-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MOUUGg1Ce+GGn5sU3NxaDz3zglC9O3mjqvEqglUV0m/yv4Epsgwu7IqnBOcU8Lyk 6TqLvLxAOKb/IivAB1/Mrw== 0000101911-96-000016.txt : 19960801 0000101911-96-000016.hdr.sgml : 19960801 ACCESSION NUMBER: 0000101911-96-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960731 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITRODE CORP CENTRAL INDEX KEY: 0000101911 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 042271186 STATE OF INCORPORATION: MD FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05609 FILM NUMBER: 96601533 BUSINESS ADDRESS: STREET 1: 7 CONTINENTAL BLVD CITY: MERRIMACK STATE: NH ZIP: 03054 BUSINESS PHONE: 6034298770 MAIL ADDRESS: STREET 1: 7 CONTINENTAL BLVD CITY: MERRIMACK STATE: NH ZIP: 03054 COMPANY DATA: COMPANY CONFORMED NAME: PEASENELL DENNIS A CENTRAL INDEX KEY: 0001012112 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: UNITRODE CORPORATION STREET 2: 7 CONTINENTAL BOULEVARD CITY: MERRICKMACK STATE: NH ZIP: 03054 BUSINESS PHONE: 6034298761 4 1 FORM 4 - JULY, 1996 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. FORM 4 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Peasenell, Dennis A. c/o Unitrode Corporation 7 Continental Boulevard Merrimack, NH 03054 USA 2. Issuer Name and Ticker or Trading Symbol Unitrode Corporation (UTR) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year July, 1996 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Executive Vice President- Operations
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |7/26/9|M |V|3750 |A |$4.75 | | | | |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/26/9|M |V|3750 |A |$4.75 | | | | |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/26/9|M |V|3750 |A |$4.75 | | | | |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/26/9|M |V|3750 |A |$4.75 | | | | |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/26/9|M |V|2100 |A |$5.75 | | | | |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/26/9|M |V|2300 |A |$5.75 | | | | |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/26/9|M |V|2300 |A |$5.75 |50522 |D | | |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Employee Stock Option |$4.75 |7/26/|M |V|3750 |D |1/2/9|7/2/0|Common Stock|3750 | |0 | | | (right to buy) | |96 | | | | |1 |0 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$4.75 |7/26/|M |V|3750 |D |1/2/9|7/2/0|Common Stock|3750 | |0 | | | (right to buy) | |96 | | | | |2 |0 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$4.75 |7/26/|M |V|3750 |D |1/2/9|7/2/0|Common Stock|3750 | |0 | | | (right to buy) | |96 | | | | |3 |0 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$4.75 |7/26/|M |V|3750 |D |1/2/9|7/2/0|Common Stock|3750 | |0 | | | (right to buy) | |96 | | | | |4 |0 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$5.75 |7/26/|M |V|2100 |D |10/15|4/15/|Common Stock|2100 | |0 | | | (right to buy) | |96 | | | | |/92 |01 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$5.75 |7/26/|M |V|2300 |D |10/15|4/15/|Common Stock|2300 | |0 | | | (right to buy) | |96 | | | | |/93 |01 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$5.75 |7/26/|M |V|2300 |D |10/15|4/15/|Common Stock|2300 | |0 | | | (right to buy) | |96 | | | | |/94 |01 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: SIGNATURE OF REPORTING PERSON /s/ Dennis A. Peasenell DATE July 30, 1996 -----END PRIVACY-ENHANCED MESSAGE-----