-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EEbppb5jERHhDLQvice5k5yftzaimiO0hxKafG4Hf7y6jedbH6ZVBAARDbUdGR9y aSVIyyZZxbGnMJpAc46G0w== 0001104659-09-042373.txt : 20090708 0001104659-09-042373.hdr.sgml : 20090708 20090708152343 ACCESSION NUMBER: 0001104659-09-042373 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090514 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20090708 DATE AS OF CHANGE: 20090708 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARQULE INC CENTRAL INDEX KEY: 0001019695 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 043221586 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-21429 FILM NUMBER: 09935045 BUSINESS ADDRESS: STREET 1: 19 PRESIDENTIAL WAY CITY: WOBURN STATE: MA ZIP: 01801 BUSINESS PHONE: 781-994-0300 MAIL ADDRESS: STREET 1: 19 PRESIDENTIAL WAY CITY: WOBURN STATE: MA ZIP: 01801 8-K 1 a09-17709_18k.htm 8-K

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 14, 2009

 

ARQULE, INC.

(Exact Name of Issuer as Specified in Charter)

 

Delaware

 

000-21429

 

04-3221586

(State or other jurisdiction

 

(Commission File Number)

 

(I.R.S. Employer

of incorporation)

 

 

 

Identification No.)

 

19 Presidential Way

Woburn, MA

(Address of principal executive offices)

 

01801

(Zip code)

 

(781) 994-0300

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨                                    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨                                    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨                                    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨                                    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Section 8—Other Events

 

Item 8.01   Other Events.

 

On May 14, 2009, at the 2009 Annual Meeting of Stockholders of ArQule, Inc. (the “Registrant”) the stockholders voted:

 

1.     To elect Timothy C. Barabe and Paolo Pucci as directors of the Registrant to hold office for a term of three years and until their respective successors are elected and qualified;

 

2.     To approve amendments to the Registrant’s Amended and Restated 1994 Equity Incentive Plan to increase the number of shares of common stock available for awards granted under the Plan by 1,400,000, from 9,600,000 to 11,000,000 shares of common stock and to incorporate other changes described in the Registrant’s proxy statement;

 

3.     To approve amendments to the Registrant’s Amended and Restated 1996 Employee Stock Purchase Plan to increase the number of shares of common stock available for purchase by participants under the Plan by 400,000, from 1,600,000 to 2,000,000 shares of common stock; and

 

3.     To ratify the appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, to audit the Registrant’s financial statements for the fiscal year ending December 31, 2009.

 

The voting results are set forth in Exhibit 99.1 to this report and incorporated herein by reference.

 

Section 9 — Financial Statements and Exhibits

 

Item 9.01.  Financial Statements and Exhibits.

 

(d)  Exhibits.

 

99.1  Report of Matters Voted Upon by Stockholders

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

ARQULE, INC.

 

   (Registrant)

 

 

 

/s/ Peter S. Lawrence

 

Peter S. Lawrence

 

President and Chief Operating Officer

 

 

 

 

July 8, 2009

 

 

2


EX-99.1 2 a09-17709_1ex99d1.htm EX-99.1

Exhibit 99.1

 

ARQULE, INC.

 

2009 Annual Meeting

Report of Matters Voted Upon by Stockholders

 

1.     The 2009 Annual Meeting of Stockholders of ArQule, Inc.  (the “Annual Meeting”) was held at the company’s offices at 19 Presidential Way, Woburn, Massachusetts 01801, on May 14, 2009 commencing at 10:00 a.m. pursuant to notice properly given.

 

2.     At the close of business on March 27, 2009, the record date for the determination of stockholders entitled to vote at the Annual Meeting, the outstanding voting securities of the Company were 44,557,477 shares of common stock, $0.01 par value.  Each of the outstanding shares was entitled to one vote on the matters before the Annual Meeting.

 

3.     At the Annual Meeting, 42,000,290 shares of the Registrant’s issued and outstanding common stock were represented in person or by proxy, constituting a quorum.

 

4.     At the Annual Meeting, each of the following nominees for director received the respective number of votes set forth opposite his name, constituting a plurality of the votes cast, and was duly elected as a director of the Registrant.

 

 

 

Number of

 

Number of Votes

 

Nominee

 

Votes For

 

Withheld

 

 

 

 

 

 

 

Timothy C. Barabe

 

41,624,443

 

375,847

 

 

 

 

 

 

 

Paolo Pucci

 

41,627,005

 

373,285

 

 

5.     The following table sets forth the tally of the votes cast on the proposal to approve amendments to our Amended and Restated 1994 Equity Incentive Plan to increase the number of shares of common stock available for awards granted under the Plan by 1,400,000, from 9,600,000 to 11,000,000 shares of common stock and to incorporate other changes described in our proxy statement.

 

Votes For

 

Votes Against

 

Votes Abstaining

 

 

 

 

 

30,675,176

 

1,607,147

 

16,829

 

6.     The following table sets forth the tally of the votes cast on the proposal to approve amendments to our Amended and Restated 1996 Employee Stock Purchase Plan to increase the number of shares of common stock available for purchase by participants under the Plan by 400,000, from 1,600,000 to 2,000,000 shares of common stock.

 

Votes For

 

Votes Against

 

Votes Abstaining

 

 

 

 

 

31,953,972

 

331,661

 

13,519

 



 

7.     The following table sets forth the tally of the votes cast on the proposal to ratify the appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, to audit ArQule’s financial statements for the fiscal year ending December 31, 2009.

 

Votes For

 

Votes Against

 

Votes Abstaining

 

 

 

 

 

41,754,879

 

186,213

 

59,198

 


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