-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K/7Nc2e4tfnKgxLpDlai3NP0+/FNkiJOUXRxzYBKLDhyu71LVg+q1rB5+a8aNrsr HhgjBrBcGL6fXojRo20z+w== 0000932440-97-000264.txt : 19971014 0000932440-97-000264.hdr.sgml : 19971014 ACCESSION NUMBER: 0000932440-97-000264 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970926 FILED AS OF DATE: 19971010 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARQULE INC CENTRAL INDEX KEY: 0001019695 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 043221586 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-21429 FILM NUMBER: 97693893 BUSINESS ADDRESS: STREET 1: 200 BOSTON AVE CITY: MEDFORD STATE: MA ZIP: 02155 BUSINESS PHONE: 6173954100 MAIL ADDRESS: STREET 1: 200 BOSTON AVE CITY: MEDFORD STATE: MA ZIP: 02155 COMPANY DATA: COMPANY CONFORMED NAME: JAGGERS JOHN V CENTRAL INDEX KEY: 0001033563 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER IRS NUMBER: 453802412 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 13455 NOEL RD STREET 2: SUITE 1670 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 9727021100 MAIL ADDRESS: STREET 2: 13455 NOEL ROAD, SUITE 1670 CITY: DALLAS STATE: TX ZIP: 75240 4 1 FORM 4 - SEPTEMBER 1997 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Jaggers, John V. c/o Sevin Rosen Funds Two Galleria Tower 13455 Noel Road, Suite 1670 Dallas, TX 75240 2. Issuer Name and Ticker or Trading Symbol ArQule, Inc. ("ARQL") 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year September 1997 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director (X) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock, par value $.0|09/26/|J(1)| |592,208 |D | |1,168,614 |I |By Sevin Rosen Fund IV L.P.| 1 per share |97 | | | | | | | | (2) | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock, par value $.0|09/26/|J(3)| |14,895 |A | |24,853 |D | | 1 per share |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock, par value $.0| | | | | | |24,421 |I |By Legomer Investors, Inc. | 1 per share | | | | | | | | |(4) | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Distribution by Sevin Rosen Fund IV L.P. to its partners. (2) The Reporting Person is a general partner of SRB Associates IV L.P., the general partner of Sevin Rosen Fund IV L.P. The Reporting Person disclaims beneficial ownership , within the meaning of Rule 13d-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), of the shares of stock held by such entities except to the extent of his proportionate partnership interest therein. (3) Acquired by Reporting Person pursuant to a distribution by SRB Associates IV L.P. to its partners. (4) Sevin Rosen Fund IV L.P. is a majority stockholder in Legomer Investors, Inc. Steven M. Dow, a general partner of SRB Associates IV L.P., is the President and director of Legomer Investors, Inc. The Reporting Person disclaims beneficial ownership, within the meaning of Rule 13d-3 under the Exchange Act, of the shares of stock owned by Legomer Investors, Inc., except to the extent of his pecuniary interest therein. SIGNATURE OF REPORTING PERSON /s/ John V. Jaggers DATE October 10, 1997 -----END PRIVACY-ENHANCED MESSAGE-----