte For For Management 1.8 Elect Director Mary Lake Polan For For Management 1.9 Elect Director Ivan G. Seidenberg For For Management 1.10 Elect Director Walter V. Shipley For For Management 1.11 Elect Director John R. Torell III For For Management 2 Ratify Auditors For For Management 3 Report on Drug Pricing Against Against Shareholder 4 Amend Animal Testing Policy Against Against Shareholder ============================ PURISIMA PURE FOREIGN ============================= ABN AMRO HOLDING NV Ticker: ABN Security ID: 000937102 Meeting Date: APR 29, 2004 Meeting Type: Annual Record Date: APR 2, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE 2003 FINANCIAL For For Management STATEMENTS. 2 APPROVAL OF THE PROPOSED 2003 DIVIDEND. For For Management 3 DISCHARGE OF THE MEMBERS OF THE MANAGING For For Management BOARD IN RESPECT OF THEIR MANAGEMENT IN 2003. 4 DISCHARGE OF THE MEMBERS OF THE For For Management SUPERVISORY BOARD IN RESPECT OF THEIR SUPERVISION IN 2003. 5 CHANGES IN REMUNERATION POLICY FOR For For Management MANAGING BOARD AND TOP EXECUTIVES. 6 Ratify Auditors For For Management 7 APPOINTMENT OF SUPERVISORY BOARD MEMBER: For For Management NOMINATION OF MRS. T.A. MAAS-DE BROUWER FOR REAPPOINTMENT. 8 APPOINTMENT OF SUPERVISORY BOARD MEMBER: For For Management NOMINATION OF MR. A.A. OLIJSLAGER FOR APPOINTMENT. 9 CANCELLATION OF PREFERENCE SHARES. For For Management 10 PROPOSAL TO AMEND THE ARTICLES OF For For Management ASSOCIATION. 11 AUTHORIZE THE MANAGING BOARD, SUBJECT TO For For Management THE APPROVAL OF THE SUPERVISORY BOARD, TO REPURCHASE SHARES IN THE COMPANY S CAPITAL 12 AUTHORIZE THE MANAGING BOARD FOR A PERIOD For For Management OF 18 MONTHS, TO ISSUE ORDINARY SHARES UP TO 20% OF ISSUED CAPITAL. 13 AUTHORIZE THE MANAGING BOARD TO RESTRICT For For Management OR EXCLUDE THE PRE- EMPTIVE RIGHTS GRANTED TO SHAREHOLDERS. -------------------------------------------------------------------------------- AKZO-NOBEL NV Ticker: AKZOY Security ID: 010199305 Meeting Date: APR 22, 2004 Meeting Type: Annual Record Date: MAR 18, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 ADOPTION OF THE 2003 FINANCIAL STATEMENTS For For Management OF AKZO NOBEL N.V. 2 ADOPTION OF THE DIVIDEND PROPOSAL. For For Management 3 DISCHARGE FROM LIABILITY OF THE MEMBERS For For Management OF THE BOARD OF MANAGEMENT FOR THE PERFORMANCE OF THEIR DUTIES DURING THE YEAR 2003. 4 DISCHARGE FROM LIABILITY OF THE MEMBERS For For Management OF THE SUPERVISORY BOARD FOR THE PERFORMANCE OF THEIR DUTIES DURING THE YEAR 2003. 5 ADOPTION OF THE STOCK OPTION PLAN BOARD For For Management OF MANAGEMENT. 6 ADOPTION OF THE PERFORMANCE SHARE PLAN For For Management BOARD OF MANAGEMENT. 7 APPROVAL OF THE CONTINUANCE OF THE For For Management EXECUTIVE STOCK OPTION PLAN. 8 ADOPTION OF THE AGGREGATE MAXIMUM NUMBER For For Management OF SHARES THAT ARE AVAILABLE UNDER THE PLANS REFERRED TO UNDER 6A), 6B) AND 6C). 9 APPROVAL OF THE PROPOSAL TO APPOINT TO For For Management THE BOARD OF MANAGEMENT R. FROHN. 10 APPROVAL OF THE PROPOSAL TO APPOINT TO For For Management THE BOARD OF MANAGEMENT L. DARNER. 11 APPROVAL OF THE PROPOSAL TO DETERMINE THE For For Management NUMBER OF SUPERVISORY BOARD MEMBERS AT TEN. 12 APPROVAL OF THE PROPOSAL TO APPOINT TO For For Management THE SUPERVISORY BOARD R.G.C. VAN DEN BRINK. 13 APPROVAL OF THE PROPOSAL TO RE-APPOINT TO For For Management THE SUPERVISORY BOARD A.A. LOUDON. 14 APPROVAL OF THE PROPOSAL TO RE-APPOINT TO For For Management THE SUPERVISORY BOARD V. BOTTOMLEY. 15 APPROVAL OF THE PROPOSAL TO DESIGNATE For For Management ENGLISH AS THE OFFICIAL LANGUAGE OF THE FINANCIAL STATEMENTS. 16 APPROVAL OF THE PROPOSAL TO AUTHORIZE THE For For Management BOARD OF MANAGEMENT TO ISSUE SHARES. 17 APPROVAL OF THE PROPOSAL TO AUTHORIZE THE For For Management BOARD OF MANAGEMENT TO RESTRICT OR EXCLUDE THE PRE-EMPTIVE RIGHTS OF SHAREHOLDERS IN RESPECT OF THE ISSUE OF SHARES BY THE BOARD OF MANAGEMENT IN CONFORMITY WITH 10 A). 18 APPROVAL OF THE PROPOSAL TO AUTHORIZE THE For For Management BOARD OF MANAGEMENT TO ACQUIRE SHARES OF THE COMPANY ON BEHALF OF THE COMPANY. -------------------------------------------------------------------------------- ASTRAZENECA PLC (FORMERLY ZENECA PLC) Ticker: ZEN Security ID: 046353108 Meeting Date: APR 29, 2004 Meeting Type: Annual Record Date: MAR 8, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 TO RECEIVE THE DIRECTORS REPORT AND For For Management ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2003 2 TO CONFIRM DIVIDENDS For For Management 3 Ratify Auditors For For Management 4 TO AUTHORIZE THE DIRECTORS TO AGREE THE For For Management REMUNERATION OF THE AUDITOR 5.1 Elect Director Percy Barnevik For For Management 5.2 Elect Director Hakan Mogren For For Management 5.3 Elect Director Sir Tom Mckillop For For Management 5.4 Elect Director Jonathan Symonds For For Management 5.5 Elect Director Sir Peter Bonfield For For Management 5.6 Elect Director John Buchanan For For Management 5.7 Elect Director Jane Henney For For Management 5.8 Elect Director Michele Hooper For For Management 5.9 Elect Director Joe Jimenez For For Management 5.10 Elect Director Erna Moller For For Management 5.11 Elect Director Dame Bridget Ogilvie For For Management 5.12 Elect Director Louis Schweitzer For For Management 5.13 Elect Director Marcus Wallenberg For For Management 6 TO APPROVE THE DIRECTORS REMUNERATION For For Management REPORT FOR THE YEAR ENDED DECEMBER 31, 2003 7 TO ADOPT NEW ARTICLES OF ASSOCIATION For For Management 8 TO AUTHORIZE LIMITED EU POLITICAL For For Management DONATIONS 9 TO AUTHORIZE THE DIRECTORS TO ALLOT For For Management UNISSUED SHARES 10 TO AUTHORIZE THE DIRECTORS TO DISAPPLY For For Management PRE-EMPTION RIGHTS 11 TO AUTHORIZE THE COMPANY TO PURCHASE ITS For For Management OWN SHARES 12 TO AUTHORIZE INCREASE OF CAP ON For For Management NON-EXECUTIVE DIRECTORS REMUNERATION -------------------------------------------------------------------------------- AVENTIS SA (FORMERLY RHONE-POULENC ) Ticker: WS Security ID: 053561106 Meeting Date: JUN 11, 2004 Meeting Type: Annual Record Date: MAY 18, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE 2003 PARENT-COMPANY For For Management FINANCIAL STATEMENTS 2 APPROVAL OF THE CONSOLIDATED FINANCIAL For For Management STATEMENTS 2003 3 APPROVAL OF THE APPROPRIATION OF EARNINGS For For Management AND APPROVAL OF A DIVIDEND OF EURO 0.82 FOR DISTRIBUTION 4 APPROVAL OF REGULATED AGREEMENTS For For Management 5 APPROVAL OF THE INSTITUTION OF A SHARE For For Management REPURCHASE PROGRAM 6 Ratify Auditors For For Management 7 APPROVAL TO AMEND ARTICLE 7 OF THE For Against Management ARTICLES OF ASSOCIATION AND BY-LAWS 8 APPROVAL TO AMEND ARTICLE 11 OF THE For For Management ARTICLES OF ASSOCIATION AND BY-LAWS-MANAGEMENT BOARD 9 APPROVAL TO AMEND ARTICLE 13 OF THE For For Management ARTICLES OF ASSOCIATION AND BY-LAWS-SUPERVISORY BOARD 10 APPROVAL OF THE RENEWAL OF THE MANDATE OF For For Management A SUPERVISORY BOARD MEMBER, MR. JEAN-MARC BRUEL 11 APPROVAL OF THE RENEWAL OF THE MANDATE OF For For Management A SUPERVISORY BOARD MEMBER, MR. MARTIN FRUEHAUF 12 APPROVAL OF THE RENEWAL OF THE MANDATE OF For For Management A SUPERVISORY BOARD MEMBER, MR. SERGE KAMPF 13 APPROVAL OF THE RENEWAL OF THE MANDATE OF For For Management A SUPERVISORY BOARD MEMBER, MR. HUBERT MARKL 14 APPROVAL OF THE RENEWAL OF THE MANDATE OF For For Management A SUPERVISORY BOARD MEMBER, MR. GUNTER METZ 15 APPROVAL OF THE RENEWAL OF THE MANDATE OF For For Management A SUPERVISORY BOARD MEMBER, MR. DIDIER PINEAU-VALENCIENNE 16 APPROVAL OF THE RENEWAL OF THE MANDATE OF For For Management A SUPERVISORY BOARD MEMBER, MS. SEHAM RAZZOUQI 17 APPROVAL OF THE RENEWAL OF THE MANDATE OF For For Management A SUPERVISORY BOARD MEMBER, MR. MICHEL RENAULT 18 APPROVAL OF THE RENEWAL OF THE MANDATE OF For For Management A SUPERVISORY BOARD MEMBER, MR. HANS-JUERGEN SCHINZLER 19 APPROVAL OF THE RENEWAL OF THE MANDATE OF For For Management A SUPERVISORY BOARD MEMBER, MR. MARC VIENOT 20 APPROVAL OF THE GRANTING OF For For Management POWER-OF-ATTORNEY FOR ALL FORMALITIES IN CONNECTION WITH THE ANNUAL GENERAL MEETING -------------------------------------------------------------------------------- AXA (FORMERLY AXA-UAP) Ticker: AXA Security ID: 054536107 Meeting Date: APR 21, 2004 Meeting Type: Annual Record Date: MAR 15, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 FIRST RESOLUTION (APPROVAL OF THE COMPANY For For Management S 2003 FINANCIAL STATEMENTS-PARENT ONLY) 2 SECOND RESOLUTION (APPROVAL OF THE For For Management CONSOLIDATED FINANCIAL STATEMENTS FOR 2003) 3 THIRD RESOLUTION (EARNINGS APPROPRIATION For For Management AND DECLARATION OF A DIVIDEND OF 0.38 POUNDS) 4 FOURTH RESOLUTION (APPROVAL OF THE For For Management AGREEMENTS MENTIONED IN THE AUDITORS SPECIAL REPORT) 5 FIFTH RESOLUTION (RE-ELECTION OF MR. For Against Management CLAUDE BEBEAR TO THE SUPERVISORY BOARD, FOR A FOUR-YEAR TERM) 6 SIXTH RESOLUTION (RE-ELECTION OF A For For Management STATUTORY AUDITOR MAZARS & GUERARD, FOR A SIX-YEAR TERM) 7 Ratify Auditors For For Management 8 EIGHTH RESOLUTION (APPOINTMENT OF MR. For Against Management WILLY AVEREYN TO THE SUPERVISORY BOARD) 9 NINTH RESOLUTION (APPOINTMENT OF MR. CEES For Against Management DE JONG TO THE SUPERVISORY BOARD) 10 TENTH RESOLUTION (APPOINTMENT OF MR. For For Management JACQUES TABOUROT TO THE SUPERVISORY BOARD) 11 ELEVENTH RESOLUTION (AUTHORIZATION For For Management GRANTED TO THE MANAGEMENT BOARD TO TRADE IN THE COMPANY S SHARES: MAXIMUM PURCHASE PRICE 35 POUNDS; MINIMUM SELLING SALE PRICE 12 POUNDS) 12 TWELFTH RESOLUTION (DELEGATION TO THE For Against Management MANAGEMENT BOARD TO ISSUE EQUITY IN THE EVENT OF A PUBLIC OFFER TO PURCHASE OR EXCHANGE SECURITIES OF THE COMPANY) 13 THIRTEENTH RESOLUTION (STATUTORY For For Management MODIFICATIONS RELATED TO THE APPOINTMENT OF A SUPERVISORY BOARD MEMBER REPRESENTING EMPLOYEE SHAREHOLDERS) 14 FOURTEENTH RESOLUTION (NOT APPROVED BY Against Against Management THE MANAGEMENT BOARD AND THE SUPERVISORY BOARD) (ELECTION OF AN EMPLOYEE REPRESENTATIVE TO THE SUPERVISORY BOARD) 15 FIFTEENTH RESOLUTION (AUTHORIZATION GIVEN For For Management TO THE MANAGEMENT BOARD TO CANCEL SHARES AND REDUCE THE CAPITAL) 16 SIXTEENTH RESOLUTION (AUTHORIZATION TO For For Management COMPLY WITH ALL FORMAL REQUIREMENTS IN CONNECTION WITH THIS MEETING) -------------------------------------------------------------------------------- BANCO BILBAO VIZCAYA ARGENTARIA Ticker: BBV Security ID: 05946K101 Meeting Date: FEB 28, 2004 Meeting Type: Annual Record Date: FEB 17, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 EXAMINATION AND APPROVAL OF THE ANNUAL For For Management ACCOUNTS AND MANAGEMENT REPORT FOR BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 2 ANNULLING THE RESOLUTION TO INCREASE For For Management CAPITAL TO A MAXIMUM OF 50% OF THE COMPANY S SUBSCRIBED SHARE CAPITAL 3 ANNULLING THE AUTHORISATION TO ISSUE For For Management FIXED-YIELD SECURITIES TO A MAXIMUM NOMINAL SUM OF 71,750 MILLION EUROS 4 AMENDMENT OF ARTICLES OF THE COMPANY S For For Management BYLAWS 5 APPROVAL, WHERE FORTHCOMING, OF THE For For Management REGULATIONS OF THE BBVA GENERAL SHAREHOLDERS MEETING 6 DELEGATION OF AUTHORITY TO REQUEST For For Management LISTING OR DE-LISTING OF BANCO BILBAO VIZCAYA ARGENTARIA, S.A. SHARES ON FOREIGN SECURITIES EXCHANGES 7 AUTHORISATION FOR THE COMPANY TO ACQUIRE For For Management TREASURY STOCK DIRECTLY OR THROUGH GROUP COMPANIES 8 RE-ELECTION OF THE AUDITORS FOR THE 2004 For For Management ACCOUNTS 9 APPOINTMENT, RE-ELECTION, AS APPLICABLE, For For Management OF MEMBERS OF THE BOARD OF DIRECTORS 10 TO PLACE FREELY DISPOSABLE RESERVES IN A For For Management SPECIAL FUND TO COVER POSSIBLE COSTS OF EXTRAORDINARY EARLY RETIREMENT PLANS 11 CONFERRAL OF AUTHORITY TO THE BOARD OF For For Management DIRECTORS -------------------------------------------------------------------------------- BARCLAYS PLC Ticker: MVCI Security ID: 06738E204 Meeting Date: APR 29, 2004 Meeting Type: Annual Record Date: MAR 23, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 TO RECEIVE THE DIRECTORS REPORT AND THE For For Management ACCOUNTS FOR THE YEAR ENDED 31ST DECEMBER 2003. 2 TO APPROVE THE REPORT ON REMUNERATION FOR For For Management THE YEAR ENDED 31ST DECEMBER 2003. 3 THAT SIR RICHARD BROADBENT BE RE-ELECTED For For Management A DIRECTOR OF THE COMPANY. 4 THAT ROGER DAVIS BE RE-ELECTED A DIRECTOR For For Management OF THE COMPANY. 5 THAT GARY HOFFMAN BE RE-ELECTED A For For Management DIRECTOR OF THE COMPANY. 6 THAT NAGUIB KHERAJ BE RE-ELECTED A For For Management DIRECTOR OF THE COMPANY. 7 THAT DAVID ROBERTS BE RE-ELECTED A For For Management DIRECTOR OF THE COMPANY. 8 THAT SIR PETER MIDDLETON BE RE-ELECTED A For For Management DIRECTOR OF THE COMPANY. 9 THAT STEPHEN RUSSELL BE RE-ELECTED A For For Management DIRECTOR OF THE COMPANY. 10 THAT CHRIS LENDRUM BE RE-ELECTED A For For Management DIRECTOR OF THE COMPANY. 11 THAT SIR BRIAN JENKINS BE RE-ELECTED A For For Management DIRECTOR OF THE COMPANY. 12 Ratify Auditors For For Management 13 TO AUTHORISE THE DIRECTORS TO SET THE For For Management REMUNERATION OF THE AUDITORS. 14 TO RENEW THE AUTHORITY GIVEN TO DIRECTORS For For Management TO ALLOT SECURITIES FOR CASH OTHER THAN ON A PRO RATA BASIS. 15 TO RENEW THE COMPANY S AUTHORITY TO For For Management PURCHASE ITS OWN SHARES. *NOTE-VOTING CUT-OFF DATE: NO LATER THAN APRIL 22, 2004 -------------------------------------------------------------------------------- BASF AG Ticker: Security ID: 055262505 Meeting Date: APR 29, 2004 Meeting Type: Annual Record Date: MAR 23, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 ADOPTION OF A RESOLUTION ON THE For For Management APPROPRIATION OF PROFIT 2 ADOPTION OF A RESOLUTION GIVING FORMAL For For Management APPROVAL TO THE ACTIONS OF THE SUPERVISORY BOARD 3 ADOPTION OF A RESOLUTION GIVING FORMAL For For Management APPROVAL TO THE ACTIONS OF THE BOARD OF EXECUTIVE DIRECTORS 4 ELECTION OF AN AUDITOR FOR THE FINANCIAL For For Management YEAR 2004 5 AUTHORIZATION TO BUY BACK SHARES AND TO For For Management PUT THEM TO FURTHER USE INCLUDING THE AUTHORIZATION TO REDEEM BOUGHT-BACK SHARES AND REDUCE CAPITAL 6 AUTHORIZATION TO ACQUIRE OUR OWN SHARES For For Management USING DERIVATIVE FINANCIAL INSTRUMENTS 7 RESOLUTION ON THE CANCELLATION OF For For Management EXISTING AND THE CREATION OF NEW AUTHORIZED CAPITAL AND AMENDMENT OF THE ARTICLES OF ASSOCIATION 8 APPROVAL OF A CONTROL AND PROFIT AND LOSS For For Management TRANSFER AGREEMENT -------------------------------------------------------------------------------- BHP BILLITON LIMITED (FORMERLY BHP LTD.) Ticker: BHP Security ID: 088606108 Meeting Date: NOV 13, 2003 Meeting Type: Annual Record Date: NOV 11, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements for BHP For For Management Billiton Ltd and Statutory Reports for the Year Ended June 30, 2003 2 Accept Financial Statements and Statutory For For Management Reports for BHP Billiton Plc for the Year Ended June 30, 2003 3 Elect D C Brink as Director of BHP For For Management Billiton Ltd 4 Elect D C Brink as Director of BHP For For Management Billiton Plc 5 Elect M A Chaney as Director of BHP For For Management Billiton Ltd 6 Elect M A Chaney as Director of BHP For For Management Billiton Plc 7 Elect Lord Renwick of Clifton as Director For For Management of BHP Billiton Ltd 8 Elect Lord Renwick of Clifton as Director For For Management of BHP Billitoon Plc as Director 9 Elect M Salamon as Director of BHP For For Management Billiton Ltd 10 Elect M Salamon as Director of BHP For For Management Billiton Plc 11 Elect J G Buchanan as Director of BHP For For Management Billiton Ltd 12 Elect J G Buchanan as Director of BHP For For Management Billiton Plc 13 Approve KPMG Audit Plc and For For Management PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration 