0001144204-15-032913.txt : 20150521 0001144204-15-032913.hdr.sgml : 20150521 20150521160029 ACCESSION NUMBER: 0001144204-15-032913 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150520 FILED AS OF DATE: 20150521 DATE AS OF CHANGE: 20150521 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESOURCES INC /NEW/ CENTRAL INDEX KEY: 0001019272 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 223136782 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PARKER PLAZA CITY: FORT LEE STATE: NJ ZIP: 07024 BUSINESS PHONE: 201-944-22 MAIL ADDRESS: STREET 1: ONE PARKER PLAZA CITY: FORT LEE STATE: NJ ZIP: 07024 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRATED TECHNOLOGY USA INC DATE OF NAME CHANGE: 19960720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WRUBEL HARVEY CENTRAL INDEX KEY: 0001241568 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12127 FILM NUMBER: 15882746 MAIL ADDRESS: STREET 1: C/O EMPIRE RESOURCES, INC. STREET 2: 1 PARKER PLAZA, SUIET 10 CITY: FORT LEE STATE: NJ ZIP: 07024 4 1 v411401_4.xml OWNERSHIP DOCUMENT X0306 4 2015-05-20 0 0001019272 EMPIRE RESOURCES INC /NEW/ ERS 0001241568 WRUBEL HARVEY ONE PARKER PLAZA FORT LEE NJ 07024 1 0 0 0 Options to Purchase Common Stock 1.625 2015-05-20 4 J 0 150000 2.7349 D 2009-09-17 2019-09-17 Common Stock 150000 50000 D The option was sold to the issuer by mutual agreement of the reporting person and the issuer. The reporting person received the difference between the closing price on the Transaction Date on The NASDAQ Capital Market, which was $4.3599, and the exercise price, per share of common stock underlying the option. /s/ Sandra Kahn Attorney in Fact for Harvey Wrubel 2015-05-21