-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KbC8VRFJlsAx8bLQQAtp0qvuOja14KyyXElLVYaI6xQyOUZND1DbFnil61Gt4DLx mwrCA+4WwWBPmrEd2N18VA== 0000101911-99-000037.txt : 19991102 0000101911-99-000037.hdr.sgml : 19991102 ACCESSION NUMBER: 0000101911-99-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991031 FILED AS OF DATE: 19991101 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITRODE CORP CENTRAL INDEX KEY: 0000101911 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 042271186 STATE OF INCORPORATION: MD FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-05609 FILM NUMBER: 99738142 BUSINESS ADDRESS: STREET 1: 7 CONTINENTAL BLVD CITY: MERRIMACK STATE: NH ZIP: 03054 BUSINESS PHONE: 6034242410 MAIL ADDRESS: STREET 1: 7 CONTINENTAL BLVD CITY: MERRIMACK STATE: NH ZIP: 03054 COMPANY DATA: COMPANY CONFORMED NAME: KOKULIS JOHN L CENTRAL INDEX KEY: 0001078655 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: UNITRODE CORP STREET 2: 7 CONTINENTAL BLVD CITY: MERRIMACK STATE: NH ZIP: 03054 BUSINESS PHONE: 6034298761 4 1 FORM 4 - OCTOBER 31, 1999 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP (X) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Kokulis, John L. c/o Unitrode Corporation 7 Continental Boulevard Merrimack, NH 03054 USA 2. Issuer Name and Ticker or Trading Symbol Unitrode Corporation UTR 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year October 31, 1999 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Executive Vice President & Chief Financial Officer 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |10/15/|J (1| |1,000 |D |(1) |0 |D | | |99 |) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Employee Stock Option |$15.4375|10/15|J (2| |25,900 |D |(3) |2/15/|Common Stock|25,900 |(2) |0 |D | | (right to buy) | |/99 |) | | | | |09 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$15.4375|10/15|J (2| |74,100 |D |(3) |2/15/|Common Stock|74,100 |(2) |0 |D | | (right to buy) | |/99 |) | | | | |09 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Exchanged for 502.3 shares of common stock of Texas Instruments Incorporated ("TXN"), having a value of $83.375 per share, pursuant to a merger of Unitrode Corporation ("UTR") and TXN (the"Merger"). (2) These options were assumed by TXN in the Merger and are now exercisable for .5023 shares (the "Exchange Ratio") of TXN common stock for each share of UTR common stock, on the same terms, at an exercise price for TXN options determined by dividing the UTR exercise price by the Exchange Ratio. (3) These options vest in four (4) equal annual installments; options vest upon a change in control of UTR. SIGNATURE OF REPORTING PERSON /s/ John L. Kokulis DATE November 1, 1999 -----END PRIVACY-ENHANCED MESSAGE-----