0001181431-12-018118.txt : 20120316
0001181431-12-018118.hdr.sgml : 20120316
20120316175704
ACCESSION NUMBER: 0001181431-12-018118
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120118
FILED AS OF DATE: 20120316
DATE AS OF CHANGE: 20120316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RAU RAGHAVENDRA
CENTRAL INDEX KEY: 0001492898
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21393
FILM NUMBER: 12698768
MAIL ADDRESS:
STREET 1: 5632 RUTGERS ROAD
CITY: LA JOLLA
STATE: CA
ZIP: 92037
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SEACHANGE INTERNATIONAL INC
CENTRAL INDEX KEY: 0001019671
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 043197974
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 50 NAGOG PARK
CITY: ACTON
STATE: MA
ZIP: 01720
BUSINESS PHONE: 9788970100
MAIL ADDRESS:
STREET 1: 50 NAGOG PARK
CITY: ACTON
STATE: MA
ZIP: 01720
5
1
rrd339171.xml
FORM 5 CATCH UP
X0304
5
2012-01-18
0
0
1
0001019671
SEACHANGE INTERNATIONAL INC
SEAC
0001492898
RAU RAGHAVENDRA
C/O SEACHANGE INTERNATIONAL
50 NAGOG PARK
ACTON
MA
01720
0
1
0
0
Chief Executive Officer
Common Stock
2012-01-18
4
A
0
5796
0.00
A
35796
D
Common Stock
2012-01-18
4
A
0
5796
0
A
41592
D
Common Stock
2012-01-18
4
A
0
25000
0
A
66592
D
Incentive Stock Option (right to buy)
6.74
2012-01-18
4
A
0
150000
0
A
2012-11-30
2019-01-18
Common Stock
150000
150000
D
The securities awarded on January 18, 2012 were in the form of restricted stock units (RSUs) issued pursuant to the Corporation's 2011 Compensation and Incentive Plan that entitled the reporting person to receive one (1) share of common stock per RSU upon vesting, with the award having fully vested upon issuance.
The securities awarded on January 18, 2012 were in the form of restricted stock units (RSUs) issued pursuant to the Corporation's 2011 Compensation and Incentive Plan that entitled the reporting person to receive one (1) share of common stock per RSU upon vesting, with the award having fully vested on January 31, 2012.
The securities awarded on January 18, 2012 are in the form of restricted stock units (RSUs) issued pursuant to the Corporation's 2011 Compensation and Incentive Plan that entitle the reporting person to receive one (1) share of common stock per RSU. The RSUs to be vested in equal increments on each of the first, second and third anniversary of November 30, 2011.
75,000 to be vested upon the achievement of certain performance metrics and 75,000 to be vested at the rate of 33.33% on the first anniversary of November 30, 2011 and an additional 8.34% at the end of each quarter thereafter.
/s/ Raghu Rau
2012-03-16