14 Approve Authority to Allot Shares in BHP For For Management Billiton Plc 15 Approve Renewal of Authority to Allot For For Management Equity Securities for Cash 16 Authorize Share Repurchase Program For For Management 17 Approve Remuneration Report for the Year For For Management Ended June 30, 2003 18 Approve the Grant of Deferred Shares, For For Management Options and Performance Shares to Executive Director and Chief Executive Officer, C W Goodyear Under the BHP Billiton Limited Group Incentive Scheme 19 Approve the Grant of Deferred Shares, For For Management Options and Performance Shares to Executive Director and Senior Minerals Executive, M Salamon Under the BHP Billiton Plc Group Incentive Scheme -------------------------------------------------------------------------------- BP PLC (FORM. BP AMOCO PLC ) Ticker: BP. Security ID: 055622104 Meeting Date: APR 15, 2004 Meeting Type: Annual Record Date: FEB 23, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lord Browne For For Management 1.2 Elect Director Dr B E Grote For For Management 1.3 Elect Director Mr H M P Miles For For Management 1.4 Elect Director Sir Robin Nicholson For For Management 1.5 Elect Director Mr R L Olver For For Management 1.6 Elect Director Sir Ian Prosser For For Management 2 TO ELECT MR A BURGMANS AS A DIRECTOR For For Management 3 Ratify Auditors For For Management 4 TO AMEND THE ARTICLES OF ASSOCIATION OF For For Management THE COMPANY 5 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A For For Management SPECIFIED AMOUNT 6 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO For For Management ALLOT A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING AN OFFER TO SHAREHOLDERS 7 SPECIAL RESOLUTION: TO GIVE LIMITED For For Management AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY 8 TO AUTHORISE THE USE OF TREASURY SHARES For For Management FOR EMPLOYEE SHARE SCHEMES 9 TO APPROVE THE DIRECTORS REMUNERATION For For Management REPORT 10 TO DETERMINE THE LIMIT FOR THE AGGREGATE For For Management REMUNERATION OF THE NON-EXECUTIVE DIRECTORS 11 TO RECEIVE THE DIRECTORS ANNUAL REPORT For For Management AND THE ACCOUNTS 12 SPECIAL SHAREHOLDER RESOLUTION: TO Against Against Shareholder INSTRUCT THE COMPANY TO PREPARE A REPORT MAKING CERTAIN DISCLOSURES ON MATTERS OF CONTROL AND RISK IN PROTECTED AND SENSITIVE AREAS -------------------------------------------------------------------------------- CADBURY SCHWEPPES PLC Ticker: CSG Security ID: 127209302 Meeting Date: MAY 21, 2004 Meeting Type: Annual Record Date: APR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 FINANCIAL STATEMENTS For For Management 2 DECLARATION OF FINAL DIVIDEND 2003 For For Management 3 DIRECTORS REMUNERATION REPORT For For Management 4.1 Elect Director John Sunderland For For Management 4.2 Elect Director Ken Hanna For For Management 4.3 Elect Director Rick Braddock For For Management 4.4 Elect Director Roger Carr For For Management 4.5 Elect Director David Thompson For For Management 5 Ratify Auditors For For Management 6 REMUNERATION OF AUDITORS For For Management 7 AUTHORITY TO ALLOT RELEVANT SECURITIES For For Management 8 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS For For Management 9 AUTHORITY TO PURCHASE OWN ORDINARY SHARES For For Management 10 AMEND RULES OF THE SHARE OPTION PLAN 1994 For For Management 11 AMEND RULES OF THE 1997 LONG TERM For For Management INCENTIVE PLAN 12 APPROVAL OF THE BONUS SHARE RETENTION For For Management PLAN 2004 13 AMEND RULES OF EIGHT NAMED SHARE For For Management SCHEMES/PLANS 14 ESTABLISH FURTHER EMPLOYEE SHARE PLAN OR For For Management PLANS -------------------------------------------------------------------------------- CANON INC. Ticker: CAJ Security ID: 138006309 Meeting Date: MAR 30, 2004 Meeting Type: Annual Record Date: JAN 2, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE PROPOSAL OF PROFIT For For Management APPROPRIATION FOR THE 103RD BUSINESS TERM. 2 Amend Articles to: Authorize Share For For Management Repurchases at Board's Discretion 3 ELECTION OF TWENTY-SEVEN DIRECTORS. For For Management 4 ELECTION OF THREE CORPORATE AUDITORS. For Against Management 5 ELECTION OF ADDITIONAL ACCOUNTING For For Management AUDITOR. 6 GRANT OF RETIRING ALLOWANCE TO DIRECTORS For For Management AND CORPORATE AUDITORS TO BE RETIRED. 7 REVISION OF THE REMUNERATIONS FOR For For Management DIRECTORS AND CORPORATE AUDITORS. -------------------------------------------------------------------------------- DAIMLERCHRYSLER AG Ticker: Security ID: D1668R123 Meeting Date: APR 7, 2004 Meeting Type: Annual Record Date: FEB 26, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 ALLOCATION OF UNAPPROPRIATED PROFIT For For Management 2 RATIFICATION OF BOARD OF MANAGEMENT For Against Management ACTIONS 3 RATIFICATION OF SUPERVISORY BOARD ACTIONS For Against Management 4 AUDITORS For For Management 5 AUTHORIZING THE COMPANY TO ACQUIRE ITS For For Management OWN SHARES 6 ELECTION TO THE SUPERVISORY BOARD For For Management -------------------------------------------------------------------------------- ENEL SPA Ticker: Security ID: 29265W108 Meeting Date: MAY 21, 2004 Meeting Type: Annual Record Date: APR 19, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE FINANCIAL STATEMENTS OF For For Management ENEL S.P.A. REPORTS OF THE BOARD OF DIRECTORS, THE BOARD OF STATUTORY AUDITORS AND THE EXTERNAL AUDITORS. 2 APPROVAL OF THE ALLOCATION OF THE NET For For Management INCOME FOR THE YEAR AND DISTRIBUTION OF AVAILABLE RESERVES, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. 3 ELECTION OF THE BOARD OF STATUTORY For For Management AUDITORS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. 4 DETERMINATION OF THE COMPENSATION OF THE For For Management REGULAR MEMBERS OF THE BOARD OF STATUTORY AUDITORS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. 5 HARMONIZATION OF THE BYLAWS WITH THE For Against Management REFORM OF CORPORATE LAW (LEGISLATIVE DECREE N. 6 OF JANUARY 17, 2003). 6 DELEGATION TO THE BOARD OF DIRECTORS OF For For Management THE POWER TO INCREASE THE SHARE CAPITAL IN CONNECTION WITH THE 2004 STOCK-OPTION PLAN BY A MAXIMUM AMOUNT OF 38,527,550 EUROS. -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC (FORMERLY GLAXO WELLCOME PLC ) Ticker: GSK Security ID: 37733W105 Meeting Date: MAY 17, 2004 Meeting Type: Annual Record Date: MAR 19, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 TO RECEIVE AND ADOPT THE DIRECTORS For For Management REPORT AND THE FINANCIAL STATEMENTS (ORDINARY RESOLUTION) 2 TO APPROVE THE REMUNERATION REPORT For For Management (ORDINARY RESOLUTION) 3 TO ELECT MR H LAWRENCE CULP AS A DIRECTOR For For Management (ORDINARY RESOLUTION) 4 TO ELECT MR CRISPIN DAVIS AS A DIRECTOR For For Management (ORDINARY RESOLUTION) 5 TO ELECT SIR ROBERT WILSON AS A DIRECTOR For For Management (ORDINARY RESOLUTION) 6 TO ELECT DR TACHI YAMADA AS A DIRECTOR For For Management (ORDINARY RESOLUTION) 7 TO RE-ELECT SIR CHRISTOPHER HOGG AS A For For Management DIRECTOR (ORDINARY RESOLUTION) 8 Ratify Auditors For For Management 9 REMUNERATION OF AUDITORS (ORDINARY For For Management RESOLUTION) 10 AUTHORISE THE COMPANY TO MAKE DONATIONS For For Management TO EU POLITICAL ORGAN- ISATIONS AND INCUR EU POLITICAL EXPENDITURE (SPECIAL BUSINESS) 11 DISAPPLICATION OF PRE-EMPTION RIGHTS For For Management (SPECIAL RESOLUTION) 12 AUTHORITY FOR THE COMPANY TO PURCHASE ITS For For Management OWN SHARES (SPECIAL RESOLUTION) -------------------------------------------------------------------------------- GROUPE DANONE Ticker: DA Security ID: 399449107 Meeting Date: APR 15, 2004 Meeting Type: Annual Record Date: MAR 19, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 GENERAL DELEGATION OF AUTHORITY TO THE For For Management BOARD OF DIRECTORS TO ISSUE SECURITIES WITH A PREEMPTIVE SUBSCRIPTION RIGHT 2 AUTHORIZATION OF THE BOARD OF DIRECTORS For For Management TO MAKE USE OF THE PREVIOUS DELEGATION WITH A WAIVER OF PREEMPTIVE SUBSCRIPTION RIGHTS, BUT WITH THE OPTION OF GRANTING A PREFERENCE PERIOD 3 AUTHORIZATION OF THE BOARD OF DIRECTORS For For Management TO INCREASE THE CAPITAL IN FAVOR OF EMPLOYEES OF GROUP DANONE OR THE COMPANIES OF THE GROUPS, WITH CORRESPONDING WAIVER OF PREEMPTIVE SUBSCRIPTION RIGHTS 4 AMENDMENT OF ARTICLE 2 (CORPORATE For Against Management PURPOSE) OF COMPANY BY-LAWS AND AMENDMENT OF COMPANY BY-LAWS 5 APPROVAL OF A SHARE SPLIT REDUCING THE For For Management NOMINAL VALUE OF SHARES 6 POWERS TO EFFECT FORMALITIES For For Management -------------------------------------------------------------------------------- HSBC HOLDINGS PLC Ticker: Security ID: 404280406 Meeting Date: MAY 28, 2004 Meeting Type: Annual Record Date: APR 14, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 TO RECEIVE THE REPORT AND ACCOUNTS FOR For For Management 2003 2.1 Elect Director The Lord Butler For For Management 2.2 Elect Director The Baroness Dunn For For Management 2.3 Elect Director R A Fairhead For For Management 2.4 Elect Director W K L Fung For For Management 2.5 Elect Director M F Geoghegan For For Management 2.6 Elect Director S Hintze For For Management 2.7 Elect Director Sir John Kemp-Welch For For Management 2.8 Elect Director Sir Mark Moody-Stuart For For Management 2.9 Elect Director H Sohmen For For Management 3 Ratify Auditors For For Management 4 TO APPROVE THE DIRECTORS REMUNERATION For For Management REPORT FOR 2003 5 TO AUTHORISE THE COMPANY TO PURCHASE ITS For For Management OWN ORDINARY SHARES 6 TO AUTHORISE THE DIRECTORS TO ALLOT For For Management SHARES 7 TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL For For Management RESOLUTION) 8 TO INCREASE THE FEES PAYABLE TO EACH For For Management DIRECTOR TO 55,000 POUNDS PER ANNUM -------------------------------------------------------------------------------- ING GROEP NV Ticker: ING Security ID: 456837103 Meeting Date: APR 27, 2004 Meeting Type: Annual Record Date: MAR 25, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 DISCUSSION AND ADOPTION OF THE ANNUAL For For Management ACCOUNTS FOR 2003. 2 ADOPTION OF THE DIVIDEND FOR 2003. For For Management 3 Ratify Auditors For For Management 4 PROPOSAL TO DISCHARGE THE EXECUTIVE BOARD For For Management IN RESPECT OF THE DUTIES PERFORMED DURING THE YEAR 2003. 5 PROPOSAL TO DISCHARGE THE SUPERVISORY For For Management BOARD IN RESPECT OF THE DUTIES PERFORMED DURING THE YEAR 2003. 6 EXECUTIVE BOARD REMUNERATION: ADOPTION OF For For Management REMUNERATION POLICY. 7 EXECUTIVE BOARD REMUNERATION: APPROVAL OF For For Management LONG-TERM INCENTIVE PLAN. 8 AMENDMENTS TO THE ARTICLES OF For For Management ASSOCIATION. 9 COMPOSITION OF THE EXECUTIVE BOARD: For For Management APPOINTMENT OF ERIC BOYER DE LA GIRODAY. 10 COMPOSITION OF THE EXECUTIVE BOARD: For For Management APPOINTMENT OF ELI LEENAARS. 11 COMPOSITION OF THE EXECUTIVE BOARD: For For Management APPOINTMENT OF HANS VERKOREN. 12 COMPOSITION OF THE SUPERVISORY BOARD: For For Management APPOINTMENT OF ERIC BOURDAIS DE CHARBONNIERE. 13 AUTHORIZATION TO ISSUE SHARES AND TO For Against Management RESTRICT OR EXCLUDE PREFERENTIAL RIGHTS. 14 AUTHORIZATION TO ACQUIRE SHARES IN ITS For For Management OWN CAPITAL. *NOTE* VOTING CUT-OFF DATE: APRIL 20, 2004 AT 3:00 P.M. EDT. -------------------------------------------------------------------------------- KYOCERA CORP. Ticker: KYO Security ID: 501556203 Meeting Date: JUN 25, 2004 Meeting Type: Annual Record Date: MAR 31, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE PROPOSED APPROPRIATION OF For For Management RETAINED EARNINGS FOR THE 50TH FISCAL YEAR. (PLEASE SEE PAGE 2 OF THE COMPANY S NOTICE OF MEETING ENCLOSED). 2 APPROVAL OF THE AMENDMENTS OF THE For For Management ARTICLES OF INCORPORATION. 3 ELECTION OF TWO (2) CORPORATE AUDITORS. For For Management (PLEASE SEE PAGE 4 OF THE COMPANY S NOTICE OF MEETING ENCLOSED). (A) OSAMU NISHIEDA (B) SHINJI KURIHARA 4 APPROVAL OF THE PAYMENT OF RETIREMENT For For Management ALLOWANCES TO A RETIRING CORPORATE AUDITOR. (PLEASE SEE PAGE 5 OF THE COMPANY S NOTICE OF MEETING ENCLOSED). 5 APPROVAL OF THE ISSUANCE OF STOCK For For Management ACQUISITION RIGHTS FOR GRANTING STOCK OPTION. (PLEASE SEE PAGES 5-8 OF THE COMPANY S NOTICE OF MEETING). -------------------------------------------------------------------------------- MATSUSHITA ELECTRIC INDUSTRIAL CO. LTD. Ticker: MC Security ID: 576879209 Meeting Date: JUN 29, 2004 Meeting Type: Annual Record Date: MAY 28, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 TO APPROVE THE PROPOSED ALLOCATION OF For For Management PROFIT WITH RESPECT TO THE 97TH FISCAL PERIOD. 2 TO MAKE PARTIAL AMENDMENTS TO THE COMPANY For For Management S ARTICLES OF INCORPORATION. 3.1 Elect Director Yoichi Morishita For For Management 3.2 Elect Director Masayuki Matsushita For For Management 3.3 Elect Director Kunio Nakamura For For Management 3.4 Elect Director Kazuo Toda For For Management 3.5 Elect Director Osamu Tanaka For For Management 3.6 Elect Director Yukio Shohtoku For For Management 3.7 Elect Director Takami Sano For For Management 3.8 Elect Director Susumu Koike For For Management 3.9 Elect Director Fumio Ohtsubo For For Management 3.10 Elect Director Hidetsugu Otsuru For For Management 3.11 Elect Director Tetsuya Kawakami For For Management 3.12 Elect Director Yoshitaka Hayashi For For Management 3.13 Elect Director Josei Ito For For Management 3.14 Elect Director Toshio Morikawa For For Management 3.15 Elect Director Toshihiro Sakamoto For For Management 3.16 Elect Director Shinichi Fukushima For For Management 3.17 Elect Director Masaharu Matsushita For For Management 3.18 Elect Director Masaki Akiyama* For For Management 3.19 Elect Director Mikio Ito* For For Management 4 ELECTION AS CORPORATE AUDITOR: YUKIO For For Management FURUTA 5 ELECTION AS CORPORATE AUDITOR: IKUO HATA For For Management 6 TO GRANT RETIREMENT ALLOWANCES TO For For Management RETIRING DIRECTORS FOR THEIR MERITORIOUS SERVICE. 