-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PjMfSCDTM//6FVv2iKjbAnay8YYUd5iCRFRbxVAINGCI+fE9RJKfu5owb65MTSmW zfhJAi8hZa5xPozPd2TWMw== 0000909518-06-000194.txt : 20060215 0000909518-06-000194.hdr.sgml : 20060215 20060215110950 ACCESSION NUMBER: 0000909518-06-000194 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060209 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant FILED AS OF DATE: 20060215 DATE AS OF CHANGE: 20060215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESOURCES INC /NEW/ CENTRAL INDEX KEY: 0001019272 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 223136782 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-12127 FILM NUMBER: 06620291 BUSINESS ADDRESS: STREET 1: ONE PARKER PLAZA CITY: FORT LEE STATE: NJ ZIP: 07024 BUSINESS PHONE: 201-944-22 MAIL ADDRESS: STREET 1: ONE PARKER PLAZA CITY: FORT LEE STATE: NJ ZIP: 07024 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRATED TECHNOLOGY USA INC DATE OF NAME CHANGE: 19960720 8-K 1 jd2-15_8k.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2006 EMPIRE RESOURCES, INC. (Exact Name Of Registrant As Specified In Charter) Delaware 001-12127 22-3136782 (State of Incorporation) (Commission File No.) (I.R.S. Employer Identification No.) One Parker Plaza Fort Lee, New Jersey 07024 (Address of principal executive offices, including zip code) (201) 944-2200 (Registrant's telephone number, including area code) Not applicable (Former name or address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below): [_] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [_] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [_] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [_] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 1.01 Entry Into A Material Definitive Agreement. ------------------------------------------ On February 9, 2006, Empire Resources, Inc. (the "Company") entered into Amendment No. 8 (the "Amendment") to its Credit Agreement, dated as of December 21, 2000, as amended (the "Credit Agreement"), with Brown Brothers Harriman & Co., Citicorp USA, Inc., Rabobank International, New York branch, and JPMorgan Chase Bank, N.A. (the "Bank"), as a lender and as agent for the lenders. The Amendment amended the Credit Agreement to allow for the issuance of a $5,000,000 promissory note (the "Note"). The Note was issued to the Company by the Bank on February 9, 2006 and matures on the earlier of March 31, 2006 or the date on which the outstanding indebtedness under the Credit Agreement is refinanced. Borrowings under the Note will bear interest equal to the Bank's prime rate, an adjusted LIBO rate plus 2.5% or at a money market rate quoted to the Company by the Bank. The Note provides for customary events of default and includes a cross default in the event of any event of default under the Credit Agreement. Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an ------------------------------------------------------------------- Off-Balance Sheet Arrangement of a Registrant. ---------------------------------------------- The information from Item 1.01 above is incorporated by reference into this Item 2.03. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. EMPIRE RESOURCES, INC. Date: February 15, 2006 /s/ Sandra Kahn ------------------------------ Sandra Kahn Chief Financial Officer 3 -----END PRIVACY-ENHANCED MESSAGE-----