0001181431-12-018118.txt : 20120316 0001181431-12-018118.hdr.sgml : 20120316 20120316175704 ACCESSION NUMBER: 0001181431-12-018118 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120118 FILED AS OF DATE: 20120316 DATE AS OF CHANGE: 20120316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAU RAGHAVENDRA CENTRAL INDEX KEY: 0001492898 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21393 FILM NUMBER: 12698768 MAIL ADDRESS: STREET 1: 5632 RUTGERS ROAD CITY: LA JOLLA STATE: CA ZIP: 92037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEACHANGE INTERNATIONAL INC CENTRAL INDEX KEY: 0001019671 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 043197974 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 50 NAGOG PARK CITY: ACTON STATE: MA ZIP: 01720 BUSINESS PHONE: 9788970100 MAIL ADDRESS: STREET 1: 50 NAGOG PARK CITY: ACTON STATE: MA ZIP: 01720 5 1 rrd339171.xml FORM 5 CATCH UP X0304 5 2012-01-18 0 0 1 0001019671 SEACHANGE INTERNATIONAL INC SEAC 0001492898 RAU RAGHAVENDRA C/O SEACHANGE INTERNATIONAL 50 NAGOG PARK ACTON MA 01720 0 1 0 0 Chief Executive Officer Common Stock 2012-01-18 4 A 0 5796 0.00 A 35796 D Common Stock 2012-01-18 4 A 0 5796 0 A 41592 D Common Stock 2012-01-18 4 A 0 25000 0 A 66592 D Incentive Stock Option (right to buy) 6.74 2012-01-18 4 A 0 150000 0 A 2012-11-30 2019-01-18 Common Stock 150000 150000 D The securities awarded on January 18, 2012 were in the form of restricted stock units (RSUs) issued pursuant to the Corporation's 2011 Compensation and Incentive Plan that entitled the reporting person to receive one (1) share of common stock per RSU upon vesting, with the award having fully vested upon issuance. The securities awarded on January 18, 2012 were in the form of restricted stock units (RSUs) issued pursuant to the Corporation's 2011 Compensation and Incentive Plan that entitled the reporting person to receive one (1) share of common stock per RSU upon vesting, with the award having fully vested on January 31, 2012. The securities awarded on January 18, 2012 are in the form of restricted stock units (RSUs) issued pursuant to the Corporation's 2011 Compensation and Incentive Plan that entitle the reporting person to receive one (1) share of common stock per RSU. The RSUs to be vested in equal increments on each of the first, second and third anniversary of November 30, 2011. 75,000 to be vested upon the achievement of certain performance metrics and 75,000 to be vested at the rate of 33.33% on the first anniversary of November 30, 2011 and an additional 8.34% at the end of each quarter thereafter. /s/ Raghu Rau 2012-03-16