7 TO GRANT RETIREMENT ALLOWANCES TO For Against Management RETIRING CORPORATE AUDITORS FOR THEIR MERITORIOUS SERVICE. -------------------------------------------------------------------------------- NATIONAL AUSTRALIA BANK (NAB) Ticker: NAB Security ID: 632525408 Meeting Date: DEC 19, 2003 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Chairman's Address and Presentation by None None Management the Managing Director and Chief Executive Officer 2 Receive Financial Statements and None None Management Statutory Reports 3a Elect Peter JB Duncan as Director For For Management 3b Elect Edward D Tweddell as Director For For Management 3c Elect Catherine M Walter as Director For For Management 3d Elect John M Stewart as Director For For Management 3e Elect John G Thorn as Director For For Management 4 Approve Share, Option and Performance For For Management Rights Plan Grants to John M Stewart 5 Approve Share, Option and Performance For For Management Rights Plan Grants to FJ Cicutto, Managing Director and Chief Executive Officer 6 Approve Discontinuation of Non-Executive None For Management Directors' Retirements Benefits Scheme 7 Approve Remuneration of Directors in the None For Management Amount of AUD 3.5 Million 8 Approve Non-Executive Directors' Share For For Management Plan 9 Authorize Share Repurchase Program For For Management Relating to Preference Shares Associated With the Trust Units Exchangeable for Preference Shares (TrUEPrS) -------------------------------------------------------------------------------- NATIONAL GRID TRANSCO PLC (FORMERLY NATIONAL GRID GROUP PLC, Ticker: NGG Security ID: 636274102 Meeting Date: JUL 21, 2003 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statutory For For Management Reports 2 Approve Final Dividend of 10.34 Pence Per For For Management Share 3 Elect Nick Winser as Director For For Management 4 Elect John Parker as Director For For Management 5 Elect Steve Lucas as Director For For Management 6 Elect John Wybrew as Director For For Management 7 Elect Kenneth Harvey as Director For For Management 8 Elect Stephen Pettit as Director For For Management 9 Elect George Rose as Director For For Management 10 Reelect Steve Holliday as Director For For Management 11 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 12 Approve Remuneration Report For For Management 13 Authorize 307,722,000 Shares for Share For For Management Repurchase Program -------------------------------------------------------------------------------- NEWS CORPORATION LTD. Ticker: NWS Security ID: 652487703 Meeting Date: OCT 15, 2003 Meeting Type: Annual Record Date: OCT 13, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lachlan Murdoch as Director For For Management 2 Elect Thomas Perkins as Director For For Management 3 Elect Stanley Shuman as Director For For Management 4 Elect Arthur Siskind as Director For For Management 5 Approve Stock Option Plan Grants to For Against Management Executive Directors 6 Approve Remuneration of Directors in the For For Management Amount of Up to AUD 1.85 Million -------------------------------------------------------------------------------- NISSAN MOTOR CO. LTD. Ticker: NSANY Security ID: 654744408 Meeting Date: JUN 23, 2004 Meeting Type: Annual Record Date: MAY 28, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF APPROPRIATION OF RETAINED For For Management EARNINGS FOR THE 105TH FISCAL YEAR 2 AMENDMENT TO THE ARTICLES OF For For Management INCORPORATION 3 ISSUANCE OF SHINKABU-YOYAKUKEN (STOCK For For Management ACQUISITION RIGHT) WITHOUT CONSIDERATON AS STOCK OPTIONS TO EMPLOYEES OF THE COMPANY AND DIRECTORS AND EMPLOYEES OF ITS SUBSIDIARIES AND AFFILIATES 4 ACQUISITION OF OWN SHARES (TREASURY For For Management STOCKS) 5 ELECTION OF STATUTORY AUDITOR: HIROSHI For For Management MORIYAMA 6 ELECTION OF STATUTORY AUDITOR: SHINJI For For Management ICHISHIMA 7 ELECTION OF STATUTORY AUDITOR: KEISHI For For Management IMAMURA 8 ELECTION OF STATUTORY AUDITOR: HIROYASU For For Management KAN 9 ELECTION OF STATUTORY AUDITOR: HARUO For For Management MURAKAMI 10 GRANTING OF RETIREMENT ALLOWANCE TO THE For For Management RETIRING STATUTORY AUDITORS -------------------------------------------------------------------------------- NOKIA CORP. Ticker: NOK Security ID: 654902204 Meeting Date: MAR 25, 2004 Meeting Type: Annual Record Date: JAN 30, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE INCOME STATEMENTS AND THE For For Management BALANCE SHEETS. 2 APPROVAL OF A DIVIDEND OF EUR 0.30 PER For For Management SHARE. 3 APPROVAL OF THE DISCHARGE OF THE For For Management CHAIRMAN, THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY. 4.1 Elect Director Paul J. Collins For For Management 4.2 Elect Director Georg Ehrnrooth For For Management 4.3 Elect Director Bengt Holmstrom For For Management 4.4 Elect Director Per Karlsson For For Management 4.5 Elect Director Jorma Ollila For For Management 4.6 Elect Director Marjorie Scardino For For Management 4.7 Elect Director Vesa Vainio For For Management 4.8 Elect Director Arne Wessberg For For Management 5 Ratify Auditors For For Management 6 APPROVAL OF THE PROPOSAL OF THE BOARD TO For For Management REDUCE THE SHARE CAPITAL THROUGH CANCELLATION OF NOKIA SHARES HELD BY THE COMPANY 7 APPROVAL OF THE AUTHORIZATION TO THE For For Management BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY. 8 APPROVAL OF THE AUTHORIZATION TO THE For For Management BOARD TO REPURCHASE NOKIA SHARES. 9 APPROVAL OF THE AUTHORIZATION TO THE For For Management BOARD TO DISPOSE NOKIA SHARES HELD BY THE COMPANY. 10 APPROVAL OF THE PROPOSAL OF THE BOARD TO For For Management INCREASE THE CAPITAL OF THE FOUNDATION OF NOKIA CORPORATION. 11 MARK THE FOR BOX IF YOU WISH TO None Against Management INSTRUCT THE DEPOSITARY TO GIVE A PROXY TO ANY ONE OF MARIANNA UOTINEN-TARKOMA, ESA KAUNISTOLA, BOTH LEGAL COUNSELS OF NOKIA CORPORATION, TO AUTHORIZE ANY OF THEM (WITH FULL POWER OF SUBSTITUTION) TO VOTE, IN THEIR DISCR -------------------------------------------------------------------------------- NORSK HYDRO ASA Ticker: NHY Security ID: 656531605 Meeting Date: MAY 11, 2004 Meeting Type: Annual Record Date: APR 13, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE ANNUAL ACCOUNTS AND For For Management ANNUAL REPORT FOR 2003 FOR NORSK HYDRO ASA AND THE GROUP, AND THE PAYMENT OF DIVIDEND. 2 REMUNERATION TO THE AUDITOR. For For Management 3 A MOTION TO CHANGE THE COMPANY S ARTICLES For For Management OF ASSOCIATION. 4 ELECTION OF MEMBERS AND DEPUTIES TO THE For For Management CORPORATE ASSEMBLY. 5 REMUNERATION TO THE CORPORATE ASSEMBLY. For For Management 6 BUY-BACK OF OWN SHARES. For For Management 7 A SHAREHOLDER MOTION. Against Against Shareholder -------------------------------------------------------------------------------- NORSK HYDRO ASA Ticker: NHY Security ID: 656531605 Meeting Date: JAN 15, 2004 Meeting Type: Special Record Date: JAN 15, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve NOK 52.8 Million Reduction in For For Management Share Capital via Share Cancellation 2 Approve Spin-Off of Norsk Hydro ASA's For For Management Fertilizer Business Agri into AgriHold ASA; Approve NOK 448.7 Million Reduction in Share Capital in Connection with Spin-Off 3 Authorize General Meeting to Appoint Five For For Management Directors to AgriHold's Board 4 Authorize General Meeting to Appoint Four For For Management Members of Election Committee of AgriHold 5 Authorize AgriHydro to Create Pool of For For Management Conditional Capital -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NVS Security ID: 66987V109 Meeting Date: FEB 24, 2004 Meeting Type: Annual Record Date: JAN 30, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE ANNUAL REPORT, THE For For Management FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2003. 2 APPROVAL OF THE ACTIVITIES OF THE BOARD For For Management OF DIRECTORS. 3 APPROPRIATION OF AVAILABLE EARNINGS OF For For Management NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND. 4 CONVERSION OF GENERAL RESERVES INTO FREE For For Management RESERVES. 5 REDUCTION OF SHARE CAPITAL. For For Management 6 FURTHER SHARE REPURCHASE PROGRAM. For For Management 7 AMENDMENT TO THE ARTICLES OF For For Management INCORPORATION. 8 ELECTION TO THE BOARD OF DIRECTORS. For For Management RE-ELECTION OF PROF. DR. HELMUT SIHLER FOR A THREE-YEAR TERM. 9 ELECTION TO THE BOARD OF DIRECTORS. For For Management RE-ELECTION OF MR. HANS-JORG RUDLOFF FOR A THREE-YEAR TERM. 10 ELECTION TO THE BOARD OF DIRECTORS. For For Management RE-ELECTION OF DR. DANIEL VASELLA FOR A THREE-YEAR TERM. 11 Ratify Auditors For For Management -------------------------------------------------------------------------------- PORTUGAL TELECOM, SGPS, S.A. Ticker: PT Security ID: 737273102 Meeting Date: APR 2, 2004 Meeting Type: Annual Record Date: FEB 25, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 RESOLUTION ON THE MANAGEMENT REPORT, For For Management BALANCE SHEET AND ACCOUNTS FOR 2003. 2 RESOLUTION ON THE CONSOLIDATED MANAGEMENT For For Management REPORT, BALANCE SHEET AND ACCOUNTS FOR 2003. 3 RESOLUTION ON THE PROPOSAL FOR THE For For Management APPROPRIATION OF NET INCOME AND ALLOCATION OF RESERVES. 4 RESOLUTION ON A GENERAL APPRAISAL OF THE For For Management COMPANY S MANAGEMENT AND INSPECTION. 5 RESOLUTION ON THE RATIFICATION OF THE For For Management CO-OPTION OF DIRECTORS. 6 RESOLUTION ON THE ACQUISITION AND For For Management ALIENATION OF THE COMPANY S OWN SHARES. 7 RESOLUTION ON AN EVENTUAL REDUCTION OF For For Management SHARE CAPITAL OF UP TO EURO 125,428,500, FOR THE PURPOSE OF RELEASING EXCESS CAPITAL CONNECTED WITH THE SHARE BUY BACK PROGRAMME, BY CANCELLING UP TO 125,428,500 OWN SHARES ACQUIRED OR TO BE ACQUIRED, AS WELL AS ON 8 RESOLUTION OF THE ARTICLES OF For Against Management ASSOCIATION, ON THE APPLICABLE PARAMETERS IN RESPECT OF THE EVENTUAL ISSUE OF BONDS CONVERTIBLE INTO SHARES. 9 RESOLUTION ON THE SUPPRESSION OF THE For Against Management PRE-EMPTIVE RIGHTS OF SHAREHOLDERS IN SUBSCRIBING FOR ANY ISSUE OF CONVERTIBLE BONDS. 10 RESOLUTION ON THE ISSUANCE OF BONDS AND For For Management OTHER TYPES OF SECURITIES BY THE BOARD OF DIRECTORS. 11 RESOLUTION ON THE ACQUISITION AND For For Management ALIENATION OF OWN BONDS AND OTHER SECURITIES. -------------------------------------------------------------------------------- PUBLICIS GROUPE Ticker: Security ID: 74463M106 Meeting Date: JUN 8, 2004 Meeting Type: Annual Record Date: APR 30, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 OPERATIONS AND FINANCIAL STATEMENTS For For Management 2 CONSOLIDATED FINANCIAL STATEMENTS For For Management 3 APPROPRIATION OF THE PROFIT FOR AND For For Management DIVIDEND 4 RATIFICATION OF ACTS OF THE MANAGEMENT For For Management BOARD 5 RATIFICATION OF ACTS OF SUPERVISORY BOARD For For Management 6 ATTENDANCE FEES FOR THE SUPERVISORY BOARD For For Management AND AUDIT COMMITTEE AND THE APPOINTMENTS AND COMPENSATION COMMITTEE 7 APPROVAL OF REGULATED AGREEMENTS For For Management 8.1 Elect Director Sophie Dulac For For Management 8.2 Elect Director Helene Ploix For For Management 8.3 Elect Director Monique Bercault For For Management 8.4 Elect Director Michel Cicurel For For Management 8.5 Elect Director Amaury-Daniel De Seze For For Management 8.6 Elect Director Gerard Worms For For Management 9 REELECTION ALTERNATE STATUTORY AUDITORS For For Management 10 COMPANY CAN PURCHASE ITS OWN SHARES For For Management 11 CANCEL THE SHARES PURCHASED PURSUANT TO For For Management THE 15TH RESOLUTION 12 RENEWAL OF THE DELEGATION GIVEN TO THE For For Management MANAGEMENT BOARD TO ISSUE NEW SHARES 13 TO INCREASE THE CAPITAL BY ISSUING For For Management SHARES, AND MAINTENANCE OF THE PREEMPTIVE 14 TO INCREASE THE CAPITAL ON THE TERMS SET For Against Management FORTH IN THE 18TH RESOLUTION BUT WITH THE AUTHORITY TO ELIMINATE THE PREEPTIVE RIGHTS 15 TO INCREASE THE CAPITAL, ON THE TERMS For Against Management PROVIDED FOR THE 19TH RESOLUTION BUT WITH THE RIGHT TO ELIMINATE THE PREEPTIVE RIGHTS 16 DELEGATIONS GIVEN REMAIN IN EFFECT DURING For Against Management A TENDER OFFER OR EXCHANGE OFFER 17 TO IMPLEMENT A CAPITAL INCREASE For For Management 18 POWERS FOR THE FORMALITIES For For Management -------------------------------------------------------------------------------- REPSOL YPF SA (FORMERLY REPSOL, S.A.) Ticker: REP Security ID: 76026T205 Meeting Date: MAR 31, 2004 Meeting Type: Annual Record Date: FEB 23, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 THE CONSOLIDATED ANNUAL FINANCIAL For For Management STATEMENTS OF REPSOL YPF, S.A., AND ITS SUBSIDIARIES FOR THE FISCAL YEAR ENDED 31ST DECEMBER 2003. 2 APPOINTMENT, RATIFICATION, RE-ELECTION, For For Management OR STATUTORY RENEWAL OF TERM OF OFFICE OF THE BOARD MEMBERS. 3 Ratify Auditors For For Management 4 AUTHORIZATION OF THE BOARD OF DIRECTORS For For Management FOR THE DERIVATIVE ACQUISITION OF SHARES OF REPSOL YPF, S.A., DIRECTLY OR THROUGH CONTROLLED COMPANIES. 5 AMENDMENT OF ARTICLES 1 ( DENOMINATION ), For For Management 15 ( SHAREHOLDERS MEETING ), 23 ( RIGHT OF ATTENDANCE ), 24 ( REPRESENTATION ), 30 ( COMPOSITION OF THE BOARD ), AND 33 ( LIABILITY ) OF THE CORPORATE BYLAWS TO MAKE THEM CONSISTENT WITH THE PROVISIONS OF LAW 26/ 6 AMENDMENT OF ARTICLES 6, 7, AND 8 OF THE For For Management REGULATIONS OF THE GENERAL SHAREHOLDER S MEETINGS TO MAKE THEM CONSISTENT WITH THE REQUIREMENTS OF LAW 26/2003 OF 17TH JULY. 7 DELEGATION OF POWERS TO COMPLEMENT, For For Management DEVELOP, IMPLEMENT, CORRECT AND FORMALIZE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS MEETING. -------------------------------------------------------------------------------- RIO TINTO PLC (FORMERLY RTZ CORP. PLC) Ticker: Security ID: 767204100 Meeting Date: APR 7, 2004 Meeting Type: Annual Record Date: MAR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 AUTHORITY TO ALLOT RELEVANT SECURITIES For For Management UNDER SECTION 80 OF THE COMPANIES ACT 1955 2 AUTHORITY TO ALLOT EQUITY SECURITIES FOR For For Management CASH UNDER SECTION 89 OF THE COMPANIES ACT 1955 3 AUTHORITY TO PURCHASE RIO TINTO PLC For For Management SHARES BY THE COMPANY OR RIO TINTO LIMITED 4 APPROVAL OF THE MINING COMPANIES For For Management COMPARATIVE PLAN 2004 AND THE RIO TINTO SHARE OPTION PLAN 2004 5 ELECTION OF SIR JOHN KERR AS A DIRECTOR For For Management 6 RE-ELECTION OF MR LEIGH CLIFFORD AS A For For Management DIRECTOR 7 RE-ELECTION OF MR GUY ELLIOTT AS A For For Management DIRECTOR 8 RE-ELECTION OF SIR RICHARD SYKES AS A For For Management DIRECTOR (MEMBER OF THE REMUNERATIONS COMMITTEE) 9 RE-ELECTION OF RICHARD GIORDANO AS A For For Management DIRECTOR (MEMBER OF THE AUDIT, NOMINATIONS, SOCIAL/ENVIRONMENTAL ACCOUNT. COMMITTEES) 10 Ratify Auditors For For Management 11 APPROVAL OF REMUNERATION REPORT For For Management 12 RECEIVE ANNUAL REPORT AND FINANCIAL For For Management STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2003 -------------------------------------------------------------------------------- ROYAL & SUN ALLIANCE INSURANCE GROUP(FORMERLY SUN ALLIANCE GROU Ticker: Security ID: 78004V202 Meeting Date: SEP 22, 2003 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Authorized Capital to For For Management GBP 1,379,000,000 2 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 396,000,000 Pursuant to Rights Issue and Otherwise up to GBP 132,003,857 -------------------------------------------------------------------------------- ROYAL DUTCH PETROLEUM CO. Ticker: RPETY Security ID: 780257804 Meeting Date: JUN 28, 2004 Meeting Type: Annual Record Date: MAY 20, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 FINALIZATION OF THE BALANCE SHEET AS AT For For Management DECEMBER 31, 2003, THE PROFIT AND LOSS ACCOUNT FOR THE YEAR 2003 AND THE NOTES TO THE BALANCE SHEET AND THE PROFIT AND LOSS ACCOUNT. 2 DECLARATION OF THE TOTAL DIVIDEND FOR THE For For Management YEAR 2003. 3 DISCHARGE OF THE MANAGING DIRECTORS OF For Against Management RESPONSIBILITY IN RESPECT OF THEIR MANAGEMENT FOR THE YEAR 2003. 4 DISCHARGE OF THE MEMBERS OF THE For Against Management SUPERVISORY BOARD OF RESPONSIBILITY FOR THEIR SUPERVISION FOR THE YEAR 2003. 5 APPOINTMENT OF MS. L.Z. COOK AS A For For Management MANAGING DIRECTOR OF THE COMPANY.* 6 APPOINTMENT OF MRS. CH. MORIN-POSTEL AS A For For Management MEMBER OF THE SUPERVISORY BOARD.* 7 APPOINTMENT OF MR. M.A. VAN DEN BERGH AS For For Management A MEMBER OF THE SUPERVISORY BOARD OWING TO RETIREMENT BY ROTATION.* 8 REDUCTION OF THE ISSUED SHARE CAPITAL For For Management WITH A VIEW TO CANCELLA- TION OF THE SHARES ACQUIRED BY THE COMPANY IN ITS OWN CAPITAL. 