0001144204-15-050956.txt : 20150820 0001144204-15-050956.hdr.sgml : 20150820 20150820115904 ACCESSION NUMBER: 0001144204-15-050956 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150818 FILED AS OF DATE: 20150820 DATE AS OF CHANGE: 20150820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESOURCES INC /NEW/ CENTRAL INDEX KEY: 0001019272 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 223136782 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2115 LINWOOD AVENUE CITY: FORT LEE STATE: NJ ZIP: 07024 BUSINESS PHONE: 201-944-2200 MAIL ADDRESS: STREET 1: 2115 LINWOOD AVENUE CITY: FORT LEE STATE: NJ ZIP: 07024 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRATED TECHNOLOGY USA INC DATE OF NAME CHANGE: 19960720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH MORRIS J CENTRAL INDEX KEY: 0001242203 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12127 FILM NUMBER: 151065776 MAIL ADDRESS: STREET 1: C/O EMPIRE RESOURCES INC STREET 2: 1 PARKER PLZ. #10 CITY: FORT LEE STATE: NJ ZIP: 07024 FORMER NAME: FORMER CONFORMED NAME: SMITH MORRIS P DATE OF NAME CHANGE: 20030616 4 1 v418730_4.xml OWNERSHIP DOCUMENT X0306 4 2015-08-18 0 0001019272 EMPIRE RESOURCES INC /NEW/ ERS 0001242203 SMITH MORRIS J C/O EMPIRE RESOURCES, INC. 2115 LINWOOD AVENUE FORT LEE NJ 07024 1 0 0 0 Common Stock 2015-08-18 4 S 0 17600 2.94 D 11460 D Common Stock 2015-08-19 4 S 0 5560 2.84 D 5900 D This transaction was executed in multiple trades on August 18, 2015 at prices ranging from $2.85 to $2.99. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price. This transaction was executed in multiple trades on August 19, 2015 at prices ranging from $2.84 to $2.85. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price. /s/ Sandra Kahn Attorney in Fact for Morris Smith 2015-08-19