-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QnepfHNTEIWWHwkXG6RZnVRhHHU1+BoIkdOBX4P0Skuzyp/5NrL3obYPhLflyNp/ 2FDousShHLtIbOvjiA+Dow== 0001253532-05-000037.txt : 20050804 0001253532-05-000037.hdr.sgml : 20050804 20050804165742 ACCESSION NUMBER: 0001253532-05-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050802 FILED AS OF DATE: 20050804 DATE AS OF CHANGE: 20050804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUNO INC CENTRAL INDEX KEY: 0001019779 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 061159240 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 400 RESEARCH PARKWAY CITY: MERIDEN STATE: CT ZIP: 06450 BUSINESS PHONE: 2032375541 MAIL ADDRESS: STREET 1: 400 RESEARCH PARKWAY CITY: MERIDEN STATE: CT ZIP: 06450 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCLAREN COLIN JOHN CENTRAL INDEX KEY: 0001261051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21109 FILM NUMBER: 051000035 BUSINESS ADDRESS: BUSINESS PHONE: 203 238 8749 MAIL ADDRESS: STREET 1: 400 RESEARCH PARKWAY STREET 2: PO BOX 1018 CITY: MERIDEN STATE: CT ZIP: 06450 1018 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-08-02 1 0001019779 CUNO INC CUNO 0001261051 MCLAREN COLIN JOHN 400 RESEARCH PARKWAY PO BOX 1018 MERIDEN CT 06450 1018 0 1 0 0 Vice President Common Stock 2005-08-02 4 D 0 1200 72 D 0 D Employee Stock Option (Right to Buy) 27.875 2005-08-02 4 D 0 1500 44.125 D 2002-12-01 2010-11-30 Common Stock 1500 0 D Employee Stock Option (Right to Buy) 29.15 2005-08-02 4 D 0 1500 42.85 D 2003-12-01 2011-11-30 Common Stock 1500 0 D Employee Stock Option (Right to Buy) 33 2005-08-02 4 D 0 2000 39 D 2004-12-02 2012-12-01 Common Stock 2000 0 D Employee Stock Option (Right to Buy) 37.9 2005-08-02 4 D 0 10000 34.1 D 2005-07-16 2013-07-15 Common Stock 10000 0 D Employee Stock Option (Right to Buy) 43.79 2005-08-02 4 D 0 4000 28.21 D 2005-12-01 2013-11-30 Common Stock 4000 0 D Stock Appreciation Right 52.43 2005-08-02 4 D 0 2400 19.57 D 2007-03-09 2015-03-08 Common Stock 2400 0 D Disposed of pursuant to merger agreement between issuer and 3M Corporation in a cash for shares transaction. This option, which provided for vesting in two equal annual installments beginning December 2, 2002, was cancelled in the merger in exchange for a cash payment of $66,187.50, which represents the difference between the option esxercise price and the merger agreement price of $72 per share. This option, which provided for vesting in two equal annual installments beginning December 1, 2003, was cancelled in the merger in exchange for a cash payment of $64,725, which represents the difference between the option exercise price and the merger agreement price of $72 per share. This option, which provided for vesting in two equal annual installments beginning December 2, 2004, was cancelled in the merger in exchange for a cash payment of $78,000, which represents the difference between the option exercise price and the merger agreement price of $72 per share. This option, which provided for vesting in two equal annual installments beginning July 16, 2005, ws cancelled in the merger in exchange for a cash payment of $341,000, which represents the difference between the option exercise price and the merger agreement price of $72 per share. This option, which provided for vesting in two equal annual installments beginning December 1, 2005, was cancelled in the merger in exchange for a cash payment of $112,840, which represents the difference between the option exercise price and the merger agreement price of $72 per share. This SAR, which provided for vesting in two equal annual installments beginning March 9, 2007, was cancelled in the merger in exchange for a cash payment of $46,968, which represents the difference between the grant price and the merger agreement price of $72 per share. Colin John McLaren 2005-08-04 -----END PRIVACY-ENHANCED MESSAGE-----