-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CtuPj/f0zUdq41fFYJhgQP0cEfIKx8elYXG+jKp55IPpY4RtjgImobXdBpxXoPuc f9iNJrUE6TCX3zcgdZe0sQ== 0000101911-97-000038.txt : 19971016 0000101911-97-000038.hdr.sgml : 19971016 ACCESSION NUMBER: 0000101911-97-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970930 FILED AS OF DATE: 19971015 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITRODE CORP CENTRAL INDEX KEY: 0000101911 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 042271186 STATE OF INCORPORATION: MD FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-05609 FILM NUMBER: 97695753 BUSINESS ADDRESS: STREET 1: 7 CONTINENTAL BLVD CITY: MERRIMACK STATE: NH ZIP: 03054 BUSINESS PHONE: 6034242410 MAIL ADDRESS: STREET 1: 7 CONTINENTAL BLVD CITY: MERRIMACK STATE: NH ZIP: 03054 COMPANY DATA: COMPANY CONFORMED NAME: BROOKE PETER A CENTRAL INDEX KEY: 0001012101 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: UNITRODE CORP STREET 2: 7 CONTINENTAL BOULEVARD CITY: MERRIMACK STATE: NH ZIP: 03054 BUSINESS PHONE: 6034298761 4 1 FORM 4 - SEPTEMBER 1997 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Brooke, Peter A. c/o Unitrode Corporation 7 Continental Boulevard Merrimack, NH 03054 USA 2. Issuer Name and Ticker or Trading Symbol Unitrode Corporation (UTR) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year September 1997 5. If Amendment, Date of Original (Month/Year) October 1, 1997 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |9/5/97|G |V|313 |D | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |9/16/9|G |V|51 |D | |6,202 |D | | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: SIGNATURE OF REPORTING PERSON /s/ Peter A. Brooke DATE October 14, 1997 -----END PRIVACY-ENHANCED MESSAGE-----