0001145549-23-027568.txt : 20230515 0001145549-23-027568.hdr.sgml : 20230515 20230515130500 ACCESSION NUMBER: 0001145549-23-027568 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230228 FILED AS OF DATE: 20230515 DATE AS OF CHANGE: 20230515 EFFECTIVENESS DATE: 20230515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN MULTISTATE TRUST II /MA/ CENTRAL INDEX KEY: 0001018975 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-07755 FILM NUMBER: 23920418 BUSINESS ADDRESS: STREET 1: C/O NUVEEN INVESTMENTS STREET 2: 333 WEST WACKER DRIVE 33RD FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177783 MAIL ADDRESS: STREET 1: NUVEEN INVESTMENTS STREET 2: 333 WEST WACKER DRIVE 33RD FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN FLAGSHIP MULTISTATE TRUST II DATE OF NAME CHANGE: 19960716 0001018975 S000000552 Nuveen California Municipal Bond Fund C000001516 Nuveen California Municipal Bond Fund - Class A NCAAX C000001519 Nuveen California Municipal Bond Fund - Class I NCSPX C000137687 Class C NAKFX 0001018975 S000000554 Nuveen Connecticut Municipal Bond Fund C000001524 Nuveen Connecticut Municipal Bond Fund - Class A FCTTX C000001527 Nuveen Connecticut Municipal Bond Fund - Class I FCTRX C000137688 Class C FDCDX 0001018975 S000000555 Nuveen Massachusetts Municipal Bond Fund C000001528 Nuveen Massachusetts Municipal Bond Fund - Class A NMAAX C000001531 Nuveen Massachusetts Municipal Bond Fund - Class I NBMAX C000137689 Class C NAAGX 0001018975 S000000557 Nuveen New Jersey Municipal Bond Fund C000001536 Nuveen New Jersey Municipal Bond Fund - Class A NNJAX C000001539 Nuveen New Jersey Municipal Bond Fund - Class I NMNJX C000137690 Class C NJCCX 0001018975 S000000558 Nuveen New York Municipal Bond Fund C000001540 Nuveen New York Municipal Bond Fund - Class A NNYAX C000001543 Nuveen New York Municipal Bond Fund - Class I NTNYX C000137691 Class C NAJPX 0001018975 S000008513 Nuveen California High Yield Municipal Bond Fund C000023361 Nuveen California High Yield Municipal Bond Fund - Class A NCHAX C000023364 Nuveen California High Yield Municipal Bond Fund - Class I NCHRX C000137692 Class C NAWSX N-CEN 1 primary_doc.xml X0404 N-CEN LIVE 0001018975 XXXXXXXX true false false N-1A S000008513 C000023361 C000137692 C000023364 S000000552 C000001516 C000137687 C000001519 S000000554 C000001524 C000137688 C000001527 S000000555 C000001528 C000137689 C000001531 S000000557 C000001536 C000137690 C000001539 S000000558 C000001540 C000137691 C000001543 NUVEEN MULTISTATE TRUST II /MA/ 811-07755 0001018975 549300IEL53UNMUSWW03 333 West Wacker Drive Chicago 606061286 US-IL US 3129177700 State Street Bank & Trust Company One Lincoln Street Boston 02111 6177863000 All Instruments representing the investment of the Funds and all cash are held by the custodian. The custodian delivers securities against payment upon sale and pays for securities against delivery upon purchase. The custodian also remits Fund assets in payment of Fund expenses, pursuant to instructions of a Registrants officers or resolutions of the Board of Directors/Trustees. Nuveen Fund Advisors, LLC 333 West Wacker Drive Chicago 606061286 3129177700 Certificate of Incorporation, By-Laws, minutes of director and shareholder meetings and contracts of the Registrant and all advisory material of the investment adviser DST Systems, Inc. P.o. Box 219140 Kansas City 641219140 8002578787 All required records in its capacity as transfer, dividend paying, and shareholder service agent for the Registrant. N N N-1A 6 Y Terence J. Toth 004501033 N Jack B. Evans N/A N William C. Hunter N/A N Albin F. Moschner N/A N John K. Nelson N/A N Margaret L. Wolff N/A N Robert L. Young N/A N Matthew Thornton III N/A N Amy B. R. Lancellotta N/A N Joanne T. Medero N/A N Brett E. Black N/A 333 West Wacker Drive Chicago 606061286 XXXXXX Y Gifford R. Zimmerman 001850029 333 West Wacker Drive Chicago 606061286 XXXXXX Y N N N N N Nuveen Securities, LLC 008-13464 000000469 549300SUT66RK1UQZ953 Y N KPMG LLP 00185 5493003PVCIGA21K0K42 N N N N N N N Nuveen California High Yield Municipal Bond Fund S000008513 5VDJIMFO1T8OHHHC0393 N 3 0 0 N/A N N Y N N State Street Bank and Trust 571474TGEMMWANRLN572 N N Revenue sharing split Cash collateral reinvestment fee 37665.800833333300 N/A Rule 17a-7 (17 CFR 270.17a-7) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i)) Y N N N Nuveen Fund Advisors, LLC 801-14147 000104626 5493003J8FN3E5O9OT63 N Nuveen Asset Management, LLC 801-71957 000155584 549300W218VXB0L5EY14 Y N DST Asset Manager Solutions, Inc. 84-00896 549300KY09TR3J12JU49 N N N ICE Data Pricing and Reference Data, LLC 5493000NQ9LYLDBCTL34 N Financial & Risk U.S. Holdings, Inc. (Refinitiv) 549300NF240HXJ07N016 N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N Pricing Direct 