0001144204-15-052863.txt : 20150831 0001144204-15-052863.hdr.sgml : 20150831 20150831113058 ACCESSION NUMBER: 0001144204-15-052863 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150828 FILED AS OF DATE: 20150831 DATE AS OF CHANGE: 20150831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESOURCES INC /NEW/ CENTRAL INDEX KEY: 0001019272 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 223136782 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2115 LINWOOD AVENUE CITY: FORT LEE STATE: NJ ZIP: 07024 BUSINESS PHONE: 201-944-2200 MAIL ADDRESS: STREET 1: 2115 LINWOOD AVENUE CITY: FORT LEE STATE: NJ ZIP: 07024 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRATED TECHNOLOGY USA INC DATE OF NAME CHANGE: 19960720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH MORRIS J CENTRAL INDEX KEY: 0001242203 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12127 FILM NUMBER: 151083975 MAIL ADDRESS: STREET 1: C/O EMPIRE RESOURCES INC STREET 2: 1 PARKER PLZ. #10 CITY: FORT LEE STATE: NJ ZIP: 07024 FORMER NAME: FORMER CONFORMED NAME: SMITH MORRIS P DATE OF NAME CHANGE: 20030616 4 1 v419490_4.xml OWNERSHIP DOCUMENT X0306 4 2015-08-28 0 0001019272 EMPIRE RESOURCES INC /NEW/ ERS 0001242203 SMITH MORRIS J C/O EMPIRE RESOURCES, INC. 2115 LINWOOD AVENUE FORT LEE NJ 07024 1 0 0 0 Common Stock 2015-08-28 4 S 0 1197 3.00 D 4703 D This transaction was executed in multiple trades on August 28, 2015 at prices ranging from $2.95 to $3.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price. /s/ Sandra Kahn Attorney in Fact for Morris Smith 2015-08-31