9 AUTHORIZATION OF THE BOARD OF MANAGEMENT, For For Management PURSUANT TO ARTICLE 98, BOOK 2 OF THE NETHERLANDS CIVIL CODE, AS THE COMPETENT BODY TO ACQUIRE SHARES IN THE CAPITAL OF THE COMPANY. -------------------------------------------------------------------------------- SAP AG Ticker: SZXP10 Security ID: 803054204 Meeting Date: MAY 6, 2004 Meeting Type: Annual Record Date: MAR 30, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 RESOLUTION ON THE APPROPRIATION OF THE For For Management RETAINED EARNINGS OF THE FISCAL YEAR 2003 2 RESOLUTION ON THE FORMAL APPROVAL OF THE For For Management ACTS OF THE EXECUTIVE BOARD IN THE FISCAL YEAR 2003 3 RESOLUTION ON THE FORMAL APPROVAL OF THE For For Management ACTS OF THE SUPERVISORY BOARD IN THE FISCAL YEAR 2003 4 Ratify Auditors For For Management 5 RESOLUTION ON ADJUSTMENTS TO SECTION 4 OF For For Management THE ARTICLES OF ASSOCIATION 6 RESOLUTION ON THE AUTHORIZATION TO For For Management ACQUIRE AND USE TREASURY SHARES 7 RESOLUTION ON THE AUTHORIZATION TO USE For Against Management EQUITY DERIVATIVES IN CONNECTION WITH THE ACQUISITION OF TREASURY SHARES -------------------------------------------------------------------------------- SIEMENS AG Ticker: SMAG40 Security ID: 826197501 Meeting Date: JAN 22, 2004 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of EUR 1.10 per Share 3 Approve Discharge of Management Board for For For Management Fiscal 2002/2003 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2002/2003 5 Ratify KPMG as Auditors For For Management 6 Elect Jerry Speyer to the Supervisory For For Management Board; Elect Hans-Dieter Wiedig as a Deputy Supervisory Board Member 7 Authorize Repurchase of up to Ten Percent For For Management of Issued Share Capital; Authorize Board to Issue Repurchased Shares 8 Approve Creation of EUR 600 Million Pool For For Management of Conditional Capital with Preemptive Rights 9 Approve Issuance of Convertible Bonds For For Management and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 11.3 Billion with Preemptive Rights; Approve Creation of EUR 600 Million Pool of Conditional Capital to Guarantee Conversion Rights -------------------------------------------------------------------------------- SIGNET GROUP PLC (FORMERLY RATNERS) Ticker: Security ID: 82668L872 Meeting Date: JUN 9, 2004 Meeting Type: Annual Record Date: APR 20, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 TO RECEIVE THE AUDITED ACCOUNTS AND For For Management ACCOMPANYING REPORTS 2 TO APPROVE THE DIRECTORS REMUNERATION For For Management REPORT 3 TO DECLARE A FINAL DIVIDEND For For Management 4 TO ELECT DALE HILPERT For For Management 5 TO RE-ELECT ROBERT BLANCHARD For For Management 6 TO RE-ELECT WALKER BOYD For For Management 7 TO RE-ELECT JAMES MCADAM For For Management 8 Ratify Auditors For For Management 9 TO AUTHORISE THE DIRECTORS TO ALLOT For For Management SHARES 10 TO DISAPPLY PRE-EMPTION RIGHTS ON SHARE For For Management ALLOTMENTS 11 TO AUTHORISE MARKET PURCHASE OF SHARES For For Management -------------------------------------------------------------------------------- SONY CORP. Ticker: SNE Security ID: 835699307 Meeting Date: JUN 22, 2004 Meeting Type: Annual Record Date: MAR 30, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to: Authorize Share For For Management Repurchases at Board's Discretion 2 TO ELECT 16 DIRECTORS. For For Management 3 TO ISSUE STOCK ACQUISITION RIGHTS FOR THE For For Management SHARES OF COMMON STOCK OF THE CORPORATION FOR THE PURPOSE OF GRANTING STOCK OPTIONS. 4 TO ISSUE STOCK ACQUISITION RIGHTS FOR THE For For Management SHARES OF SUBSIDIARY TRACKING STOCK OF THE CORPORATION FOR THE PURPOSE OF GRANTING STOCK OPTIONS. 5 TO AMEND THE ARTICLES OF INCORPORATION Against Against Shareholder WITH RESPECT TO DISCLOSURE TO SHAREHOLDERS OF REMUNERATION AND OTHER AMOUNTS PAID TO EACH DIRECTOR AND CORPORATE EXECUTIVE OFFICER. -------------------------------------------------------------------------------- TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.) Ticker: TEF Security ID: 879382208 Meeting Date: APR 29, 2004 Meeting Type: Annual Record Date: APR 2, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE ANNUAL ACCOUNTS AND OF For For Management THE MANAGEMENT REPORT OF TELEFONICA, S.A. AND OF ITS CONSOLIDATED GROUP OF COMPANIES, AS WELL AS THE PROPOSAL FOR THE APPLICATION OF THE RESULTS OF TELEFONICA, S.A., AND THAT OF THE MANAGEMENT OF ITS BOARD OF DIRE 2 APPROVAL OF THE SHAREHOLDER REMUNERATION: For For Management DISTRIBUTION OF DIVIDENDS FROM 2003 NET INCOME AND FROM THE ADDITIONAL PAID-IN-CAPITAL RESERVE. 3 APPROVAL OF THE DESIGNATION OF THE For For Management ACCOUNTS AUDITOR FOR THE 2004 FISCAL YEAR. 4 APPROVAL OF THE AUTHORIZATION FOR THE For For Management ACQUISITION OF TREASURY STOCK, DIRECTLY OR THROUGH GROUP COMPANIES. 5 APPROVAL, IF APPROPRIATE, OF THE For For Management REGULATIONS OF THE GENERAL MEETING OF SHAREHOLDERS OF TELEFONICA, S.A. . 6 DELEGATION OF POWERS FOR THE FORMALIZING, For For Management INTERPRETING, CORRECTING AND EXECUTING OF THE RESOLUTIONS ADOPTED BY THE ANNUAL GENERAL SHAREHOLDERS MEETING. -------------------------------------------------------------------------------- TOTAL S.A. (FORMERLY TOTAL FINA ELF S.A ) Ticker: TOT Security ID: 89151E109 Meeting Date: MAY 14, 2004 Meeting Type: Annual Record Date: MAR 24, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF CERTAIN REPORTS AND OF THE For For Management PARENT COMPANY S FINANCIAL STATEMENTS 2 APPROVAL OF CONSOLIDATED FINANCIAL For For Management STATEMENTS 3 ALLOCATION OF INCOME, APPROVAL OF THE For For Management DIVIDEND 4 AGREEMENTS MENTIONED IN ARTICLE L. 225-38 For For Management OF THE FRENCH COMMERCIAL CODE 5 AUTHORIZATION TO TRADE THE COMPANY S OWN For For Management SHARES 6 AUTHORIZATION FOR THE BOARD OF DIRECTORS For For Management TO ISSUE DEBT SECURITIES AND/OR PERPETUAL SUBORDINATED NOTES FOR A MAXIMUM NOMINAL AMOUNT OF 10 BILLION EUROS 7.1 Elect Director Mr. Thierry Desmarest For For Management 7.2 Elect Director Mr. Thierry De Rudder For For Management 7.3 Elect Director Mr. Serge Tchuruk For For Management 8 APPOINTMENT OF DANIEL BOEUF AS A DIRECTOR For For Management REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF INCORPORATION 9 APPOINTMENT OF PHILIPPE MARCHANDISE AS A Against Against Management DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF INCORPORATION 10 APPOINTMENT OF CYRIL MOUCHE AS A DIRECTOR Against Against Management REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF INCORPORATION 11 APPOINTMENT OF ALAN CRAMER AS A DIRECTOR Against Against Management REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF INCORPORATION 12 Ratify Auditors For For Management 13 RENEWAL OF STATUTORY AUDITORS For For Management 14 Ratify Auditors For For Management 15 Ratify Auditors For For Management 16 DETERMINATION OF THE TOTAL AMOUNT OF For For Management DIRECTORS COMPENSATION 17 AUTHORIZATION TO AWARD OPTIONS TO For For Management SUBSCRIBE FOR OR PURCHASE STOCK OF THE COMPANY IN FAVOUR OF THE MANAGEMENT AND KEY EMPLOYEES OF THE GROUP 18 AUTHORIZATION FOR ISSUING CONVERTIBLE OR For For Management OTHER EQUITY SECURITIES 19 AUTHORIZATION TO USE THE ABOVE DELEGATION For For Management WITHOUT MAINTENANCE OF PREFERENTIAL SUBSCRIPTION RIGHTS, BUT WITH AN OPTION TO GRANT A PRIORITY PERIOD 20 CAPITAL INCREASE RESERVED FOR EMPLOYEES For For Management -------------------------------------------------------------------------------- UBS AG Ticker: Security ID: H8920M855 Meeting Date: APR 15, 2004 Meeting Type: Annual Record Date: MAR 10, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 ANNUAL REPORT, GROUP AND PARENT COMPANY For For Management ACCOUNTS FOR 2003. REPORTS OF THE GROUP AND STATUTORY AUDITORS 2 APPROPRIATION OF RETAINED EARNINGS. For For Management DIVIDEND FOR FINANCIAL YEAR 2003 3 DISCHARGE OF THE MEMBERS OF THE BOARD OF For For Management DIRECTORS AND THE GROUP EXECUTIVE BOARD 4 RE-ELECTION OF BOARD MEMBER: SIR PETER For For Management DAVIS 5 ELECTION OF NEW BOARD MEMBER: STEPHAN For For Management HAERINGER 6 ELECTION OF NEW BOARD MEMBER: HELMUT For For Management PANKE 7 ELECTION OF NEW BOARD MEMBER: PETER For For Management SPUHLER 8 RE-ELECTION OF GROUP AND STATUTORY For For Management AUDITORS ERNST & YOUNG LTD., BASEL 9 CAPITAL REDUCTION: CANCELLATION OF SHARES For For Management REPURCHASED UNDER THE 2003/2004 SHARE BUYBACK PROGRAM AND RESPECTIVE AMENDMENT OF ARTICLE 4 OF THE ARTICLES OF ASSOCIATION 10 CAPITAL REDUCTION: APPROVAL OF A NEW For For Management 2004/2005 SHARE BUYBACK PROGRAM 11 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS For Against Management DURING THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO VOTE IN ACCORDANCE WITH THE BOARD OF DIRECTORS ============================ PURISIMA TOTAL RETURN ============================= ALBERTSON'S INC. Ticker: ABS Security ID: 013104104 Meeting Date: JUN 10, 2004 Meeting Type: Annual Record Date: APR 14, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela G. Bailey For For Management 1.2 Elect Director Teresa Beck For Withhold Management 1.3 Elect Director Beth M. Pritchard For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Require a Majority Vote for the Election Against Against Shareholder of Directors 5 Amend Vote Requirements to Amend Against For Shareholder Articles/Bylaws/Charter 6 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote 7 Declassify the Board of Directors Against For Shareholder -------------------------------------------------------------------------------- ALCOA INC. Ticker: AA Security ID: 013817101 Meeting Date: APR 30, 2004 Meeting Type: Annual Record Date: FEB 2, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alain J.P. Belda For For Management 1.2 Elect Director Carlos Ghosn For For Management 1.3 Elect Director Henry B. Schacht For For Management 1.4 Elect Director Franklin A. Thomas For For Management 2 Approve Omnibus Stock Plan For For Management 3 Report on Pay Disparity Against Against Shareholder 4 Submit Severance Agreement Against Against Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- ALLSTATE CORP., THE Ticker: ALL Security ID: 020002101 Meeting Date: MAY 18, 2004 Meeting Type: Annual Record Date: MAR 19, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director F. Duane Ackerman For For Management 1.2 Elect Director James G. Andress For For Management 1.3 Elect Director Edward A. Brennan For For Management 1.4 Elect Director W. James Farrell For For Management 1.5 Elect Director Jack M. Greenberg For For Management 1.6 Elect Director Ronald T. LeMay For For Management 1.7 Elect Director Edward M. Liddy For For Management 1.8 Elect Director J. Christopher Reyes For For Management 1.9 Elect Director H. John Riley, Jr. For For Management 1.10 Elect Director Joshua I. Smith For For Management 1.11 Elect Director Judith A. Sprieser For For Management 1.12 Elect Director Mary Alice Taylor For For Management 2 Ratify Auditors For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Amend Executive Incentive Bonus Plan For For Management 5 Provide for Cumulative Voting Against For Shareholder -------------------------------------------------------------------------------- ALLTEL CORP. Ticker: AT Security ID: 020039103 Meeting Date: APR 22, 2004 Meeting Type: Annual Record Date: FEB 24, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott T. Ford For For Management 1.2 Elect Director Lawrence L. Gellerstedt, For For Management III 1.3 Elect Director Emon A. Mahony, Jr. For For Management 1.4 Elect Director Ronald Townsend For For Management 2 Ratify Auditors For For Management 3 Ammend EEO - Sexual Orientation Against For Shareholder -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874107 Meeting Date: MAY 19, 2004 Meeting Type: Annual Record Date: MAR 26, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. Bernard Aidinoff For For Management 1.2 Elect Director Pei-Yuan Chia For For Management 1.3 Elect Director Marshall A. Cohen For For Management 1.4 Elect Director Willaim S. Cohen For For Management 1.5 Elect Director Martin S. Feldstein For For Management 1.6 Elect Director Ellen V. Futter For For Management 1.7 Elect Director Maurice R. Greenberg For For Management 1.8 Elect Director Carla A. Hills For For Management 1.9 Elect Director Frank J. Hoenemeyer For For Management 1.10 Elect Director Richard C. Holbrooke For For Management 1.11 Elect Director Donald P. Kanak For For Management 1.12 Elect Director Howard I. Smith For For Management 1.13 Elect Director Martin J. Sullivan For For Management 1.14 Elect Director Edmund S.W. Tse For For Management 1.15 Elect Director Frank G. Zarb For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Approve Non-Employee Director Stock For For Management Option Plan 4 Ratify Auditors For For Management 5 Report on Political Against Against Shareholder Contributions/Activities 6 Divest from Tobacco Equities Against Against Shareholder 7 Link Executive Compensation to Predatory Against Against Shareholder Lending -------------------------------------------------------------------------------- AMGEN, INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 13, 2004 Meeting Type: Annual Record Date: MAR 19, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Biondi, Jr. For For Management 1.2 Elect Director Jerry D. Choate For Withhold Management 1.3 Elect Director Frank C. Herringer For For Management 1.4 Elect Director Gilbert S. Omenn For For Management 2 Ratify Auditors For For Management 3 Prepare Glass Ceiling Report Against Against Shareholder 4 Expense Stock Options Against For Shareholder -------------------------------------------------------------------------------- ANADARKO PETROLEUM CORP. Ticker: APC Security ID: 032511107 Meeting Date: MAY 6, 2004 Meeting Type: Annual Record Date: MAR 8, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Barcus For For Management 1.2 Elect Director James L. Bryan For For Management 1.3 Elect Director James T. Hackett For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Ratify Auditors For For Management 4 Report on Greenhouse Gas Emissions Against For Shareholder -------------------------------------------------------------------------------- ASTRAZENECA PLC (FORMERLY ZENECA PLC) Ticker: ZEN Security ID: 046353108 Meeting Date: APR 29, 2004 Meeting Type: Annual Record Date: MAR 8, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 TO RECEIVE THE DIRECTORS REPORT AND For For Management ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2003 2 TO CONFIRM DIVIDENDS For For Management 3 Ratify Auditors For For Management 4 TO AUTHORIZE THE DIRECTORS TO AGREE THE For For Management REMUNERATION OF THE AUDITOR 5.1 Elect Director Percy Barnevik For For Management 5.2 Elect Director Hakan Mogren For For Management 5.3 Elect Director Sir Tom Mckillop For For Management 5.4 Elect Director Jonathan Symonds For For Management 5.5 Elect Director Sir Peter Bonfield For For Management 5.6 Elect Director John Buchanan For For Management 5.7 Elect Director Jane Henney For For Management 5.8 Elect Director Michele Hooper For For Management 5.9 Elect Director Joe Jimenez For For Management 5.10 Elect Director Erna Moller For For Management 5.11 Elect Director Dame Bridget Ogilvie For For Management 5.12 Elect Director Louis Schweitzer For For Management 5.13 Elect Director Marcus Wallenberg For For Management 6 TO APPROVE THE DIRECTORS REMUNERATION For For Management REPORT FOR THE YEAR ENDED DECEMBER 31, 2003 7 TO ADOPT NEW ARTICLES OF ASSOCIATION For For Management 8 TO AUTHORIZE LIMITED EU POLITICAL For For Management DONATIONS 9 TO AUTHORIZE THE DIRECTORS TO ALLOT For For Management UNISSUED SHARES 10 TO AUTHORIZE THE DIRECTORS TO DISAPPLY For For Management PRE-EMPTION RIGHTS 11 TO AUTHORIZE THE COMPANY TO PURCHASE ITS For For Management OWN SHARES 12 TO AUTHORIZE INCREASE OF CAP ON For For Management NON-EXECUTIVE DIRECTORS REMUNERATION -------------------------------------------------------------------------------- AVENTIS SA (FORMERLY RHONE-POULENC ) Ticker: WS Security ID: 053561106 Meeting Date: JUN 11, 2004 Meeting Type: Annual Record Date: MAY 18, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE 2003 PARENT-COMPANY For For Management FINANCIAL STATEMENTS 2 APPROVAL OF THE CONSOLIDATED FINANCIAL For For Management STATEMENTS 2003 3 APPROVAL OF THE APPROPRIATION OF EARNINGS For For Management AND APPROVAL OF A DIVIDEND OF EURO 0.82 FOR DISTRIBUTION 4 APPROVAL OF REGULATED AGREEMENTS For For Management 5 APPROVAL OF THE INSTITUTION OF A SHARE For For Management REPURCHASE PROGRAM 6 Ratify Auditors For For Management 7 APPROVAL TO AMEND ARTICLE 7 OF THE For Against Management ARTICLES OF ASSOCIATION AND BY-LAWS 8 APPROVAL TO AMEND ARTICLE 11 OF THE For For Management ARTICLES OF ASSOCIATION AND BY-LAWS-MANAGEMENT BOARD 9 APPROVAL TO AMEND ARTICLE 13 OF THE For For Management ARTICLES OF ASSOCIATION AND BY-LAWS-SUPERVISORY BOARD 10 APPROVAL OF THE RENEWAL OF THE MANDATE OF For For Management A SUPERVISORY BOARD MEMBER, MR. JEAN-MARC BRUEL 11 APPROVAL OF THE RENEWAL OF THE MANDATE OF For For Management A SUPERVISORY BOARD