-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MuTh42SoEwtoND4xi4E3WWwkQ3Nr3ptAudRSQJ4nqAKOhN1iNmKNHyKyjDXsAXf+ yJI+e3rn8p9JpzSy1lh8Yg== 0000927025-96-000010.txt : 20030213 0000927025-96-000010.hdr.sgml : 20030213 19960205150401 ACCESSION NUMBER: 0000927025-96-000010 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960205 SROS: NASD GROUP MEMBERS: BAUM GEORGE K GROUP INC GROUP MEMBERS: WILLIAM D. THOMAS, G. KENNETH BAUM SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITOG CO CENTRAL INDEX KEY: 0000101909 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 440529828 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-07858 FILM NUMBER: 96511157 BUSINESS ADDRESS: STREET 1: 101 WEST 11TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8164747000 MAIL ADDRESS: STREET 1: 101 W 11TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BAUM GEORGE K GROUP INC CENTRAL INDEX KEY: 0001006360 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 431252188 STATE OF INCORPORATION: MO FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 120 WEST 12TH ST STREET 2: EIGHTH FLOOR CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8164741100 MAIL ADDRESS: STREET 1: 120 WEST 12TH ST STREET 2: EIGHTH FLOOR CITY: KANSAS CITY STATE: MO ZIP: 64105 SC 13G 1 SCHEDULE 13G Page 1 of 12 Pages Amendment No. 7 Unitog Company Common Stock Cusip # 913267100 Filing Fee: No CUSIP No. 913267100 Page 2 of 12 Pages Item 1: Reporting Person - G. Kenneth Baum - (Tax ID: ###-##-####) Item 4: United States Citizen Item 5: 483 Item 6: 661,870 Item 7: 483 Item 8: 661,870 Item 9: 662,353 Item 11: 7.14% Item 12: IN CUSIP No. 913267100 Page 3 of 12 Pages Item 1: Reporting Person - William D. Thomas - (Tax ID: ###-##-####) Item 4: United States Citizen Item 5: 34,596 Item 6: 661,870 Item 7: 34,596 Item 8: 661,870 Item 9: 696,466 Item 11: 7.50% Item 12: IN CUSIP No. 913267100 Page 4 of 12 Pages Item 1: Reporting Person-George K. Baum Group, Inc. (Tax ID:43-1252188) Item 4: Missouri Corporation Item 5: 661,870 Item 6: None Item 7: 661,870 Item 8: None Item 9: 661,870 Item 11: 7.13% Item 12: CO CUSIP No. 913267100 Page 5 of 12 Pages Item 1(a) Name of Issuer: The name of the issuer is Unitog Company, a Delaware corporation. Item 1(b) Address of Issuer's Principal Executive Offices: The address of the Issuer's principal executive offices is 101 West 11th Street, Kansas City, Missouri 64105. Item 2(a) Name of Person Filing: The names of the persons filing are G. Kenneth Baum, William D. Thomas and George K. Baum Group, Inc. Item 2(b) Address of Principal Business Office or, if none, Residence: The principal business office address of G. Kenneth Baum, William D. Thomas, and George K. Baum Group, Inc. is 120 West 12th Street, Kansas City, Missouri 64105. Item 2(c) Citizenship: G. Kenneth Baum and William D. Thomas are U.S. citizens residing in the state of Kansas. George K. Baum Group, Inc. is a Missouri corporation. Item 2(d) Title of Class of Securities: The title of the class of securities of Unitog Company for which this Statement is filed, is Common Stock, par value $.01 per share. Item 2(e) CUSIP Number: The CUSIP number of the securities to which this Statement relates is 913267100. Page 6 of 12 Pages Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) ( ) Broker or Dealer registered under Section 15 of the Act (b) ( ) Bank as defined in section 3(a)(6) of the Act (c) ( ) Insurance Company as defined in section 3(a)(19) of the Act (d) ( ) Investment Company registered under section 8 of the Investment Company Act (e) ( ) Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) ( ) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section 240.13-d-1(b)(1)(ii)(F) (g) ( ) Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) (Note: See Item 7) (h) ( ) Group, in accordance with Section 240.13d-1(b)(1)(ii)(H) Page 7 of 12 Pages Item 4. Ownership: As of December 31, 1995: (a) G. Kenneth Baum beneficially owned 662,353 shares (or 7.14%) of the 9,279,200 shares outstanding on December 31, 1995. This number includes: 483 (0.01%) shares owned directly by him. 661,870 (7.13%) shares owned by George K. Baum Group, Inc. of which Mr. Baum is an officer, a director and the controlling stockholder. (b) William D. Thomas beneficially owned 696,466 shares (or 7.50%) of the 9,279,200 shares outstanding on December 31, 1995. This number includes: 34,596 (0.37%) shares owned directly by him. 661,870 (7.13%) shares owned by George K. Baum Group, Inc. of which Mr. Thomas is an officer, a director and a minority stockholder. (c) George K. Baum Group, Inc. beneficially owned 661,870 shares (or 7.13%) of the 9,279,200 shares outstanding on December 31, 1995. G. Kenneth Baum and William D. Thomas have shared power to vote or direct the vote on all such shares and the shared power to dispose or to direct the disposition of all such shares. Page 8 of 12 Pages Item 5. Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ( ). Item 6. Ownership of More than Five Percent on Behalf of Another Person: No other person is known to have the right to receive or the power to direct the receipt of dividends from or the proceeds from the sale of, the common stock of the issuer owned by the reporting persons. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable. Item 8. Identification and Classification of Members of the Group: A group is not filing this Schedule. Item 9. Notice of Dissolution of Group: A Notice of Dissolution is not applicable to the filing of this Schedule. Item 10. Certification: This Statement is not being filed pursuant to Rule 13d-1(b). Page 9 of 12 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATE: January 30, 1996 /s/ G. Kenneth Baum G. Kenneth Baum Page 10 of 12 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATE: January 30, 1996 /s/ William D. Thomas William D. Thomas Page 11 of 12 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATE: January 30, 1996 GEORGE K. BAUM GROUP, INC. BY: /s/ William D. Thomas William D. Thomas President Page 12 of 12 Pages EXHIBIT A AGREEMENT Respecting Joint Filing of Schedule 13G The undersigned hereby agree to jointly prepare and file with regulatory authorities a Schedule 13G reporting each of the undersigned's ownership of shares of common stock of Unitog Company, a Delaware corporation, and hereby affirm that such Schedule 13G is being filed on behalf of each of the undersigned. DATE: January 30, 1996 /s/ G. Kenneth Baum G. Kenneth Baum /s/ William D. Thomas William D. Thomas GEORGE K. BAUM GROUP, INC. By: /s/ William D. Thomas William D. Thomas President -----END PRIVACY-ENHANCED MESSAGE-----