0001019695-19-000005.txt : 20190314 0001019695-19-000005.hdr.sgml : 20190314 20190314163559 ACCESSION NUMBER: 0001019695-19-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190312 FILED AS OF DATE: 20190314 DATE AS OF CHANGE: 20190314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARTZ BRIAN CENTRAL INDEX KEY: 0001431322 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21429 FILM NUMBER: 19681539 MAIL ADDRESS: STREET 1: C/O ARQULE, INC. STREET 2: 1 WALL STREET, 6TH FLOOR CITY: BURLINGTON STATE: MA ZIP: 01803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARQULE INC CENTRAL INDEX KEY: 0001019695 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 043221586 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 781-994-0300 MAIL ADDRESS: STREET 1: ONE WALL STREET CITY: BURLINGTON STATE: MA ZIP: 01803 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-03-12 0 0001019695 ARQULE INC ARQL 0001431322 SCHWARTZ BRIAN C/O ARQULE, INC. 1 WALL STREET, 6TH FLOOR BURLINGTON MA 01803 0 1 0 0 Chief Medical Officer Employee Stock Options 0.95 2019-03-12 4 A 0 130000 0 A 2027-04-03 Common Stock 130000 130000 D Represents earned shares with respect to a performance stock option granted on 4/4/2017 that contained performance requirements. The issuer's Board of Directors and Compensation, Nominating and Governance Committee certified as to the performance-goal attainment on 03/12/2019. The shares remain subject to time-based vesting in 12 quarterly installments from 4/4/2017. Peter S. Lawrence By Power of Attorney for Brian Schwartz 2019-03-14