0000101984-24-000184.txt : 20241205 0000101984-24-000184.hdr.sgml : 20241205 20241205114639 ACCESSION NUMBER: 0000101984-24-000184 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230810 FILED AS OF DATE: 20241205 DATE AS OF CHANGE: 20241205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARLING PAUL D CENTRAL INDEX KEY: 0001216543 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-21044 FILM NUMBER: 241528277 MAIL ADDRESS: STREET 1: 201 EAST SANDPOINTE STREET 2: 8TH FLOOR CITY: SANTA ANA STATE: CA ZIP: 92707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC CENTRAL INDEX KEY: 0000101984 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 330204817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-530-3000 MAIL ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4/A 1 wk-form4a_1733417193.xml FORM 4/A X0508 4/A 2023-08-10 2023-08-11 0 0000101984 UNIVERSAL ELECTRONICS INC UEIC 0001216543 ARLING PAUL D 15147 N SCOTTSDALE RD STE H300 SCOTTSDALE AZ 85254 1 1 0 0 CEO 0 Common Stock 2023-08-10 4 M 0 2532 A 256818 I By Arling Family Trust Common Stock 2023-08-10 4 F 0 1059 10.165 D 255759 I By Arling Family Trust Common Stock 2023-08-10 4 P 0 10000 9.9778 A 11800 D Common Stock 2023-08-11 4 P 0 2547 9.8453 A 14347 D Common Stock 1000 I By Spouse Restricted Stock Units 2023-08-10 4 M 0 2532 0 D Common Stock 2532 77155 D Employee Stock Option (Rt to Buy) Common Stock 0 457075 D Each restricted stock unit represents a contingent right to receive one share of UEI common stock. These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust. This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. This amended Form 4 is to correct the shares purchased on August 10, 2023, which was originally reported as 7,453 shares when it was actually 10,000 shares. The additional 2,547 shares purchased on this date were inadvertently missed in the original filing due to an administrative error. In addition, with this correction to the number of shares purchased, the purchase price is updated from $9.97 to $9.778 which represents the weighted average purchase price. The restricted stock units vest in accordance with the vesting schedule of each RSU grant. Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. The Exercisable and Expiration Dates were reported at the time the Stock Options were granted. This figure represents an aggregate number of stock options held by Reporting Person. /s/Paul D. Arling, by Kristin Cazarez, pursuant to Limited Power of Attorney dated May 7, 2024 2024-12-05