549300WIC0TOJ7N7GD54 N Bloomberg 5493001KJTIIGC8Y1R12 N Bloomberg BVAL N/A N Bank of America B4TYDEB6GKMZO031MB27 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) AO CITIBANK, MOSCOW N/A RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HAPOALIM B.M. N/A IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK POLSKA KASA OPIEKI SA - BANK P N/A PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES, GR N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CANADA SELF CUSTODY - CDSX N/A CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CESKOSLOVENSKA OBCHODNI BANKA, A.S. N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK COLOMBIA N/A CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK EUROPE PLC HUNGARIAN BRANC N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK EUROPE PLC, DUBLIN-SUCURSA N/A RO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK MAGHREB N/A MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK N.A. N/A AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK NA LIMA N/A PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK NA MEXICO N/A MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK NA SAO PAULO BRAZIL N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK PJSC N/A UA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK,N.A. N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CLEARSTREAM N/A LU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CLEARSTREAM BANKING AG N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CREDIT SUISSE (SCHWEIZ) AG N/A CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEPOSITORY TRUST AND CLEARING CORPORATION N/A N Y Securities depository - rule 17f-4 (17 CFR 270.17f-4) DEUTSCHE BANK (MALAYSIA) BERHAD N/A MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK A.S. N/A TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG, SEOUL BRANCH N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG, TAIPEI BRANCH N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK S.P.A. N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK SOCIEDAD ANONIMA ESPA N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DTCC N/A N Y Securities depository - rule 17f-4 (17 CFR 270.17f-4) EUROCLEAR N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) FEDERAL RESERVE BANK N/A N Y Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) FIRSTRAND BANK LIMITED N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HONGKONG AND SHANGHAI BANKING CORPO N/A JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK (CHINA) COMPANY LIMITED N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK AUSTRALIA LIMITED N/A AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK EGYPT S.A.E N/A EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MIDDLE EAST LIMITED N/A AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ITAU CORPBANCA (FORMERLY BANCO ITAU N/A CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NORDEA BANK AB (PUBL) N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NORDEA BANK AB (PUBL), FILIAL I NOR N/A NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NORDEA BANK AB (PUBL), FINNISH BRAN N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ROYAL BANK OF CANADA N/A CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK (HONG KONG) N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK (THAI) PCL N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STATE STREET BANK AND TRUST COMPANY N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STATE STREET BK LONDON - CREST N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UNICREDIT BANK AUSTRIA AG N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N DST Asset Manager Solutions, Inc. 549300KY09TR3J12JU49 SEC file number 84-00896 N N N N Nuveen Securities, LLC 008-13464 000000469 549300SUT66RK1UQZ953 0.000000000000 TIAA-CREF Individual & Institutional Services, LLC 008-44454 000020472 N/A 0.000000000000 Teachers Professional Investors Services, Inc. 008-47051 000036130 N/A 0.000000000000 Citigroup 008-08177 000007059 549300S41SMIODVIT266 19450.800000000000 19450.800000000000 JPMorgan Securities LLC 008-36950 000018718 ZBUT11V806EZRVTWT807 449823478.840000000000 BNY Mellon Capital Markets, LLC 008-35255 000017454 VJW2DOOHGDT6PR0ZRO63 372074017.230000000000 Stifel Nicolaus & Company Incorporated 008-01447 000000793 5WUVMA08EYG4KEUPW589 214532100.000000000000 Wells Fargo Securities, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 177078970.130000000000 Morgan Stanley 008-15869 000008209 7PDDXEMZ0ZV0CEDU4D16 162543763.200000000000 Loop Capital Markets LLC 008-50140 000043098 254900FPPM2WN90D4786 107749129.600000000000 Bank of America, National Association 008-07221 000007691 B4TYDEB6GKMZO031MB27 104284551.060000000000 Barclays Capital Inc. 008-41342 000019714 AC28XWWI3WIBK2824319 101227894.370000000000 Goldman Sachs & Co. