-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GektiWrdMH5KXd4emFaDjBN9cHkrMMyRmGXxMS0o6gPpYSRHudNvA9Rx9swks+Nx /dQyEWRRM4kJWpDODvLPdw== 0001253532-05-000038.txt : 20050804 0001253532-05-000038.hdr.sgml : 20050804 20050804172448 ACCESSION NUMBER: 0001253532-05-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050802 FILED AS OF DATE: 20050804 DATE AS OF CHANGE: 20050804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUNO INC CENTRAL INDEX KEY: 0001019779 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 061159240 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 400 RESEARCH PARKWAY CITY: MERIDEN STATE: CT ZIP: 06450 BUSINESS PHONE: 2032375541 MAIL ADDRESS: STREET 1: 400 RESEARCH PARKWAY CITY: MERIDEN STATE: CT ZIP: 06450 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOMICH JOHN A CENTRAL INDEX KEY: 0001253527 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21109 FILM NUMBER: 051000310 BUSINESS ADDRESS: BUSINESS PHONE: 2032388749 MAIL ADDRESS: STREET 1: 400 RESEARCH PARKWAY CITY: MERIDEN STATE: CT ZIP: 06450 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-08-02 1 0001019779 CUNO INC CUNO 0001253527 TOMICH JOHN A 400 RESEARCH PARKWAY MERIDEN CT 06450 0 1 0 0 General Counsel & Secretary Common Stock 2005-08-02 4 D 0 10272 72 D 0 D Employee Stock Option (Right to Buy) 19.75 2005-08-02 4 D 0 2500 52.25 D 2002-01-11 2010-01-10 Common Stock 2500 0 D Employee Stock Option (Right to Buy) 27.875 2005-08-02 4 D 0 5060 44.125 D 2002-12-01 2010-11-30 Common Stock 5060 0 D Employee Stock Option (Right to Buy) 29.15 2005-08-02 4 D 0 4952 42.85 D 2003-12-01 2011-11-30 Common Stock 4952 0 D Employee Stock Option (Right to Buy) 33 2005-08-02 4 D 0 5000 39 D 2004-12-02 2012-12-01 Common Stock 5000 0 D Employee Stock Option (Right to Buy) 43.79 2005-08-02 4 D 0 6000 28.21 D 2005-12-01 2013-11-30 Common Stock 6000 0 D Stock Appreciation Right 52.43 2005-08-02 4 D 0 2200 19.57 D 2007-03-09 2015-03-08 Common Stock 2200 0 D Disposed of pursuant to merger agreement between issuer and 3M Corporation in a cash for shares transaction. This option, which provided for vesting in two equal annual installments beginning January 11, 2002, was cancelled in the merger in exchange for a cash payment of $130,625, which represents the difference between the option exercise price and the merger agreement price of $72 per share. This option, which provided for vesting in two equal installments beginning December 1, 2002, was cancelled in the merger in exchange for a cash payment of $223,272.50, which represents the difference between the option exsercise price and the merger agreement price of $72 per share. This option, which provided for vesting in two equal annual installments beginning December 1, 2003, was cancelled in the merger in exchange for a cash payment of $212,193.20, which represents the difference between the option exercise price and the merger agreement price of $72 per share. This option, which provided for vesting in two equal annual installments beginning December 2, 2004, was cancelled in the merger in exchange for a cash payment of $195,000, which represents the difference between the option exercise price and the merger agreement price of $72 per share. This option, which provided for vesting in two equal annual installments beginning December 1, 2005, was cancelled in the merger in exchange for a cash payment of $169,260, which represents the difference between the option exercise price and the merger agreement price of $72 per share. This SAR, which provided for vesting in two equal annual installments beginning March 9, 2007, was cancelled in the merger in exchange for a cash payment of $43,054, which represents the difference between the option exercise price and the merger agreement price of $72 per share. John A. Tomich 2005-08-04 -----END PRIVACY-ENHANCED MESSAGE-----