0001209191-23-021942.txt : 20230331 0001209191-23-021942.hdr.sgml : 20230331 20230331184234 ACCESSION NUMBER: 0001209191-23-021942 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230330 FILED AS OF DATE: 20230331 DATE AS OF CHANGE: 20230331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Szynkowski Mark Paul CENTRAL INDEX KEY: 0001629150 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38828 FILM NUMBER: 23789773 MAIL ADDRESS: STREET 1: 44 LAKEVIEW DRIVE CITY: MONROE STATE: NY ZIP: 10950 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEACHANGE INTERNATIONAL INC CENTRAL INDEX KEY: 0001019671 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043197974 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 177 HUNTINGTON AVENUE, SUITE 1703 STREET 2: PMB 73480 CITY: BOSTON STATE: MA ZIP: 02115-3153 BUSINESS PHONE: 9788970100 MAIL ADDRESS: STREET 1: 177 HUNTINGTON AVENUE, SUITE 1703 STREET 2: PMB 73480 CITY: BOSTON STATE: MA ZIP: 02115-3153 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-03-30 0 0001019671 SEACHANGE INTERNATIONAL INC SEAC 0001629150 Szynkowski Mark Paul C/O SEACHANGE INTERNATIONAL, INC. 177 HUNTINGTON AVE, STE 1703, PMB 73480 BOSTON MA 02115-3153 0 1 0 0 SVP, CFO and Treasurer 0 Common Stock 2023-03-30 4 A 0 60000 0.00 A 60000 D Common Stock 2023-03-30 4 A 0 60000 0.00 A 120000 D Represents restricted stock units ("RSUs") issued pursuant to SeaChange International Inc.'s Amended and Restated 2021 Compensation and Incentive Plan. The shares subject to the RSU award will vest in four equal installments on each of September 30, 2023, March 30, 2024, March 30, 2025 and March 30, 2026. In the event of a Change in Control of the Company, these RSUs shall vest in their entirety immediately prior to the Change in Control of the Company. Represents performance-based restricted stock units ("PSUs") issued pursuant to SeaChange International Inc.'s Amended and Restated 2021 Compensation and Incentive Plan. The shares subject to the performance-based RSU award will vest on the attainment of a closing price of $2.50 that must be held for twenty (20) consecutive trading days within the 3 years from March 30, 2023. In the event of a Change in Control of the Company, unearned PSUs shall vest immediately prior to the Change in Control for those PSUs that would have vested on a time-based 3 year vesting schedule (with one quarter of the shares vesting six months from the grant date and the other three quarters vesting on the 1st, 2nd and 3rd anniversary of the grant date, respectively prior to the Change in Control. /s/ Mark Szynkowski 2023-03-31