-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IiNtplNecFoYsea4D+1A/fnKOUs6H2CLaXmPB8RKEe4z6YBliKKXxIyWZx4VqzAG Fq4XVXsqEd4dJF2tOdwi7g== 0001253532-05-000031.txt : 20050804 0001253532-05-000031.hdr.sgml : 20050804 20050804142540 ACCESSION NUMBER: 0001253532-05-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050802 FILED AS OF DATE: 20050804 DATE AS OF CHANGE: 20050804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUNO INC CENTRAL INDEX KEY: 0001019779 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 061159240 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 400 RESEARCH PARKWAY CITY: MERIDEN STATE: CT ZIP: 06450 BUSINESS PHONE: 2032375541 MAIL ADDRESS: STREET 1: 400 RESEARCH PARKWAY CITY: MERIDEN STATE: CT ZIP: 06450 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARNEY TIMOTHY B CENTRAL INDEX KEY: 0001253528 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21109 FILM NUMBER: 05998901 BUSINESS ADDRESS: BUSINESS PHONE: 2032388749 MAIL ADDRESS: STREET 1: 400 RESEARCH PARKWAY CITY: MERIDEN STATE: CT ZIP: 06450 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-08-02 1 0001019779 CUNO INC CUNO 0001253528 CARNEY TIMOTHY B 400 RESEARCH PARKWAY MERIDEN CT 06450 0 1 0 0 Senior Vice President Common Stock 2005-08-02 4 D 0 18440 72 D 0 D Employee Stock Option (Right to Buy) 16.25 2005-08-02 4 D 0 2000 55.75 D 1999-09-25 2007-09-24 Common Stock 2000 0 D Employee Stock Option (Right to Buy) 19.75 2005-08-02 4 D 0 9000 52.25 D 2002-01-11 2010-01-10 Common Stock 9000 0 D Employee Stock Option (Right to Buy) 29 2005-08-02 4 D 0 7500 43 D 2002-07-17 2010-07-16 Common Stock 7500 0 D Employee Stock Option (Right to Buy) 27.875 2005-08-02 4 D 0 8600 44.125 D 2002-12-01 2010-11-30 Common Stock 8600 0 D Employee Stock Option (Right to Buy) 29.15 2005-08-02 4 D 0 6932 42.85 D 2003-12-01 2011-11-30 Common Stock 6932 0 D Employee Stock Option (Right to Buy) 33 2005-08-02 4 D 0 9000 39 D 2004-12-02 2012-12-01 Common Stock 9000 0 D Employee Stock Option (Right to Buy) 43.79 2005-08-02 4 D 0 14000 28.21 D 2005-12-01 2013-11-30 Common Stock 14000 0 D Employee Stock Option (Right to Buy) 64.16 2005-08-02 4 D 0 10000 7.84 D 2006-12-01 2014-11-30 Common Stock 10000 0 D Disposed of pursuant to merger agreement between issuer and 3M Corporation in a cash for shares transaction. This option, which provided for vesting in two equal annual installments beginning September 25, 1999, was cancelled in the merger in exchange for a cash payment of $111,500, representing the difference between the option exercise price and the merger agreement price of $72 per share. This option, which provided for vesting in two equal annual installments beginning January 11, 2002, was cancelled in the merger in exchange for a cash payment of $470,250, representing the difference between the option exercise price and the merger agreement price of $72 per share This option, which provided for vesting in two equal annual installments beginning, July 17, 2002, was cancelled in the merger in exchange for a cash payment of $322,500, representing the difference between the option exercise price and the merger agreement price of $72 per share. This option, which provided for vesting in two equal annual installments beginning December 1, 2002, was cancelled in the merger in exchange for a cash payment of $379,475, representing the difference between the option exercise price and the merger agreement price of $72 per share. This option, which provided for vesting in two equal annual installments beginning December 1, 2003, was cancelled in the merger in exchange for a cash payment of $297,036.20, representing the difference between the option exercise price and the merger agreement price of $72 per share. This option, which provided for vesting in two equal annual installments beginning December 2, 2004, was cancelled in the merger in exchange for a cash payment of $351,000, representing the difference between the option exercise price and the merger agreement price of $72 per share. This option, which provided for vesting in two equal annual installments beginning December 1, 2005, was cancelled in the merger in exchange for a cash payment of $394,940, representing the difference between the option exercise price and the merger agreement price of $72 per share. This option, which provided for vesting in two equal annual installments beginnning December 1, 2006, was cancelled in the merger in exchange for a cash payment of $78,400, representing the difference between the option exercise price and the merger agreement price of $72 per share. Timothy B. Carney 2005-08-04 -----END PRIVACY-ENHANCED MESSAGE-----