0001209191-23-054960.txt : 20231113 0001209191-23-054960.hdr.sgml : 20231113 20231113145955 ACCESSION NUMBER: 0001209191-23-054960 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231110 FILED AS OF DATE: 20231113 DATE AS OF CHANGE: 20231113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARLING PAUL D CENTRAL INDEX KEY: 0001216543 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21044 FILM NUMBER: 231397981 MAIL ADDRESS: STREET 1: 201 EAST SANDPOINTE STREET 2: 8TH FLOOR CITY: SANTA ANA STATE: CA ZIP: 92707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC CENTRAL INDEX KEY: 0000101984 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 330204817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-530-3000 MAIL ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-11-10 0 0000101984 UNIVERSAL ELECTRONICS INC UEIC 0001216543 ARLING PAUL D 15147 NORTH SCOTTSDALE ROAD H300 SCOTTSDALE AZ 85254 1 1 0 0 CEO 0 Common Stock 2023-11-10 4 M 0 2532 A 259147 I By Trust (See Footnote #2) Common Stock 2023-11-10 4 F 0 1059 8.395 D 258088 I By Trust (See Footnote #2) Common Stock 2023-11-11 4 M 0 1472 A 259560 I By Trust (See Footnote #2) Common Stock 2023-11-11 4 F 0 616 8.395 D 258944 I By Trust (See Footnote #2) Common Stock 11800 D Common Stock 1000 I By Spouse Restricted Stock Units 2023-11-10 4 M 0 2532 0.00 D Common Stock 2532 73151 D Restricted Stock Units 2023-11-11 4 M 0 1472 0.00 D Common Stock 1472 71679 D Employee Stock Option (Rt. To Buy) Common Stock 0 457075 D Each restricted stock unit represents a contingent right to receive one share of UEI common stock. These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. The Exercisable and Expiration Dates were reported at the time the Stock Options were granted. This figure represents an aggregate number of stock options held by Reporting Person. /s/Paul D. Arling, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated January 22, 2003 (attached) 2023-11-13