0000101984-24-000184.txt : 20241205
0000101984-24-000184.hdr.sgml : 20241205
20241205114639
ACCESSION NUMBER: 0000101984-24-000184
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230810
FILED AS OF DATE: 20241205
DATE AS OF CHANGE: 20241205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARLING PAUL D
CENTRAL INDEX KEY: 0001216543
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21044
FILM NUMBER: 241528277
MAIL ADDRESS:
STREET 1: 201 EAST SANDPOINTE
STREET 2: 8TH FLOOR
CITY: SANTA ANA
STATE: CA
ZIP: 92707
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC
CENTRAL INDEX KEY: 0000101984
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 330204817
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15147 N SCOTTSDALE RD
STREET 2: SUITE H300
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
BUSINESS PHONE: 480-530-3000
MAIL ADDRESS:
STREET 1: 15147 N SCOTTSDALE RD
STREET 2: SUITE H300
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
4/A
1
wk-form4a_1733417193.xml
FORM 4/A
X0508
4/A
2023-08-10
2023-08-11
0
0000101984
UNIVERSAL ELECTRONICS INC
UEIC
0001216543
ARLING PAUL D
15147 N SCOTTSDALE RD STE H300
SCOTTSDALE
AZ
85254
1
1
0
0
CEO
0
Common Stock
2023-08-10
4
M
0
2532
A
256818
I
By Arling Family Trust
Common Stock
2023-08-10
4
F
0
1059
10.165
D
255759
I
By Arling Family Trust
Common Stock
2023-08-10
4
P
0
10000
9.9778
A
11800
D
Common Stock
2023-08-11
4
P
0
2547
9.8453
A
14347
D
Common Stock
1000
I
By Spouse
Restricted Stock Units
2023-08-10
4
M
0
2532
0
D
Common Stock
2532
77155
D
Employee Stock Option (Rt to Buy)
Common Stock
0
457075
D
Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.
This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
This amended Form 4 is to correct the shares purchased on August 10, 2023, which was originally reported as 7,453 shares when it was actually 10,000 shares. The additional 2,547 shares purchased on this date were inadvertently missed in the original filing due to an administrative error. In addition, with this correction to the number of shares purchased, the purchase price is updated from $9.97 to $9.778 which represents the weighted average purchase price.
The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
This figure represents an aggregate number of stock options held by Reporting Person.
/s/Paul D. Arling, by Kristin Cazarez, pursuant to Limited Power of Attorney dated May 7, 2024
2024-12-05