MEMBER, MR. MARTIN FRUEHAUF 12 APPROVAL OF THE RENEWAL OF THE MANDATE OF For For Management A SUPERVISORY BOARD MEMBER, MR. SERGE KAMPF 13 APPROVAL OF THE RENEWAL OF THE MANDATE OF For For Management A SUPERVISORY BOARD MEMBER, MR. HUBERT MARKL 14 APPROVAL OF THE RENEWAL OF THE MANDATE OF For For Management A SUPERVISORY BOARD MEMBER, MR. GUNTER METZ 15 APPROVAL OF THE RENEWAL OF THE MANDATE OF For For Management A SUPERVISORY BOARD MEMBER, MR. DIDIER PINEAU-VALENCIENNE 16 APPROVAL OF THE RENEWAL OF THE MANDATE OF For For Management A SUPERVISORY BOARD MEMBER, MS. SEHAM RAZZOUQI 17 APPROVAL OF THE RENEWAL OF THE MANDATE OF For For Management A SUPERVISORY BOARD MEMBER, MR. MICHEL RENAULT 18 APPROVAL OF THE RENEWAL OF THE MANDATE OF For For Management A SUPERVISORY BOARD MEMBER, MR. HANS-JUERGEN SCHINZLER 19 APPROVAL OF THE RENEWAL OF THE MANDATE OF For For Management A SUPERVISORY BOARD MEMBER, MR. MARC VIENOT 20 APPROVAL OF THE GRANTING OF For For Management POWER-OF-ATTORNEY FOR ALL FORMALITIES IN CONNECTION WITH THE ANNUAL GENERAL MEETING -------------------------------------------------------------------------------- AXA (FORMERLY AXA-UAP) Ticker: AXA Security ID: 054536107 Meeting Date: APR 21, 2004 Meeting Type: Annual Record Date: MAR 15, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 FIRST RESOLUTION (APPROVAL OF THE COMPANY For For Management S 2003 FINANCIAL STATEMENTS-PARENT ONLY) 2 SECOND RESOLUTION (APPROVAL OF THE For For Management CONSOLIDATED FINANCIAL STATEMENTS FOR 2003) 3 THIRD RESOLUTION (EARNINGS APPROPRIATION For For Management AND DECLARATION OF A DIVIDEND OF 0.38 POUNDS) 4 FOURTH RESOLUTION (APPROVAL OF THE For For Management AGREEMENTS MENTIONED IN THE AUDITORS SPECIAL REPORT) 5 FIFTH RESOLUTION (RE-ELECTION OF MR. For Against Management CLAUDE BEBEAR TO THE SUPERVISORY BOARD, FOR A FOUR-YEAR TERM) 6 SIXTH RESOLUTION (RE-ELECTION OF A For For Management STATUTORY AUDITOR MAZARS & GUERARD, FOR A SIX-YEAR TERM) 7 Ratify Auditors For For Management 8 EIGHTH RESOLUTION (APPOINTMENT OF MR. For Against Management WILLY AVEREYN TO THE SUPERVISORY BOARD) 9 NINTH RESOLUTION (APPOINTMENT OF MR. CEES For Against Management DE JONG TO THE SUPERVISORY BOARD) 10 TENTH RESOLUTION (APPOINTMENT OF MR. For For Management JACQUES TABOUROT TO THE SUPERVISORY BOARD) 11 ELEVENTH RESOLUTION (AUTHORIZATION For For Management GRANTED TO THE MANAGEMENT BOARD TO TRADE IN THE COMPANY S SHARES: MAXIMUM PURCHASE PRICE 35 POUNDS; MINIMUM SELLING SALE PRICE 12 POUNDS) 12 TWELFTH RESOLUTION (DELEGATION TO THE For Against Management MANAGEMENT BOARD TO ISSUE EQUITY IN THE EVENT OF A PUBLIC OFFER TO PURCHASE OR EXCHANGE SECURITIES OF THE COMPANY) 13 THIRTEENTH RESOLUTION (STATUTORY For For Management MODIFICATIONS RELATED TO THE APPOINTMENT OF A SUPERVISORY BOARD MEMBER REPRESENTING EMPLOYEE SHAREHOLDERS) 14 FOURTEENTH RESOLUTION (NOT APPROVED BY Against Against Management THE MANAGEMENT BOARD AND THE SUPERVISORY BOARD) (ELECTION OF AN EMPLOYEE REPRESENTATIVE TO THE SUPERVISORY BOARD) 15 FIFTEENTH RESOLUTION (AUTHORIZATION GIVEN For For Management TO THE MANAGEMENT BOARD TO CANCEL SHARES AND REDUCE THE CAPITAL) 16 SIXTEENTH RESOLUTION (AUTHORIZATION TO For For Management COMPLY WITH ALL FORMAL REQUIREMENTS IN CONNECTION WITH THIS MEETING) -------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED Ticker: BHI Security ID: 057224107 Meeting Date: APR 28, 2004 Meeting Type: Annual Record Date: MAR 3, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward P. Djerejian For Withhold Management 1.2 Elect Director H. John Riley, Jr. For Withhold Management 1.3 Elect Director Charles L. Watson For Withhold Management 2 Ratify Auditors For For Management 3 Declassify the Board of Directors Against For Shareholder 4 Submit Shareholder Rights Plan (Poison Against Against Shareholder Pill) to Shareholder Vote -------------------------------------------------------------------------------- BARCLAYS PLC Ticker: MVCI Security ID: 06738E204 Meeting Date: APR 29, 2004 Meeting Type: Annual Record Date: MAR 23, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 TO RECEIVE THE DIRECTORS REPORT AND THE For For Management ACCOUNTS FOR THE YEAR ENDED 31ST DECEMBER 2003. 2 TO APPROVE THE REPORT ON REMUNERATION FOR For For Management THE YEAR ENDED 31ST DECEMBER 2003. 3 THAT SIR RICHARD BROADBENT BE RE-ELECTED For For Management A DIRECTOR OF THE COMPANY. 4 THAT ROGER DAVIS BE RE-ELECTED A DIRECTOR For For Management OF THE COMPANY. 5 THAT GARY HOFFMAN BE RE-ELECTED A For For Management DIRECTOR OF THE COMPANY. 6 THAT NAGUIB KHERAJ BE RE-ELECTED A For For Management DIRECTOR OF THE COMPANY. 7 THAT DAVID ROBERTS BE RE-ELECTED A For For Management DIRECTOR OF THE COMPANY. 8 THAT SIR PETER MIDDLETON BE RE-ELECTED A For For Management DIRECTOR OF THE COMPANY. 9 THAT STEPHEN RUSSELL BE RE-ELECTED A For For Management DIRECTOR OF THE COMPANY. 10 THAT CHRIS LENDRUM BE RE-ELECTED A For For Management DIRECTOR OF THE COMPANY. 11 THAT SIR BRIAN JENKINS BE RE-ELECTED A For For Management DIRECTOR OF THE COMPANY. 12 Ratify Auditors For For Management 13 TO AUTHORISE THE DIRECTORS TO SET THE For For Management REMUNERATION OF THE AUDITORS. 14 TO RENEW THE AUTHORITY GIVEN TO DIRECTORS For For Management TO ALLOT SECURITIES FOR CASH OTHER THAN ON A PRO RATA BASIS. 15 TO RENEW THE COMPANY S AUTHORITY TO For For Management PURCHASE ITS OWN SHARES. *NOTE-VOTING CUT-OFF DATE: NO LATER THAN APRIL 22, 2004 -------------------------------------------------------------------------------- BASF AG Ticker: Security ID: 055262505 Meeting Date: APR 29, 2004 Meeting Type: Annual Record Date: MAR 23, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 ADOPTION OF A RESOLUTION ON THE For For Management APPROPRIATION OF PROFIT 2 ADOPTION OF A RESOLUTION GIVING FORMAL For For Management APPROVAL TO THE ACTIONS OF THE SUPERVISORY BOARD 3 ADOPTION OF A RESOLUTION GIVING FORMAL For For Management APPROVAL TO THE ACTIONS OF THE BOARD OF EXECUTIVE DIRECTORS 4 ELECTION OF AN AUDITOR FOR THE FINANCIAL For For Management YEAR 2004 5 AUTHORIZATION TO BUY BACK SHARES AND TO For For Management PUT THEM TO FURTHER USE INCLUDING THE AUTHORIZATION TO REDEEM BOUGHT-BACK SHARES AND REDUCE CAPITAL 6 AUTHORIZATION TO ACQUIRE OUR OWN SHARES For For Management USING DERIVATIVE FINANCIAL INSTRUMENTS 7 RESOLUTION ON THE CANCELLATION OF For For Management EXISTING AND THE CREATION OF NEW AUTHORIZED CAPITAL AND AMENDMENT OF THE ARTICLES OF ASSOCIATION 8 APPROVAL OF A CONTROL AND PROFIT AND LOSS For For Management TRANSFER AGREEMENT -------------------------------------------------------------------------------- BELLSOUTH CORP. Ticker: BLS Security ID: 079860102 Meeting Date: APR 26, 2004 Meeting Type: Annual Record Date: MAR 8, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James H. Blanchard For For Management 1.2 Elect Director Armando M. Codina For For Management 1.3 Elect Director Leo F. Mullin For For Management 2 Ratify Auditors For For Management 3 Declassify the Board of Directors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Limit Executive Compensation Against Against Shareholder 6 Limit Executive Compensation Against Against Shareholder 7 Report on Political Against Against Shareholder Contributions/Activities -------------------------------------------------------------------------------- BT GROUP PLC (FORMERLY BRITISH TELECOMMUNICATIONS PLC) Ticker: BTY Security ID: 05577E101 Meeting Date: JUL 16, 2003 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statutory For For Management Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend of 4.25 Pence Per For For Management Share 4 Reelect Anthony Greener as Director For For Management 5 Reelect Louis Hughes as Director For For Management 6 Reelect Maarten van den Bergh as Director For For Management 7 Elect Clayton Brendish as Director For For Management 8 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 143 Million 10 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 21 Million 11 Authorize 867 Million Shares for Share For For Management Repurchase Program 12 Authorize British Telecommunications plc For For Management to Make EU Political Donations up to GBP 100,000 -------------------------------------------------------------------------------- CATERPILLAR INC. Ticker: CAT Security ID: 149123101 Meeting Date: APR 14, 2004 Meeting Type: Annual Record Date: FEB 17, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John T. Dillon For For Management 1.2 Elect Director Juan Gallardo For For Management 1.3 Elect Director William A. Osborn For For Management 1.4 Elect Director Gordon R. Parker For For Management 1.5 Elect Director Edward B. Rust, Jr. For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management 4 Submit Shareholder Rights Plan (Poison Against For Shareholder Pill) to Shareholder Vote 5 Report on Equipment Sales to Israel Against Against Shareholder 6 Report on Operational Imact of HIV/AIDS, Against Against Shareholder TB, and Malaria Pandemic -------------------------------------------------------------------------------- COMERICA INC. Ticker: CMA Security ID: 200340107 Meeting Date: MAY 18, 2004 Meeting Type: Annual Record Date: MAR 22, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph W. Babb, Jr. For For Management 1.2 Elect Director James F. Cordes For For Management 1.3 Elect Director Peter D. Cummings For For Management 1.4 Elect Director Todd W. Herrick For For Management 1.5 Elect Director William P. Vititoe For For Management 1.6 Elect Director Kenneth L. Way For For Management 2 Approve Employee Stock Purchase Plan For For Management 3 Approve Non-Employee Director Omnibus For For Management Stock Plan 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: MAY 5, 2004 Meeting Type: Annual Record Date: MAR 10, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David L. Boren For For Management 1.2 Elect Director James E. Copeland, Jr. For For Management 1.3 Elect Director Kenneth M. Duberstein For For Management 1.4 Elect Director Ruth R. Harkin For For Management 1.5 Elect Director William R. Rhodes For For Management 1.6 Elect Director J. Stapleton Roy For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Limit Executive Compensation Against Against Shareholder 5 Limit Executive Compensation Against Against Shareholder 6 Report on Drilling in the Arctic National Against Against Shareholder Wildlife Refuge -------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Ticker: COST Security ID: 22160K105 Meeting Date: JAN 29, 2004 Meeting Type: Annual Record Date: DEC 5, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Benjamin S. Carson, Sr., For For Management M.D. as Class II Director 1.2 Elect Director Hamilton E. James as Class For For Management II Director 1.3 Elect Director Jill S. Ruckelshaus as For For Management Class II Director 1.4 Elect Director William H. Gates, II as For For Management Class II Director 1.5 Elect Director Daniel J. Evans as Class I For For Management Director 2 Declassify the Board of Directors Against For Shareholder 3 Develop Land Procurement Policy Against Against Shareholder 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- CREDIT SUISSE GROUP (FORMERLY CS HOLDING) Ticker: CSR Security ID: 225401108 Meeting Date: APR 30, 2004 Meeting Type: Annual Record Date: MAR 29, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE ANNUAL REPORT, THE PARENT For For Management COMPANY S 2003 FINAN- CIAL STATEMENTS AND THE GROUP S 2003 CONSOLIDATED STATEMENTS 2 DISCHARGE OF THE ACTS OF THE MEMBERS OF For For Management THE BOARD OF DIRECTORS AND THE EXECUTIVE BOARD 3 RESOLUTION ON THE APPROPRIATION OF For For Management RETAINED EARNINGS 4 REDUCTION OF SHARE CAPITAL FOR THE For For Management PURPOSE OF REPAYMENT OF PAR VALUE TO SHAREHOLDERS AND AMENDMENTS TO THE ARTICLES 5 RE-ELECTION TO THE BOARD OF DIRECTORS: For For Management THOMAS D. BELL 6 RE-ELECTION TO THE BOARD OF DIRECTORS: For For Management AZIZ R.D. SYRIANI 7 NEW ELECTION TO THE BOARD OF DIRECTORS: For For Management PETER F. WEIBEL 8 NEW ELECTION TO THE BOARD OF DIRECTORS: For For Management NOREEN DOYLE 9 NEW ELECTION TO THE BOARD OF DIRECTORS: For For Management DAVID W. SYZ 10 ELECTION OF THE PARENT COMPANY S For For Management INDEPENDENT AUDITORS AND THE GROUP S INDEPENDENT AUDITORS 11 ELECTION OF SPECIAL AUDITORS For For Management 12 ADJUSTMENT OF ART. 7 SECTION 4 AND 5 For For Management (RIGHT TO ADD ITEMS TO THE AGENDA) 13 DELETION OF PROVISIONS CONCERNING For For Management CONTRIBUTIONS IN KIND 14 IF PROPOSALS REQUIRE A VOTE, I AUTHORIZE For Against Management THE INDEPENDENT PROXY TO VOTE IN FAVOR OF THE PROPOSALS OF THE BOARD OF DIRECTORS -------------------------------------------------------------------------------- DAIMLERCHRYSLER AG Ticker: Security ID: D1668R123 Meeting Date: APR 7, 2004 Meeting Type: Annual Record Date: FEB 26, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 ALLOCATION OF UNAPPROPRIATED PROFIT For For Management 2 RATIFICATION OF BOARD OF MANAGEMENT For Against Management ACTIONS 3 RATIFICATION OF SUPERVISORY BOARD ACTIONS For Against Management 4 AUDITORS For For Management 5 AUTHORIZING THE COMPANY TO ACQUIRE ITS For For Management OWN SHARES 6 ELECTION TO THE SUPERVISORY BOARD For For Management -------------------------------------------------------------------------------- DELL INC. Ticker: DELL Security ID: 247025109 Meeting Date: JUL 18, 2003 Meeting Type: Annual Record Date: MAY 23, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael A. Miles For For Management 1.2 Elect Director Alex J. Mandl For For Management 1.3 Elect Director Morton L. Topfer For For Management 2 Declassify the Board of Directors For For Management 3 Change Company Name For For Management 4 Approve Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- DUKE ENERGY CORP. Ticker: DUK Security ID: 264399106 Meeting Date: MAY 13, 2004 Meeting Type: Annual Record Date: MAR 15, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul M. Anderson For For Management 1.2 Elect Director Ann M. Gray For For Management 1.3 Elect Director Michael E.J. Phelps For Withhold Management 1.4 Elect Director James T. Rhodes For For Management 2 Ratify Auditors For For Management 3 Declassify the Board of Directors Against For Shareholder -------------------------------------------------------------------------------- E.ON AG (FORMERLY VEBA AG) Ticker: VEBA Security ID: 268780103 Meeting Date: APR 28, 2004 Meeting Type: Annual Record Date: MAR 19, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROPRIATION OF THE BALANCE SHEET INCOME For For Management FROM THE 2003 FINANCIAL YEAR. 2 DISCHARGE OF THE BOARD OF MANAGEMENT FOR For For Management THE 2003 FINANCIAL YEAR. 3 DISCHARGE OF THE SUPERVISORY BOARD FOR For For Management THE 2003 FINANCIAL YEAR. 4 CHANGE OF THE ARTICLES OF ASSOCIATION For For Management REGARDING THE USE OF PROFITS. 5 CONSENT TO THE AGREEMENT ON DOMINATION For For Management AND DISTRIBUTION OF PROFITS AND LOSSES BETWEEN E.ON AG AND E.ON NORDIC HOLDING GMBH (FORMERLY E.ON VENTURE ERSTE VERMOEGENSVERWALTUNGSGESELLSCHAFT MBH). 