-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LaQ4CQ5ARryQ90NkzlXtcI+X9R3WcMwwx4bNw5JmOVbSXPj0XqiAImQ+UUoVjiIp euksdmV808UV+Cn77rsmGA== 0001253532-05-000033.txt : 20050804 0001253532-05-000033.hdr.sgml : 20050804 20050804151637 ACCESSION NUMBER: 0001253532-05-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050802 FILED AS OF DATE: 20050804 DATE AS OF CHANGE: 20050804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUNO INC CENTRAL INDEX KEY: 0001019779 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 061159240 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 400 RESEARCH PARKWAY CITY: MERIDEN STATE: CT ZIP: 06450 BUSINESS PHONE: 2032375541 MAIL ADDRESS: STREET 1: 400 RESEARCH PARKWAY CITY: MERIDEN STATE: CT ZIP: 06450 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOINA ANTHONY C CENTRAL INDEX KEY: 0001253530 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21109 FILM NUMBER: 05999198 BUSINESS ADDRESS: BUSINESS PHONE: 2032388749 MAIL ADDRESS: STREET 1: 400 RESEARCH PARKWAY CITY: MERIDEN STATE: CT ZIP: 06450 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-08-02 1 0001019779 CUNO INC CUNO 0001253530 DOINA ANTHONY C 400 RESEARCH PARKWAY MERIDEN CT 06450 0 1 0 0 Vice President Common Stock 2005-08-02 4 D 0 8952 72 D 0 D Employee Stock Option (Right to Buy) 14.125 2005-08-02 4 D 0 4000 57.875 D 2000-11-17 2008-11-16 Common Stock 4000 0 D Employee Stock Option (Right to Exercise) 19.75 2005-08-02 4 D 0 9000 52.25 D 2002-01-11 2010-01-10 Common Stock 9000 0 D Employee Stock Option (Right to Buy) 27.875 2005-08-02 4 D 0 7590 44.125 D 2002-12-01 2010-11-30 Common Stock 7590 0 D Employee Stock Option (Right to Buy) 29.15 2005-08-02 4 D 0 6932 42.85 D 2003-12-01 2011-11-30 Common Stock 6932 0 D Employee Stock Option (Right to Buy) 33 2005-08-02 4 D 0 7000 39 D 2004-12-02 2012-12-01 Common Stock 7000 0 D Employee Stock Option (Right to Buy) 37.9 2005-08-02 4 D 0 10000 34.1 D 2005-07-16 2013-07-15 Common Stock 10000 0 D Employee Stock Option (Right to Buy) 43.79 2005-08-02 4 D 0 4000 28.21 D 2005-12-01 2013-11-30 Common Stock 4000 0 D Stock Appreciation Right 52.43 2005-08-02 4 D 0 2400 19.57 D 2007-03-09 2015-03-08 Common Stock 2400 0 D Disposed of pursuant to merger agreement between issuer and 3M Corporation in a cash for shares transaction. This option, which provided for vesting in two equal annual installments beginning November 17, 2000, was cancelled in the merger in exchange for a cash payment of $231,500, representing the difference between the option exercise price and the merger agreement price of $72 per share. This option, which provided for vesting in two equal annual installments beginning January 11, 2002, was cancelled in the merger in exchange for a cash payment of $470,250, representing the difference between the option exercise price and the merger agreement price of $72 per share. This option, which provided for vesting in two equal annual installments beginning December 1, 2002, was cancelled in the merger in exchange for a cash payment of $334,908.75, representing the difference between the option exercise price and the merger agreement price of $72 per share. This option, which provided for vesting in two equal annual installments beginning December 1, 2003, was cancelled in the merger in exchange for a cash payment of $297,036.20, representing the difference between the option exercise price and the merger agreement price of $72 per share. This option, which provided for vesting in two equal annual installments beginning December 2, 2004, was cancelled inthe merger in exchange for a cash payment of $273,000, representing the difference between the option exercise price and the merger agreement price of $72 per share. This option, which provided for vesting in two equal annual installments beginning on July 16, 2005, was cancelled in the merger in exchange for a cash payment of $341,000, representing the difference between the option exercise price and the merger agreement price of $72 per share. This option, which provided for vesting in two equal annual installments beginning December 1, 1005, was cancelled in the merger in exchange for a cash payment of $112,480, representing the difference between the option exercise price and the merger agreement price of $72 per share. This SAR, which provided for vesting in two equal annual installments beginning MArch 9, 2007, was cancelled in the merger in exchange for a cash payment of $46,968, which represents the difference between the grant price and the merger agreement price of $72 per share. Anthony Doina 2005-08-04 -----END PRIVACY-ENHANCED MESSAGE-----