0001209191-23-000449.txt : 20230103 0001209191-23-000449.hdr.sgml : 20230103 20230103193030 ACCESSION NUMBER: 0001209191-23-000449 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230101 FILED AS OF DATE: 20230103 DATE AS OF CHANGE: 20230103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hamilton Sue Ann CENTRAL INDEX KEY: 0001325360 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21044 FILM NUMBER: 23503951 MAIL ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC CENTRAL INDEX KEY: 0000101984 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 330204817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-530-3000 MAIL ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-01-01 0 0000101984 UNIVERSAL ELECTRONICS INC UEIC 0001325360 Hamilton Sue Ann 15147 N SCOTTSDALE ROAD SUITE H300 SCOTTSDALE AZ 85254 1 0 0 0 Common Stock 2023-01-01 4 M 0 1250 A 15833 I See Footnote #2 Restricted Stock Units 2023-01-01 4 M 0 1250 0.00 D Common Stock 1250 2500 D Employee Stock Option (Rt. to buy) Common Stock 0 20000 D Each restricted stock unit represents a contingent right to receive one share of UEI common stock. These shares are held in the Sue Ann R. Hamilton Trust Account. Ms. Hamilton disclaims ownership of the shares held by the Trust. These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. Exercise Price Determined in accordance with the terms of the Company's applicable Stock Incentive Plan. The Excercisable and Expiration Dates were reported at the time the Stock Options were granted. This figure represents an aggregate number of stock options held by Reporting Person. /s/SueAnn R Hamilton, by Valerie J. Ballard, pursuant to Limited Power of Attorney dated November 12, 2019 (attached) 2023-01-03