6 AUTHORIZATION TO BUY BACK OWN SHARES. For For Management 7 Ratify Auditors For For Management -------------------------------------------------------------------------------- ELECTRONIC DATA SYSTEMS CORP. Ticker: EDS Security ID: 285661104 Meeting Date: MAY 25, 2004 Meeting Type: Annual Record Date: MAR 29, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger A. Enrico For For Management 1.2 Elect Director Ellen M. Hancock For For Management 1.3 Elect Director C. Robert Kidder For For Management 2 Ratify Auditors For For Management 3 Declassify the Board of Directors Against For Shareholder 4 Submit Shareholder Rights Plan (Poison Against For Shareholder Pill) to Shareholder Vote 5 Amend Vote Requirements to Amend Against For Shareholder Articles/Bylaws/Charter -------------------------------------------------------------------------------- EMC CORP. Ticker: EMC Security ID: 268648102 Meeting Date: MAY 5, 2004 Meeting Type: Annual Record Date: MAR 8, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. Egan For For Management 1.2 Elect Director Michael C. Ruettgers For For Management 1.3 Elect Director David N. Strohm For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Employee Stock Purchase Plan For For Management 4 Ratify Auditors For For Management 5 Limit Executive Compensation Against Against Shareholder -------------------------------------------------------------------------------- ENEL SPA Ticker: Security ID: 29265W108 Meeting Date: MAY 21, 2004 Meeting Type: Annual Record Date: APR 19, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE FINANCIAL STATEMENTS OF For For Management ENEL S.P.A. REPORTS OF THE BOARD OF DIRECTORS, THE BOARD OF STATUTORY AUDITORS AND THE EXTERNAL AUDITORS. 2 APPROVAL OF THE ALLOCATION OF THE NET For For Management INCOME FOR THE YEAR AND DISTRIBUTION OF AVAILABLE RESERVES, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. 3 ELECTION OF THE BOARD OF STATUTORY For For Management AUDITORS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. 4 DETERMINATION OF THE COMPENSATION OF THE For For Management REGULAR MEMBERS OF THE BOARD OF STATUTORY AUDITORS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. 5 HARMONIZATION OF THE BYLAWS WITH THE For Against Management REFORM OF CORPORATE LAW (LEGISLATIVE DECREE N. 6 OF JANUARY 17, 2003). 6 DELEGATION TO THE BOARD OF DIRECTORS OF For For Management THE POWER TO INCREASE THE SHARE CAPITAL IN CONNECTION WITH THE 2004 STOCK-OPTION PLAN BY A MAXIMUM AMOUNT OF 38,527,550 EUROS. -------------------------------------------------------------------------------- FEDEX CORPORATION Ticker: FDX Security ID: 31428X106 Meeting Date: SEP 29, 2003 Meeting Type: Annual Record Date: AUG 4, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director August A. Busch IV For For Management 1.2 Elect Director John A. Edwardson For For Management 1.3 Elect Director George J. Mitchell For Withhold Management 1.4 Elect Director Joshua I. Smith For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management 4 Declassify the Board of Directors Against For Shareholder -------------------------------------------------------------------------------- FIRST DATA CORP. Ticker: FDC Security ID: 319963104 Meeting Date: OCT 28, 2003 Meeting Type: Special Record Date: SEP 8, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management -------------------------------------------------------------------------------- FIRST DATA CORP. Ticker: FDC Security ID: 319963104 Meeting Date: MAY 19, 2004 Meeting Type: Annual Record Date: MAR 22, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Henry C. Duques For For Management 1.2 Elect Director Charles T. Fote For For Management 1.3 Elect Director Richard P. Kiphart For For Management 1.4 Elect Director Joan E. Spero For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- GANNETT CO., INC. Ticker: GCI Security ID: 364730101 Meeting Date: MAY 4, 2004 Meeting Type: Annual Record Date: MAR 5, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James A. Johnson For For Management 1.2 Elect Director Douglas H. McCorkindale For For Management 1.3 Elect Director Stephen P. Munn For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Limit Executive Compensation Against Against Shareholder -------------------------------------------------------------------------------- GAP, INC., THE Ticker: GPS Security ID: 364760108 Meeting Date: MAY 12, 2004 Meeting Type: Annual Record Date: MAR 15, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard Behar For For Management 1.2 Elect Director Adrian D.P. Bellamy For For Management 1.3 Elect Director Donald G. Fisher For For Management 1.4 Elect Director Doris F. Fisher For For Management 1.5 Elect Director Robert J. Fisher For For Management 1.6 Elect Director Glenda A. Hatchett For For Management 1.7 Elect Director Penelope L. Hughes For For Management 1.8 Elect Director Bob L. Martin For For Management 1.9 Elect Director Jorge P. Montoya For For Management 1.10 Elect Director Paul S. Pressler For For Management 1.11 Elect Director James M. Schneider For For Management 1.12 Elect Director Mayo A. Shattuck III For For Management 1.13 Elect Director Margaret C. Whitman For For Management 2 Ratify Auditors For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Limit Executive Compensation Against Against Shareholder -------------------------------------------------------------------------------- GENERAL ELECTRIC CO. Ticker: GE Security ID: 369604103 Meeting Date: APR 28, 2004 Meeting Type: Annual Record Date: MAR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James I. Cash, Jr. For For Management 1.2 Elect Director Dennis D. Dammerman For For Management 1.3 Elect Director Ann M. Fudge For For Management 1.4 Elect Director Claudio X. Gonzalez For Withhold Management 1.5 Elect Director Jeffrey R. Immelt For For Management 1.6 Elect Director Andrea Jung For For Management 1.7 Elect Director Alan G. Lafley For For Management 1.8 Elect Director Kenneth G. Langone For For Management 1.9 Elect Director Ralph S. Larsen For For Management 1.10 Elect Director Rochelle B. Lazarus For For Management 1.11 Elect Director Sam Nunn For For Management 1.12 Elect Director Roger S. Penske For For Management 1.13 Elect Director Robert J. Swieringa For For Management 1.14 Elect Director Douglas A. Warner III For For Management 1.15 Elect Director Robert C. Wright For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Provide for Cumulative Voting Against Against Shareholder 5 Eliminate Animal Testing Against Against Shareholder 6 Report on Nuclear Fuel Storage Risks Against Against Shareholder 7 Report on PCB Clean-up Against Against Shareholder 8 Report on Foreign Outsourcing Against Against Shareholder 9 Prepare Sustainability Report Against Against Shareholder 10 Limit Composition of Management Against Against Shareholder Development and Compensation Committee to Independent Directors 11 Report on Pay Disparity Against Against Shareholder 12 Limit Awards to Executives Against Against Shareholder 13 Limit Board Service for Other Companies Against For Shareholder 14 Separate Chairman and CEO Positions Against Against Shareholder 15 Hire Advisor/Maximize Shareholder Value Against Against Shareholder 16 Adopt a Retention Ratio for Executives Against Against Shareholder and Directors 17 Require 70% to 80% Independent Board Against Against Shareholder 18 Report on Political Against Against Shareholder Contributions/Activities -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC (FORMERLY GLAXO WELLCOME PLC ) Ticker: GSK Security ID: 37733W105 Meeting Date: MAY 17, 2004 Meeting Type: Annual Record Date: MAR 19, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 TO RECEIVE AND ADOPT THE DIRECTORS For For Management REPORT AND THE FINANCIAL STATEMENTS (ORDINARY RESOLUTION) 2 TO APPROVE THE REMUNERATION REPORT For For Management (ORDINARY RESOLUTION) 3 TO ELECT MR H LAWRENCE CULP AS A DIRECTOR For For Management (ORDINARY RESOLUTION) 4 TO ELECT MR CRISPIN DAVIS AS A DIRECTOR For For Management (ORDINARY RESOLUTION) 5 TO ELECT SIR ROBERT WILSON AS A DIRECTOR For For Management (ORDINARY RESOLUTION) 6 TO ELECT DR TACHI YAMADA AS A DIRECTOR For For Management (ORDINARY RESOLUTION) 7 TO RE-ELECT SIR CHRISTOPHER HOGG AS A For For Management DIRECTOR (ORDINARY RESOLUTION) 8 Ratify Auditors For For Management 9 REMUNERATION OF AUDITORS (ORDINARY For For Management RESOLUTION) 10 AUTHORISE THE COMPANY TO MAKE DONATIONS For For Management TO EU POLITICAL ORGAN- ISATIONS AND INCUR EU POLITICAL EXPENDITURE (SPECIAL BUSINESS) 11 DISAPPLICATION OF PRE-EMPTION RIGHTS For For Management (SPECIAL RESOLUTION) 12 AUTHORITY FOR THE COMPANY TO PURCHASE ITS For For Management OWN SHARES (SPECIAL RESOLUTION) -------------------------------------------------------------------------------- GUIDANT CORP. Ticker: GDT Security ID: 401698105 Meeting Date: MAY 18, 2004 Meeting Type: Annual Record Date: MAR 11, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maurice A. Cox, Jr. For For Management 1.2 Elect Director Nancy-Ann Min DeParle For For Management 1.3 Elect Director Ronald W. Dollens For For Management 1.4 Elect Director Enrique C. Falla For For Management 1.5 Elect Director Kristina M. Johnson, For For Management Ph.D. 2 Ratify Auditors For For Management 3 Expense Stock Options Against Against Shareholder -------------------------------------------------------------------------------- HSBC HOLDINGS PLC Ticker: Security ID: 404280406 Meeting Date: MAY 28, 2004 Meeting Type: Annual Record Date: APR 14, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 TO RECEIVE THE REPORT AND ACCOUNTS FOR For For Management 2003 2.1 Elect Director The Lord Butler For For Management 2.2 Elect Director The Baroness Dunn For For Management 2.3 Elect Director R A Fairhead For For Management 2.4 Elect Director W K L Fung For For Management 2.5 Elect Director M F Geoghegan For For Management 2.6 Elect Director S Hintze For For Management 2.7 Elect Director Sir John Kemp-Welch For For Management 2.8 Elect Director Sir Mark Moody-Stuart For For Management 2.9 Elect Director H Sohmen For For Management 3 Ratify Auditors For For Management 4 TO APPROVE THE DIRECTORS REMUNERATION For For Management REPORT FOR 2003 5 TO AUTHORISE THE COMPANY TO PURCHASE ITS For For Management OWN ORDINARY SHARES 6 TO AUTHORISE THE DIRECTORS TO ALLOT For For Management SHARES 7 TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL For For Management RESOLUTION) 8 TO INCREASE THE FEES PAYABLE TO EACH For For Management DIRECTOR TO 55,000 POUNDS PER ANNUM -------------------------------------------------------------------------------- ILLINOIS TOOL WORKS INC. Ticker: ITW Security ID: 452308109 Meeting Date: MAY 7, 2004 Meeting Type: Annual Record Date: MAR 9, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William F. Aldinger For For Management 1.2 Elect Director Michael J. Birck For For Management 1.3 Elect Director Marvin D. Brailsford For For Management 1.4 Elect Director James R. Cantalupo For For Management 1.5 Elect Director Susan Crown For For Management 1.6 Elect Director Don H. Davis, Jr. For For Management 1.7 Elect Director W. James Farrell For For Management 1.8 Elect Director Robert C. McCormack For For Management 1.9 Elect Director Robert S. Morrison For For Management 1.10 Elect Director Harold B. Smith For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- ING GROEP NV Ticker: ING Security ID: 456837103 Meeting Date: APR 27, 2004 Meeting Type: Annual Record Date: MAR 25, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 DISCUSSION AND ADOPTION OF THE ANNUAL For For Management ACCOUNTS FOR 2003. 2 ADOPTION OF THE DIVIDEND FOR 2003. For For Management 3 Ratify Auditors For For Management 4 PROPOSAL TO DISCHARGE THE EXECUTIVE BOARD For For Management IN RESPECT OF THE DUTIES PERFORMED DURING THE YEAR 2003. 5 PROPOSAL TO DISCHARGE THE SUPERVISORY For For Management BOARD IN RESPECT OF THE DUTIES PERFORMED DURING THE YEAR 2003. 6 EXECUTIVE BOARD REMUNERATION: ADOPTION OF For For Management REMUNERATION POLICY. 7 EXECUTIVE BOARD REMUNERATION: APPROVAL OF For For Management LONG-TERM INCENTIVE PLAN. 8 AMENDMENTS TO THE ARTICLES OF For For Management ASSOCIATION. 9 COMPOSITION OF THE EXECUTIVE BOARD: For For Management APPOINTMENT OF ERIC BOYER DE LA GIRODAY. 10 COMPOSITION OF THE EXECUTIVE BOARD: For For Management APPOINTMENT OF ELI LEENAARS. 11 COMPOSITION OF THE EXECUTIVE BOARD: For For Management APPOINTMENT OF HANS VERKOREN. 12 COMPOSITION OF THE SUPERVISORY BOARD: For For Management APPOINTMENT OF ERIC BOURDAIS DE CHARBONNIERE. 13 AUTHORIZATION TO ISSUE SHARES AND TO For Against Management RESTRICT OR EXCLUDE PREFERENTIAL RIGHTS. 14 AUTHORIZATION TO ACQUIRE SHARES IN ITS For For Management OWN CAPITAL. *NOTE* VOTING CUT-OFF DATE: APRIL 20, 2004 AT 3:00 P.M. EDT. -------------------------------------------------------------------------------- INTEL CORP. Ticker: INTC Security ID: 458140100 Meeting Date: MAY 19, 2004 Meeting Type: Annual Record Date: MAR 22, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Craig R. Barrett For For Management 1.2 Elect Director Charlene Barshefsky For For Management 1.3 Elect Director E. John P. Browne For For Management 1.4 Elect Director Andrew S. Grove For For Management 1.5 Elect Director D. James Guzy For Withhold Management 1.6 Elect Director Reed E. Hundt For For Management 1.7 Elect Director Paul S. Otellini For For Management 1.8 Elect Director David S. Pottruck For For Management 1.9 Elect Director Jane E. Shaw For For Management 1.10 Elect Director John L. Thornton For For Management 1.11 Elect Director David B. Yoffie For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Expense Stock Options Against For Shareholder 5 Limit/Prohibit Awards to Executives Against For Shareholder 6 Performance- Based/Indexed Options Against For Shareholder -------------------------------------------------------------------------------- INTERNATIONAL PAPER CO. Ticker: IP Security ID: 460146103 Meeting Date: MAY 11, 2004 Meeting Type: Annual Record Date: MAR 17, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martha F. Brooks For For Management 1.2 Elect Director James A. Henderson For For Management 1.3 Elect Director Robert D. Kennedy For For Management 1.4 Elect Director W. Craig McClelland For Withhold Management 1.5 Elect Director Robert M. Amen For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Amend Omnibus Stock Plan For For Management 5 Limit Executive Compensation Against Against Shareholder -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 22, 2004 Meeting Type: Annual Record Date: FEB 24, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerard N. Burrow For For Management 1.2 Elect Director Mary S. Coleman For For Management 1.3 Elect Director James G. Cullen For For Management 1.4 Elect Director Robert J. Darretta For For Management 1.5 Elect Director M. Judah Folkman For For Management 1.6 Elect Director Ann D. Jordan For For Management 1.7 Elect Director Arnold G. Langbo For For Management 1.8 Elect Director Susan L. Lindquist For For Management 1.9 Elect Director Leo F. Mullin For For Management 1.10 Elect Director Steven S Reinemund For For Management 1.11 Elect Director David Satcher For For Management 1.12 Elect Director Henry B. Schacht For For Management 1.13 Elect Director William C. Weldon For For Management 2 Ratify Auditors For For Management 3 Cease Charitable Contributions Against Against Shareholder -------------------------------------------------------------------------------- KLA-TENCOR CORP. Ticker: KLAC Security ID: 482480100 Meeting Date: NOV 5, 2003 Meeting Type: Annual Record Date: SEP 15, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.a Elect Director H. Raymond Bingham For For Management 1.b Elect Director Robert T. Bond For For Management 1.c Elect Director Richard J. Elkus, Jr. For For Management 1.d Elect Director Michael E. Marks For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- LEHMAN BROTHERS HOLDINGS INC. Ticker: LEH Security ID: 524908100 Meeting Date: APR 2, 2004 Meeting Type: Annual Record Date: FEB 13, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger S. Berlind For For Management 1.2 Elect Director Marsha Johnson Evans For For Management 1.3 Elect Director Sir Christopher Gent For For Management 1.4 Elect Director Dina Merrill For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- LOCKHEED MARTIN CORP. Ticker: LMT Security ID: 539830109 Meeting Date: APR 22, 2004 Meeting Type: Annual Record Date: MAR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director E.C. 