0001144204-17-025079.txt : 20170508 0001144204-17-025079.hdr.sgml : 20170508 20170508122111 ACCESSION NUMBER: 0001144204-17-025079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170504 FILED AS OF DATE: 20170508 DATE AS OF CHANGE: 20170508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESOURCES INC /NEW/ CENTRAL INDEX KEY: 0001019272 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 223136782 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2115 LINWOOD AVENUE CITY: FORT LEE STATE: NJ ZIP: 07024 BUSINESS PHONE: 201-944-2200 MAIL ADDRESS: STREET 1: 2115 LINWOOD AVENUE CITY: FORT LEE STATE: NJ ZIP: 07024 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRATED TECHNOLOGY USA INC DATE OF NAME CHANGE: 19960720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH MORRIS J CENTRAL INDEX KEY: 0001242203 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12127 FILM NUMBER: 17821345 MAIL ADDRESS: STREET 1: C/O EMPIRE RESOURCES INC STREET 2: 1 PARKER PLZ. #10 CITY: FORT LEE STATE: NJ ZIP: 07024 FORMER NAME: FORMER CONFORMED NAME: SMITH MORRIS P DATE OF NAME CHANGE: 20030616 4 1 v466362_form4.xml FORM 4 X0306 4 2017-05-04 0 0001019272 EMPIRE RESOURCES INC /NEW/ ERS 0001242203 SMITH MORRIS J 2115 LINWOOD AVENUE FORT LEE NJ 07024 1 0 0 0 Common Stock 2017-05-04 4 U 0 4703 7.00 D 0 D In connection with the Agreement and Plan of Merger, dated as of March 30, 2017, as amended on April 6, 2017 (as so amended, the "Merger Agreement"), by and among Empire Resources, Parent and Ta Chen Investment Corporation ("Sub"), Sub intends to merge with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly-owned subsidiary of Parent. The reporting person tendered all of his shares in connection with Parent's related tender offer. /s/ Sandra Kahn Attorney in Fact for Morris J Smith 2017-05-08