0001144204-18-039883.txt : 20180725 0001144204-18-039883.hdr.sgml : 20180725 20180725155538 ACCESSION NUMBER: 0001144204-18-039883 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180723 FILED AS OF DATE: 20180725 DATE AS OF CHANGE: 20180725 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARTZ BRIAN CENTRAL INDEX KEY: 0001431322 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21429 FILM NUMBER: 18968727 MAIL ADDRESS: STREET 1: C/O ARQULE, INC. STREET 2: 1 WALL STREET, 6TH FLOOR CITY: BURLINGTON STATE: MA ZIP: 01803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARQULE INC CENTRAL INDEX KEY: 0001019695 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 043221586 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 781-994-0300 MAIL ADDRESS: STREET 1: ONE WALL STREET CITY: BURLINGTON STATE: MA ZIP: 01803 4 1 tv499267_4.xml OWNERSHIP DOCUMENT X0306 4 2018-07-23 0 0001019695 ARQULE INC ARQL 0001431322 SCHWARTZ BRIAN C/O ARQULE, INC. 1 WALL STREET, 6TH FLOOR BURLINGTON MA 01803 0 1 0 0 Chief Medical Officer Employee Stock Options 5.48 2018-07-23 4 A 0 65000 0 A 2028-07-23 Common Stock 65000 65000 D The options vest in four equal annual installments beginning on July 23, 2019. /s/ Peter S. Lawrence By Power of Attorney for Brian Schwartz 2018-07-25