'Pete' Aldridge, Jr. For For Management 1.2 Elect Director Nolan D. Archibald For For Management 1.3 Elect Director Norman R. Augustine For Withhold Management 1.4 Elect Director Marcus C. Bennett For For Management 1.5 Elect Director Vance D. Coffman For For Management 1.6 Elect Director Gwendolyn S. King For For Management 1.7 Elect Director Douglas H. McCorkindale For For Management 1.8 Elect Director Eugene F. Murphy For For Management 1.9 Elect Director Joseph W. Ralston For Withhold Management 1.10 Elect Director Frank Savage For For Management 1.11 Elect Director Anne Stevens For For Management 1.12 Elect Director Robert J. Stevens For For Management 1.13 Elect Director James R. Ukropina For For Management 1.14 Elect Director Douglas C. Yearley For For Management 2 Ratify Auditors For For Management 3 Report on Executive Ties to Government Against Against Shareholder 4 Submit Shareholder Rights Plan (Poison Against Against Shareholder Pill) to Shareholder Vote 5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder Services 6 Develop Ethical Criteria for Military Against Against Shareholder Contracts -------------------------------------------------------------------------------- LOWE Ticker: LOW Security ID: 548661107 Meeting Date: MAY 28, 2004 Meeting Type: Annual Record Date: APR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leonard L. Berry For For Management 1.2 Elect Director Paul Fulton For For Management 1.3 Elect Director Dawn E. Hudson For Withhold Management 1.4 Elect Director Marshall O. Larsen For For Management 1.5 Elect Director Robert A. Niblock For For Management 1.6 Elect Director Stephen F. Page For For Management 1.7 Elect Director O. Temple Sloan, Jr. For For Management 1.8 Elect Director Robert L. Tillman For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- MARSH & MCLENNAN COMPANIES, INC. Ticker: MMC Security ID: 571748102 Meeting Date: MAY 20, 2004 Meeting Type: Annual Record Date: MAR 22, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis W. Bernard For For Management 1.2 Elect Director Mathis Cabiallavetta For For Management 1.3 Elect Director Zachary W. Carter For For Management 1.4 Elect Director Robert F. Erburu For For Management 1.5 Elect Director Oscar Fanjul For For Management 1.6 Elect Director Ray J. Groves For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- MATSUSHITA ELECTRIC INDUSTRIAL CO. LTD. Ticker: MC Security ID: 576879209 Meeting Date: JUN 29, 2004 Meeting Type: Annual Record Date: MAY 28, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 TO APPROVE THE PROPOSED ALLOCATION OF For For Management PROFIT WITH RESPECT TO THE 97TH FISCAL PERIOD. 2 TO MAKE PARTIAL AMENDMENTS TO THE COMPANY For For Management S ARTICLES OF INCORPORATION. 3.1 Elect Director Yoichi Morishita For For Management 3.2 Elect Director Masayuki Matsushita For For Management 3.3 Elect Director Kunio Nakamura For For Management 3.4 Elect Director Kazuo Toda For For Management 3.5 Elect Director Osamu Tanaka For For Management 3.6 Elect Director Yukio Shohtoku For For Management 3.7 Elect Director Takami Sano For For Management 3.8 Elect Director Susumu Koike For For Management 3.9 Elect Director Fumio Ohtsubo For For Management 3.10 Elect Director Hidetsugu Otsuru For For Management 3.11 Elect Director Tetsuya Kawakami For For Management 3.12 Elect Director Yoshitaka Hayashi For For Management 3.13 Elect Director Josei Ito For For Management 3.14 Elect Director Toshio Morikawa For For Management 3.15 Elect Director Toshihiro Sakamoto For For Management 3.16 Elect Director Shinichi Fukushima For For Management 3.17 Elect Director Masaharu Matsushita For For Management 3.18 Elect Director Masaki Akiyama* For For Management 3.19 Elect Director Mikio Ito* For For Management 4 ELECTION AS CORPORATE AUDITOR: YUKIO For For Management FURUTA 5 ELECTION AS CORPORATE AUDITOR: IKUO HATA For For Management 6 TO GRANT RETIREMENT ALLOWANCES TO For For Management RETIRING DIRECTORS FOR THEIR MERITORIOUS SERVICE. 7 TO GRANT RETIREMENT ALLOWANCES TO For Against Management RETIRING CORPORATE AUDITORS FOR THEIR MERITORIOUS SERVICE. -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 589331107 Meeting Date: APR 27, 2004 Meeting Type: Annual Record Date: FEB 24, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter C. Wendell For For Management 1.2 Elect Director William G. Bowen For For Management 1.3 Elect Director William M. Daley For For Management 1.4 Elect Director Thomas E. Shenk For For Management 1.5 Elect Director Wendell P. Weeks For For Management 2 Ratify Auditors For For Management 3 Declassify the Board of Directors For For Management 4 Prohibit Awards to Executives Against Against Shareholder 5 Develop Ethical Criteria for Patent Against Against Shareholder Extension 6 Link Executive Compensation to Social Against Against Shareholder Issues 7 Report on Political Contributions Against Against Shareholder 8 Report on Operational Impact of HIV/AIDS, Against Against Shareholder TB, and Malaria Pandemic -------------------------------------------------------------------------------- MICRON TECHNOLOGY, INC. Ticker: MU Security ID: 595112103 Meeting Date: NOV 21, 2003 Meeting Type: Annual Record Date: SEP 22, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven R. Appleton For For Management 1.2 Elect Director James W. Bagley For For Management 1.3 Elect Director Robert A. Lothrop For For Management 1.4 Elect Director Thomas T. Nicholson For For Management 1.5 Elect Director Gordon C. Smith For For Management 1.6 Elect Director William P. Weber For For Management 2 Amend Employee Stock Purchase Plan For For Management 3 Amend Stock Option Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- MICROSOFT CORP. Ticker: MSFT Security ID: 594918104 Meeting Date: NOV 11, 2003 Meeting Type: Annual Record Date: SEP 12, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Steven A. Ballmer For For Management 1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management 1.4 Elect Director Raymond V. Gilmartin For For Management 1.5 Elect Director Ann McLaughlin Korologos For For Management 1.6 Elect Director David F. Marquardt For For Management 1.7 Elect Director Charles H. Noski For For Management 1.8 Elect Director Dr. Helmut Panke For For Management 1.9 Elect Director Wm. G. Reed, Jr. For For Management 1.10 Elect Director Jon A. Shirley For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Non-Employee Director Stock Option For For Management Plan 4 Refrain from Giving Charitable Against Against Shareholder Contributions -------------------------------------------------------------------------------- NATIONAL AUSTRALIA BANK (NAB) Ticker: NAB Security ID: 632525408 Meeting Date: DEC 19, 2003 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Chairman's Address and Presentation by None None Management the Managing Director and Chief Executive Officer 2 Receive Financial Statements and None None Management Statutory Reports 3a Elect Peter JB Duncan as Director For For Management 3b Elect Edward D Tweddell as Director For For Management 3c Elect Catherine M Walter as Director For For Management 3d Elect John M Stewart as Director For For Management 3e Elect John G Thorn as Director For For Management 4 Approve Share, Option and Performance For For Management Rights Plan Grants to John M Stewart 5 Approve Share, Option and Performance For For Management Rights Plan Grants to FJ Cicutto, Managing Director and Chief Executive Officer 6 Approve Discontinuation of Non-Executive None For Management Directors' Retirements Benefits Scheme 7 Approve Remuneration of Directors in the None For Management Amount of AUD 3.5 Million 8 Approve Non-Executive Directors' Share For For Management Plan 9 Authorize Share Repurchase Program For For Management Relating to Preference Shares Associated With the Trust Units Exchangeable for Preference Shares (TrUEPrS) -------------------------------------------------------------------------------- NATIONAL CITY CORP. Ticker: NCC Security ID: 635405103 Meeting Date: APR 27, 2004 Meeting Type: Annual Record Date: MAR 5, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. Barfield For For Management 1.2 Elect Director James S. Broadhurst For For Management 1.3 Elect Director John W. Brown For For Management 1.4 Elect Director Christopher M. Connor For For Management 1.5 Elect Director David A. Daberko For For Management 1.6 Elect Director Joseph T. Gorman For For Management 1.7 Elect Director Bernadine P. Healy For For Management 1.8 Elect Director Paul A. Ormond For For Management 1.9 Elect Director Robert A. Paul For For Management 1.10 Elect Director Gerald L. Shaheen For For Management 1.11 Elect Director Jerry Sue Thornton For For Management 1.12 Elect Director Morry Weiss For For Management 2 Approve Omnibus Stock Plan For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- NEWS CORPORATION LTD. Ticker: NWS Security ID: 652487703 Meeting Date: OCT 15, 2003 Meeting Type: Annual Record Date: OCT 13, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lachlan Murdoch as Director For For Management 2 Elect Thomas Perkins as Director For For Management 3 Elect Stanley Shuman as Director For For Management 4 Elect Arthur Siskind as Director For For Management 5 Approve Stock Option Plan Grants to For Against Management Executive Directors 6 Approve Remuneration of Directors in the For For Management Amount of Up to AUD 1.85 Million -------------------------------------------------------------------------------- NISSAN MOTOR CO. LTD. Ticker: NSANY Security ID: 654744408 Meeting Date: JUN 23, 2004 Meeting Type: Annual Record Date: MAY 28, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF APPROPRIATION OF RETAINED For For Management EARNINGS FOR THE 105TH FISCAL YEAR 2 AMENDMENT TO THE ARTICLES OF For For Management INCORPORATION 3 ISSUANCE OF SHINKABU-YOYAKUKEN (STOCK For For Management ACQUISITION RIGHT) WITHOUT CONSIDERATON AS STOCK OPTIONS TO EMPLOYEES OF THE COMPANY AND DIRECTORS AND EMPLOYEES OF ITS SUBSIDIARIES AND AFFILIATES 4 ACQUISITION OF OWN SHARES (TREASURY For For Management STOCKS) 5 ELECTION OF STATUTORY AUDITOR: HIROSHI For For Management MORIYAMA 6 ELECTION OF STATUTORY AUDITOR: SHINJI For For Management ICHISHIMA 7 ELECTION OF STATUTORY AUDITOR: KEISHI For For Management IMAMURA 8 ELECTION OF STATUTORY AUDITOR: HIROYASU For For Management KAN 9 ELECTION OF STATUTORY AUDITOR: HARUO For For Management MURAKAMI 10 GRANTING OF RETIREMENT ALLOWANCE TO THE For For Management RETIRING STATUTORY AUDITORS -------------------------------------------------------------------------------- NOKIA CORP. Ticker: NOK Security ID: 654902204 Meeting Date: MAR 25, 2004 Meeting Type: Annual Record Date: JAN 30, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE INCOME STATEMENTS AND THE For For Management BALANCE SHEETS. 2 APPROVAL OF A DIVIDEND OF EUR 0.30 PER For For Management SHARE. 3 APPROVAL OF THE DISCHARGE OF THE For For Management CHAIRMAN, THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY. 4.1 Elect Director Paul J. Collins For For Management 4.2 Elect Director Georg Ehrnrooth For For Management 4.3 Elect Director Bengt Holmstrom For For Management 4.4 Elect Director Per Karlsson For For Management 4.5 Elect Director Jorma Ollila For For Management 4.6 Elect Director Marjorie Scardino For For Management 4.7 Elect Director Vesa Vainio For For Management 4.8 Elect Director Arne Wessberg For For Management 5 Ratify Auditors For For Management 6 APPROVAL OF THE PROPOSAL OF THE BOARD TO For For Management REDUCE THE SHARE CAPITAL THROUGH CANCELLATION OF NOKIA SHARES HELD BY THE COMPANY 7 APPROVAL OF THE AUTHORIZATION TO THE For For Management BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY. 8 APPROVAL OF THE AUTHORIZATION TO THE For For Management BOARD TO REPURCHASE NOKIA SHARES. 9 APPROVAL OF THE AUTHORIZATION TO THE For For Management BOARD TO DISPOSE NOKIA SHARES HELD BY THE COMPANY. 10 APPROVAL OF THE PROPOSAL OF THE BOARD TO For For Management INCREASE THE CAPITAL OF THE FOUNDATION OF NOKIA CORPORATION. 11 MARK THE FOR BOX IF YOU WISH TO None Against Management INSTRUCT THE DEPOSITARY TO GIVE A PROXY TO ANY ONE OF MARIANNA UOTINEN-TARKOMA, ESA KAUNISTOLA, BOTH LEGAL COUNSELS OF NOKIA CORPORATION, TO AUTHORIZE ANY OF THEM (WITH FULL POWER OF SUBSTITUTION) TO VOTE, IN THEIR DISCR -------------------------------------------------------------------------------- NOMURA HOLDINGS INC. Ticker: NOMUF Security ID: 65535H208 Meeting Date: JUN 25, 2004 Meeting Type: Annual Record Date: MAR 30, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 AMENDMENTS TO THE ARTICLES OF For For Management INCORPORATION 2 ISSUANCE OF STOCK ACQUISITION RIGHTS AS For For Management STOCK OPTIONS 3 ELECTION OF DIRECTOR: JUNICHI UJIIE For For Management 4 ELECTION OF DIRECTOR: NOBUYUKI KOGA For For Management 5 ELECTION OF DIRECTOR: HIROSHI TODA For For Management 6 ELECTION OF DIRECTOR: KAZUTOSHI INANO For For Management 7 ELECTION OF DIRECTOR: SHOZO KUMANO For For Management 8 ELECTION OF DIRECTOR: MASAHARU SHIBATA For For Management 9 ELECTION OF DIRECTOR: HIDEAKI KUBORI For For Management 10 ELECTION OF DIRECTOR: HARUO TSUJI For For Management 11 ELECTION OF DIRECTOR: FUMIHIDE NOMURA For For Management 12 ELECTION OF DIRECTOR: KOJI TAJIKA For For Management 13 ELECTION OF DIRECTOR: NOBUYUKI SHIGEMUNE For For Management -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NVS Security ID: 66987V109 Meeting Date: FEB 24, 2004 Meeting Type: Annual Record Date: JAN 30, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE ANNUAL REPORT, THE For For Management FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2003. 2 APPROVAL OF THE ACTIVITIES OF THE BOARD For For Management OF DIRECTORS. 3 APPROPRIATION OF AVAILABLE EARNINGS OF For For Management NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND. 4 CONVERSION OF GENERAL RESERVES INTO FREE For For Management RESERVES. 5 REDUCTION OF SHARE CAPITAL. For For Management 6 FURTHER SHARE REPURCHASE PROGRAM. For For Management 7 AMENDMENT TO THE ARTICLES OF For For Management INCORPORATION. 