0001019695-18-000023.txt : 20180614
0001019695-18-000023.hdr.sgml : 20180614
20180614092717
ACCESSION NUMBER: 0001019695-18-000023
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180613
FILED AS OF DATE: 20180614
DATE AS OF CHANGE: 20180614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHWARTZ BRIAN
CENTRAL INDEX KEY: 0001431322
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21429
FILM NUMBER: 18898323
MAIL ADDRESS:
STREET 1: C/O ARQULE, INC.
STREET 2: 1 WALL STREET, 6TH FLOOR
CITY: BURLINGTON
STATE: MA
ZIP: 01803
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARQULE INC
CENTRAL INDEX KEY: 0001019695
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 043221586
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE WALL STREET
CITY: BURLINGTON
STATE: MA
ZIP: 01803
BUSINESS PHONE: 781-994-0300
MAIL ADDRESS:
STREET 1: ONE WALL STREET
CITY: BURLINGTON
STATE: MA
ZIP: 01803
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-06-13
0
0001019695
ARQULE INC
ARQL
0001431322
SCHWARTZ BRIAN
C/O ARQULE, INC.
1 WALL STREET, 6TH FLOOR
BURLINGTON
MA
01803
0
1
0
0
Chief Medical Officer
Common Stock
2018-06-13
4
M
0
200000
3.62
A
245738
D
Common Stock
2018-06-13
4
F
0
148569
5.18
D
97169
D
Stock Options (Right to Buy)
3.62
2018-06-13
4
M
0
200000
0
D
2012-07-14
2018-07-14
Common Stock
200000
0
D
The Reporting Person exercised options that were scheduled to expire in July, 2018 during a trading blackout period. The Reporting Person satisfied the exercise price and applicable tax withholding by electing to have the Company retain shares otherwise issuable upon exercise of the options. No shares were sold into the market as part of this transaction, and the Reporting Person continues to hold the net shares realized from the option exercise.
Peter S. Lawrence By Power of Attorney for Brian Schwartz
2018-06-14