0001209191-22-051939.txt : 20221003 0001209191-22-051939.hdr.sgml : 20221003 20221003181448 ACCESSION NUMBER: 0001209191-22-051939 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220929 FILED AS OF DATE: 20221003 DATE AS OF CHANGE: 20221003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mosher Kathleen CENTRAL INDEX KEY: 0001942021 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38828 FILM NUMBER: 221288933 MAIL ADDRESS: STREET 1: C/O SEACHANGE INTERNATIONAL, INC. STREET 2: 177 HUNTINGTON AVENUE, SUITE 1703 CITY: BOSTON STATE: MA ZIP: 02115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEACHANGE INTERNATIONAL INC CENTRAL INDEX KEY: 0001019671 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043197974 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 177 HUNTINGTON AVENUE, SUITE 1703 STREET 2: PMB 73480 CITY: BOSTON STATE: MA ZIP: 02115-3153 BUSINESS PHONE: 9788970100 MAIL ADDRESS: STREET 1: 177 HUNTINGTON AVENUE, SUITE 1703 STREET 2: PMB 73480 CITY: BOSTON STATE: MA ZIP: 02115-3153 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-09-29 0 0001019671 SEACHANGE INTERNATIONAL INC SEAC 0001942021 Mosher Kathleen C/O SEACHANGE INTERNATIONAL, INC. 177 HUNTINGTON AVE, STE 1703, PMB 73480 BOSTON MA 02115-3153 0 1 0 0 Chief Financial Officer Common Stock 2022-09-29 4 A 0 60000 0.00 A 60174 D Common Stock 2022-09-29 4 A 0 60000 0.00 A 120174 D Represents restricted stock units ("RSUs") issued pursuant to SeaChange International Inc.'s Amended and Restated 2021 Compensation and Incentive Plan. The shares subject to the RSU award will vest in four equal installments on each of March 29, 2023, September 29, 2023, September 29, 2024 and September 29, 2025. In the event of a Change in Control of the Company, these RSUs shall vest in their entirety immediately prior to the Change in Control of the Company. Represents performance-based restricted stock units ("PSUs") issued pursuant to SeaChange International Inc.'s Amended and Restated 2021 Compensation and Incentive Plan. The shares subject to the performance-based RSU award will vest: one quarter of the PSUs shall vest on March 29, 2023, and the remaining three quarters shall vest on the attainment of a closing price of $2.50 that must be held for twenty (20) consecutive trading days within the 3 years from September 29, 2022. In the event of a Change in Control of the Company, unearned PSUs shall vest immediately prior to the Change in Control for those PSUs that would have vested on a time-based 3 year annual vesting schedule prior to the Change in Control. /s/ Kathleen Mosher 2022-10-03