8 ELECTION TO THE BOARD OF DIRECTORS. For For Management RE-ELECTION OF PROF. DR. HELMUT SIHLER FOR A THREE-YEAR TERM. 9 ELECTION TO THE BOARD OF DIRECTORS. For For Management RE-ELECTION OF MR. HANS-JORG RUDLOFF FOR A THREE-YEAR TERM. 10 ELECTION TO THE BOARD OF DIRECTORS. For For Management RE-ELECTION OF DR. DANIEL VASELLA FOR A THREE-YEAR TERM. 11 Ratify Auditors For For Management -------------------------------------------------------------------------------- ORACLE CORP. Ticker: ORCL Security ID: 68389X105 Meeting Date: OCT 13, 2003 Meeting Type: Annual Record Date: AUG 21, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lawrence J. Ellison For For Management 1.2 Elect Director Donald L. Lucas For For Management 1.3 Elect Director Michael J. Boskin For For Management 1.4 Elect Director Jeffrey O. Henley For For Management 1.5 Elect Director Jack F. Kemp For For Management 1.6 Elect Director Jeffrey Berg For For Management 1.7 Elect Director Safra Catz For For Management 1.8 Elect Director Hector Garcia-Molina For For Management 1.9 Elect Director Joseph A. Grundfest For For Management 1.10 Elect Director H. Raymond Bingham For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Ratify Auditors For For Management 4 Amend Non-Employee Director Omnibus Stock For For Management Plan 5 Implement China Principles Against Against Shareholder -------------------------------------------------------------------------------- PROCTER & GAMBLE COMPANY, THE Ticker: PG Security ID: 742718109 Meeting Date: OCT 14, 2003 Meeting Type: Annual Record Date: AUG 1, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Norman R. Augustine For For Management 1.2 Elect Director A.G. Lafley For For Management 1.3 Elect Director Johnathan A. Rodgers For For Management 1.4 Elect Director John F. Smith, Jr. For For Management 1.5 Elect Director Margaret C. Whitman For For Management 2 Ratify Auditors For For Management 3 Approve Non-Employee Director Omnibus For Against Management Stock Plan 4 Declassify the Board of Directors Against For Shareholder 5 Label Genetically Engineered Foods Against Against Shareholder -------------------------------------------------------------------------------- RIO TINTO PLC (FORMERLY RTZ CORP. PLC) Ticker: Security ID: 767204100 Meeting Date: APR 7, 2004 Meeting Type: Annual Record Date: MAR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 AUTHORITY TO ALLOT RELEVANT SECURITIES For For Management UNDER SECTION 80 OF THE COMPANIES ACT 1955 2 AUTHORITY TO ALLOT EQUITY SECURITIES FOR For For Management CASH UNDER SECTION 89 OF THE COMPANIES ACT 1955 3 AUTHORITY TO PURCHASE RIO TINTO PLC For For Management SHARES BY THE COMPANY OR RIO TINTO LIMITED 4 APPROVAL OF THE MINING COMPANIES For For Management COMPARATIVE PLAN 2004 AND THE RIO TINTO SHARE OPTION PLAN 2004 5 ELECTION OF SIR JOHN KERR AS A DIRECTOR For For Management 6 RE-ELECTION OF MR LEIGH CLIFFORD AS A For For Management DIRECTOR 7 RE-ELECTION OF MR GUY ELLIOTT AS A For For Management DIRECTOR 8 RE-ELECTION OF SIR RICHARD SYKES AS A For For Management DIRECTOR (MEMBER OF THE REMUNERATIONS COMMITTEE) 9 RE-ELECTION OF RICHARD GIORDANO AS A For For Management DIRECTOR (MEMBER OF THE AUDIT, NOMINATIONS, SOCIAL/ENVIRONMENTAL ACCOUNT. COMMITTEES) 10 Ratify Auditors For For Management 11 APPROVAL OF REMUNERATION REPORT For For Management 12 RECEIVE ANNUAL REPORT AND FINANCIAL For For Management STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2003 -------------------------------------------------------------------------------- ROHM AND HAAS CO. Ticker: ROH Security ID: 775371107 Meeting Date: MAY 3, 2004 Meeting Type: Annual Record Date: MAR 5, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Avery For For Management 1.2 Elect Director J. Michael Fitzpatrick For For Management 1.3 Elect Director Earl G. Graves, Sr. For For Management 1.4 Elect Director Raj L. Gupta For For Management 1.5 Elect Director David W. Haas For For Management 1.6 Elect Director Thomas W. Haas For For Management 1.7 Elect Director James A. Henderson For For Management 1.8 Elect Director Richard L. Keyser For For Management 1.9 Elect Director Jorge P. Montoya For For Management 1.10 Elect Director Sandra O. Moose For For Management 1.11 Elect Director Gilbert S. Omenn For For Management 1.12 Elect Director Gary L. Rogers For For Management 1.13 Elect Director Ronaldo H. Schmitz For For Management 1.14 Elect Director Marna C. Whittington For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Auditors For For Management 6 Other Business For Against Management -------------------------------------------------------------------------------- ROYAL DUTCH PETROLEUM CO. Ticker: RPETY Security ID: 780257804 Meeting Date: JUN 28, 2004 Meeting Type: Annual Record Date: MAY 20, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 FINALIZATION OF THE BALANCE SHEET AS AT For For Management DECEMBER 31, 2003, THE PROFIT AND LOSS ACCOUNT FOR THE YEAR 2003 AND THE NOTES TO THE BALANCE SHEET AND THE PROFIT AND LOSS ACCOUNT. 2 DECLARATION OF THE TOTAL DIVIDEND FOR THE For For Management YEAR 2003. 3 DISCHARGE OF THE MANAGING DIRECTORS OF For Against Management RESPONSIBILITY IN RESPECT OF THEIR MANAGEMENT FOR THE YEAR 2003. 4 DISCHARGE OF THE MEMBERS OF THE For Against Management SUPERVISORY BOARD OF RESPONSIBILITY FOR THEIR SUPERVISION FOR THE YEAR 2003. 5 APPOINTMENT OF MS. L.Z. COOK AS A For For Management MANAGING DIRECTOR OF THE COMPANY.* 6 APPOINTMENT OF MRS. CH. MORIN-POSTEL AS A For For Management MEMBER OF THE SUPERVISORY BOARD.* 7 APPOINTMENT OF MR. M.A. VAN DEN BERGH AS For For Management A MEMBER OF THE SUPERVISORY BOARD OWING TO RETIREMENT BY ROTATION.* 8 REDUCTION OF THE ISSUED SHARE CAPITAL For For Management WITH A VIEW TO CANCELLA- TION OF THE SHARES ACQUIRED BY THE COMPANY IN ITS OWN CAPITAL. 9 AUTHORIZATION OF THE BOARD OF MANAGEMENT, For For Management PURSUANT TO ARTICLE 98, BOOK 2 OF THE NETHERLANDS CIVIL CODE, AS THE COMPETENT BODY TO ACQUIRE SHARES IN THE CAPITAL OF THE COMPANY. -------------------------------------------------------------------------------- SARA LEE CORP. Ticker: SLE Security ID: 803111103 Meeting Date: OCT 30, 2003 Meeting Type: Annual Record Date: SEP 2, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J.T. Battenberg III For For Management 1.2 Elect Director Charles W. Coker For For Management 1.3 Elect Director James S. Crown For For Management 1.4 Elect Director Willie D. Davis For For Management 1.5 Elect Director Vernon E. Jordan, Jr. For For Management 1.6 Elect Director Laurette T. Koellner For For Management 1.7 Elect Director Cornelis J.A. Van Lede For For Management 1.8 Elect Director Joan D. Manley For For Management 1.9 Elect Director Cary D. McMillan For For Management 1.10 Elect Director C. Steven McMillan For For Management 1.11 Elect Director Rozanne L. Ridgway For For Management 1.12 Elect Director Richard L. Thomas For For Management 2 Ratify Auditors For For Management 3 Report on Charitable Contributions Against Against Shareholder 4 Implement and Monitor Code of Corporate Against Against Shareholder Conduct - ILO Standards -------------------------------------------------------------------------------- SIEBEL SYSTEMS, INC. Ticker: SEBL Security ID: 826170102 Meeting Date: JUN 23, 2004 Meeting Type: Annual Record Date: APR 29, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. Scott Hartz For For Management 1.2 Elect Director Charles R. Schwab For For Management 1.3 Elect Director George T. Shaheen For For Management 1.4 Elect Director John W. White For For Management 2 Ratify Auditors For For Management 3 Expense Stock Options Abstain For Shareholder -------------------------------------------------------------------------------- SIEMENS AG Ticker: SMAG40 Security ID: 826197501 Meeting Date: JAN 22, 2004 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of EUR 1.10 per Share 3 Approve Discharge of Management Board for For For Management Fiscal 2002/2003 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2002/2003 5 Ratify KPMG as Auditors For For Management 6 Elect Jerry Speyer to the Supervisory For For Management Board; Elect Hans-Dieter Wiedig as a Deputy Supervisory Board Member 7 Authorize Repurchase of up to Ten Percent For For Management of Issued Share Capital; Authorize Board to Issue Repurchased Shares 8 Approve Creation of EUR 600 Million Pool For For Management of Conditional Capital with Preemptive Rights 9 Approve Issuance of Convertible Bonds For For Management and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 11.3 Billion with Preemptive Rights; Approve Creation of EUR 600 Million Pool of Conditional Capital to Guarantee Conversion Rights -------------------------------------------------------------------------------- SONY CORP. Ticker: SNE Security ID: 835699307 Meeting Date: JUN 22, 2004 Meeting Type: Annual Record Date: MAR 30, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to: Authorize Share For For Management Repurchases at Board's Discretion 2 TO ELECT 16 DIRECTORS. For For Management 3 TO ISSUE STOCK ACQUISITION RIGHTS FOR THE For For Management SHARES OF COMMON STOCK OF THE CORPORATION FOR THE PURPOSE OF GRANTING STOCK OPTIONS. 4 TO ISSUE STOCK ACQUISITION RIGHTS FOR THE For For Management SHARES OF SUBSIDIARY TRACKING STOCK OF THE CORPORATION FOR THE PURPOSE OF GRANTING STOCK OPTIONS. 5 TO AMEND THE ARTICLES OF INCORPORATION Against Against Shareholder WITH RESPECT TO DISCLOSURE TO SHAREHOLDERS OF REMUNERATION AND OTHER AMOUNTS PAID TO EACH DIRECTOR AND CORPORATE EXECUTIVE OFFICER. -------------------------------------------------------------------------------- SUNTRUST BANKS, INC. Ticker: STI Security ID: 867914103 Meeting Date: APR 20, 2004 Meeting Type: Annual Record Date: FEB 20, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Hicks Lanier For For Management 1.2 Elect Director Larry L. Prince For For Management 1.3 Elect Director Frank S. Royal, M.D. For For Management 1.4 Elect Director Robert M. Beall, II For For Management 1.5 Elect Director Jeffrey C. Crowe For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.) Ticker: TEF Security ID: 879382208 Meeting Date: APR 29, 2004 Meeting Type: Annual Record Date: APR 2, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE ANNUAL ACCOUNTS AND OF For For Management THE MANAGEMENT REPORT OF TELEFONICA, S.A. AND OF ITS CONSOLIDATED GROUP OF COMPANIES, AS WELL AS THE PROPOSAL FOR THE APPLICATION OF THE RESULTS OF TELEFONICA, S.A., AND THAT OF THE MANAGEMENT OF ITS BOARD OF DIRE 2 APPROVAL OF THE SHAREHOLDER REMUNERATION: For For Management DISTRIBUTION OF DIVIDENDS FROM 2003 NET INCOME AND FROM THE ADDITIONAL PAID-IN-CAPITAL RESERVE. 3 APPROVAL OF THE DESIGNATION OF THE For For Management ACCOUNTS AUDITOR FOR THE 2004 FISCAL YEAR. 4 APPROVAL OF THE AUTHORIZATION FOR THE For For Management ACQUISITION OF TREASURY STOCK, DIRECTLY OR THROUGH GROUP COMPANIES. 5 APPROVAL, IF APPROPRIATE, OF THE For For Management REGULATIONS OF THE GENERAL MEETING OF SHAREHOLDERS OF TELEFONICA, S.A. . 6 DELEGATION OF POWERS FOR THE FORMALIZING, For For Management INTERPRETING, CORRECTING AND EXECUTING OF THE RESOLUTIONS ADOPTED BY THE ANNUAL GENERAL SHAREHOLDERS MEETING. -------------------------------------------------------------------------------- TOTAL S.A. (FORMERLY TOTAL FINA ELF S.A ) Ticker: TOT Security ID: 89151E109 Meeting Date: MAY 14, 2004 Meeting Type: Annual Record Date: MAR 24, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF CERTAIN REPORTS AND OF THE For For Management PARENT COMPANY S FINANCIAL STATEMENTS 2 APPROVAL OF CONSOLIDATED FINANCIAL For For Management STATEMENTS 3 ALLOCATION OF INCOME, APPROVAL OF THE For For Management DIVIDEND 4 AGREEMENTS MENTIONED IN ARTICLE L. 225-38 For For Management OF THE FRENCH COMMERCIAL CODE 5 AUTHORIZATION TO TRADE THE COMPANY S OWN For For Management SHARES 6 AUTHORIZATION FOR THE BOARD OF DIRECTORS For For Management TO ISSUE DEBT SECURITIES AND/OR PERPETUAL SUBORDINATED NOTES FOR A MAXIMUM NOMINAL AMOUNT OF 10 BILLION EUROS 7.1 Elect Director Mr. Thierry Desmarest For For Management 7.2 Elect Director Mr. Thierry De Rudder For For Management 7.3 Elect Director Mr. Serge Tchuruk For For Management 8 APPOINTMENT OF DANIEL BOEUF AS A DIRECTOR For For Management REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF INCORPORATION 9 APPOINTMENT OF PHILIPPE MARCHANDISE AS A Against Against Management DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF INCORPORATION 10 APPOINTMENT OF CYRIL MOUCHE AS A DIRECTOR Against Against Management REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF INCORPORATION 11 APPOINTMENT OF ALAN CRAMER AS A DIRECTOR Against Against Management REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF INCORPORATION 12 Ratify Auditors For For Management 13 RENEWAL OF STATUTORY AUDITORS For For Management 14 Ratify Auditors For For Management 15 Ratify Auditors For For Management 16 DETERMINATION OF THE TOTAL AMOUNT OF For For Management DIRECTORS COMPENSATION 17 AUTHORIZATION TO AWARD OPTIONS TO For For Management SUBSCRIBE FOR OR PURCHASE STOCK OF THE COMPANY IN FAVOUR OF THE MANAGEMENT AND KEY EMPLOYEES OF THE GROUP 18 AUTHORIZATION FOR ISSUING CONVERTIBLE OR For For Management OTHER EQUITY SECURITIES 19 AUTHORIZATION TO USE THE ABOVE DELEGATION For For Management WITHOUT MAINTENANCE OF PREFERENTIAL SUBSCRIPTION RIGHTS, BUT WITH AN OPTION TO GRANT A PRIORITY PERIOD 20 CAPITAL INCREASE RESERVED FOR EMPLOYEES For For Management -------------------------------------------------------------------------------- UBS AG Ticker: Security ID: H8920M855 Meeting Date: APR 15, 2004 Meeting Type: Annual Record Date: MAR 10, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 ANNUAL REPORT, GROUP AND PARENT COMPANY For For Management ACCOUNTS FOR 2003. REPORTS OF THE GROUP AND STATUTORY AUDITORS 2 APPROPRIATION OF RETAINED EARNINGS. For For Management DIVIDEND FOR FINANCIAL YEAR 2003 3 DISCHARGE OF THE MEMBERS OF THE BOARD OF For For Management DIRECTORS AND THE GROUP EXECUTIVE BOARD 4 RE-ELECTION OF BOARD MEMBER: SIR PETER For For Management DAVIS 5 ELECTION OF NEW BOARD MEMBER: STEPHAN For For Management HAERINGER 6 ELECTION OF NEW BOARD MEMBER: HELMUT For For Management PANKE 7 ELECTION OF NEW BOARD MEMBER: PETER For For Management SPUHLER 8 RE-ELECTION OF GROUP AND STATUTORY For For Management AUDITORS ERNST & YOUNG LTD., BASEL 9 CAPITAL REDUCTION: CANCELLATION OF SHARES For For Management REPURCHASED UNDER THE 2003/2004 SHARE BUYBACK PROGRAM AND RESPECTIVE AMENDMENT OF ARTICLE 4 OF THE ARTICLES OF ASSOCIATION 10 CAPITAL REDUCTION: APPROVAL OF A NEW For For Management 2004/2005 SHARE BUYBACK PROGRAM 11 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS For Against Management DURING THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO VOTE IN ACCORDANCE WITH THE BOARD OF DIRECTORS -------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORP. Ticker: UTX Security ID: 913017109 Meeting Date: APR 14, 2004 Meeting Type: Annual Record Date: FEB 17, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Betsy J. Bernard For For Management 1.2 Elect Director George David For For Management 1.3 Elect Director Jean-Pierre Garnier For For Management 1.4 Elect Director Jamie S. Gorelick For For Management 1.5 Elect Director Charles R. Lee For For Management 1.6 Elect Director Richard D. McCormick For For Management 1.7 Elect Director Harold McGraw III For For Management 1.8 Elect Director Frank P. Popoff For For Management 1.9 Elect Director H. Patrick Swygert For For Management 1.10 Elect Director Andre Villeneuve For For Management 1.11 Elect Director H. A. Wagner For For Management 1.12 Elect Director Christine Todd Whitman For For Management 2 Ratify Auditors For For Management 3 Disclosure of Executive Compensation Against Against Shareholder 4 Develop Ethical Criteria for Military Against Against Shareholder Contracts 5 Performance-Based/Indexed Options Against For Shareholder 6 Separate Chairman and CEO Positions Against For Shareholder -------------------------------------------------------------------------------- WALT DISNEY COMPANY, THE Ticker: DIS Security ID: 254687106 Meeting Date: MAR 3, 2004 Meeting Type: Annual Record Date: JAN 16, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. Bryson For For Management 1.2 Elect Director John S. Chen For For Management 1.3 Elect Director Michael D. Eisner For Withhold Management 1.4 Elect Director Judith L. Estrin For For Management 1.5 Elect Director Robert A. Iger For For Management 1.6 Elect Director Aylwin B. Lewis For For Management 1.7 Elect Director Monica C. Lozano For For Management 1.8 Elect Director Robert W. Matschullat For For Management 1.9 Elect Director George J. Mitchell For For Management 1.10 Elect Director Leo J. O'Donovan, S.J. For For Management 1.11 Elect Director Gary L. Wilson For For Management 2 Ratify Auditors For For Management 3 China Principles Against Against Shareholder 4 Report on Supplier Labor Standards in Against For Shareholder China 5 Report on Amusement Park Safety Against Against Shareholder -------------------------------------------------------------------------------- WASHINGTON MUTUAL, INC Ticker: WM Security ID: 939322103 Meeting Date: APR 20, 2004 Meeting Type: Annual Record Date: FEB 27, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne V. Farrell For For Management 1.2 Elect Director Stephen E. Frank For For Management 1.3 Elect Director Margaret Osmer Mcquade For For Management 1.4 Elect Director William D. Schulte For For Management 2 Ratify Auditors For For Management 3 Limit Executive Compensation Against Against Shareholder SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) The Purisima Funds By (Signature and Title)* /s/ Kenneth L. Fisher Kenneth L. Fisher, President Date August 24, 2004 * Print the name and title of each signing officer under his or her signature