-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EBzfWQi4UGjjb4HyTacNYsxN7BdkwBAsoZXhd4adL87NCCevZSxE2jMis+i7/V0j vEJ+t53V7oQcdNRzMkVZkA== 0001019695-11-000007.txt : 20110127 0001019695-11-000007.hdr.sgml : 20110127 20110127141530 ACCESSION NUMBER: 0001019695-11-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110124 FILED AS OF DATE: 20110127 DATE AS OF CHANGE: 20110127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARTZ BRIAN CENTRAL INDEX KEY: 0001431322 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21429 FILM NUMBER: 11551680 MAIL ADDRESS: STREET 1: C/O ZIOPHARM ONCOLOGY INC. NAVY YARD PLZ STREET 2: 1 FIRST AVENUE PARISH, BUILDING #3 CITY: BOSTON STATE: MA ZIP: 02129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARQULE INC CENTRAL INDEX KEY: 0001019695 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 043221586 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19 PRESIDENTIAL WAY CITY: WOBURN STATE: MA ZIP: 01801 BUSINESS PHONE: 781-994-0300 MAIL ADDRESS: STREET 1: 19 PRESIDENTIAL WAY CITY: WOBURN STATE: MA ZIP: 01801 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-01-24 0 0001019695 ARQULE INC ARQL 0001431322 SCHWARTZ BRIAN C/O ARQULE, INC. 19 PRESIDENTIAL WAY WOBURN MA 01801 0 1 0 0 Chief Medical Officer Employee Stock Options 6.7 2011-01-24 4 A 0 140000 A 2012-01-24 2021-01-24 Common Stock 140000 430000 D The options vest in four equal annual installments beginning on January 24, 2012. Employee Stock Option grant. Robert J. Connaughton, Jr. By Power of Attorney for Brian Schwartz 2011-01-27 -----END PRIVACY-ENHANCED MESSAGE-----