0001104659-19-074982.txt : 20191220
0001104659-19-074982.hdr.sgml : 20191220
20191220160821
ACCESSION NUMBER: 0001104659-19-074982
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191218
FILED AS OF DATE: 20191220
DATE AS OF CHANGE: 20191220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHWARTZ BRIAN
CENTRAL INDEX KEY: 0001431322
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21429
FILM NUMBER: 191301410
MAIL ADDRESS:
STREET 1: C/O ARQULE, INC.
STREET 2: 1 WALL STREET, 6TH FLOOR
CITY: BURLINGTON
STATE: MA
ZIP: 01803
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARQULE INC
CENTRAL INDEX KEY: 0001019695
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 043221586
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE WALL STREET
STREET 2: FLOOR 6
CITY: BURLINGTON
STATE: MA
ZIP: 01803
BUSINESS PHONE: 781-994-0300
MAIL ADDRESS:
STREET 1: ONE WALL STREET
STREET 2: FLOOR 6
CITY: BURLINGTON
STATE: MA
ZIP: 01803
4
1
tm1926797d1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2019-12-18
0
0001019695
ARQULE INC
ARQL
0001431322
SCHWARTZ BRIAN
C/O ARQULE, INC.
1 WALL STREET, 6TH FLOOR
BURLINGTON
MA
01803
0
1
0
0
Chief Medical Officer
Common Stock
2019-12-18
4
M
0
90000
3.42
A
207287
D
Common Stock
2019-12-18
4
M
0
96922
7.95
A
304209
D
Common Stock
2019-12-18
4
M
0
64124
2.51
A
368333
D
Common Stock
2019-12-18
4
M
0
100000
1.79
A
468333
D
Common Stock
2019-12-18
4
F
0
178495
20.11
D
289838
D
Stock Options (Right to Buy)
3.42
2019-12-18
4
M
0
90000
0
D
2014-01-21
2020-01-21
Common Stock
90000
0
D
Stock Options (Right to Buy)
7.95
2019-12-18
4
M
0
96922
0
D
2016-02-01
2022-02-01
Common Stock
96922
0
D
Stock Options (Right to Buy)
2.51
2019-12-18
4
M
0
64124
0
D
2017-01-14
2023-01-14
Common Stock
64124
0
D
Stock Options (Right to Buy)
1.79
2019-12-18
4
M
0
100000
0
D
2019-01-19
2026-01-19
Common Stock
100000
0
D
The Reporting Person satisfied the exercise price and applicable tax withholding by electing to have the Company retain shares otherwise issuable upon exercise of the options. No shares were sold into the market as part of this transaction, and the Reporting Person continues to hold the net shares realized from the option exercise.
/s/ Peter S. Lawrence By Power of Attorney for Brian Schwartz
2019-12-20