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 92892060.300000000000 Citigroup 008-08177 000007059 549300S41SMIODVIT266 55334359.200000000000 1994981947.130000000000 N 1221237960.000000000000 Committed 2700000000.000000000000 N N N Nuveen California Municipal Bond Fund S000000552 549300P7SGEYSO3U9822 N 3 0 0 N/A N N N N N/A N/A N/A Rule 17a-7 (17 CFR 270.17a-7) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 18f-4(f)(17 CFR 270.18f-4(f)) Y N N N Nuveen Fund Advisors, LLC 801-14147 000104626 5493003J8FN3E5O9OT63 N Nuveen Asset Management, LLC 801-71957 000155584 549300W218VXB0L5EY14 Y N DST Asset Manager Solutions, Inc. 84-00896 549300KY09TR3J12JU49 N N N ICE Data Pricing and Reference Data, LLC 5493000NQ9LYLDBCTL34 N Financial & Risk U.S. Holdings, Inc. (Refinitiv) 549300NF240HXJ07N016 N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N Pricing Direct 549300WIC0TOJ7N7GD54 N Bloomberg 5493001KJTIIGC8Y1R12 N Bloomberg BVAL N/A N Bank of America B4TYDEB6GKMZO031MB27 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) AO CITIBANK, MOSCOW N/A RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HAPOALIM B.M. N/A IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK POLSKA KASA OPIEKI SA - BANK P N/A PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES, GR N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CANADA SELF CUSTODY - CDSX N/A CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CESKOSLOVENSKA OBCHODNI BANKA, A.S. N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK COLOMBIA N/A CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK EUROPE PLC HUNGARIAN BRANC N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK EUROPE PLC, DUBLIN-SUCURSA N/A RO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK MAGHREB N/A MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK N.A. N/A AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK NA LIMA N/A PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK NA MEXICO N/A MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK NA SAO PAULO BRAZIL N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK PJSC N/A UA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK,N.A. N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CLEARSTREAM N/A LU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CLEARSTREAM BANKING AG N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CREDIT SUISSE (SCHWEIZ) AG N/A CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEPOSITORY TRUST AND CLEARING CORPORATION N/A N Y Securities depository - rule 17f-4 (17 CFR 270.17f-4) DEUTSCHE BANK (MALAYSIA) BERHAD N/A MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK A.S. N/A TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG, SEOUL BRANCH N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG, TAIPEI BRANCH N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK S.P.A. N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK SOCIEDAD ANONIMA ESPA N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DTCC N/A N Y Securities depository - rule 17f-4 (17 CFR 270.17f-4) EUROCLEAR N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) FEDERAL RESERVE BANK N/A N Y Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) FIRSTRAND BANK LIMITED N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HONGKONG AND SHANGHAI BANKING CORPO N/A JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK (CHINA) COMPANY LIMITED N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK AUSTRALIA LIMITED N/A AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK EGYPT S.A.E N/A EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MIDDLE EAST LIMITED N/A AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ITAU CORPBANCA (FORMERLY BANCO ITAU N/A CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NORDEA BANK AB (PUBL) N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NORDEA BANK AB (PUBL), FILIAL I NOR N/A NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NORDEA BANK AB (PUBL), FINNISH BRAN N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ROYAL BANK OF CANADA N/A CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK (HONG KONG) N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK (THAI) PCL N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STATE STREET BANK AND TRUST COMPANY N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STATE STREET BK LONDON - CREST N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UNICREDIT BANK AUSTRIA AG N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N DST Asset Manager Solutions, Inc. 549300KY09TR3J12JU49 SEC file number 84-00896 N N N N Nuveen Securities, LLC 008-13464 000000469 549300SUT66RK1UQZ953 0.000000000000 TIAA-CREF Individual & Institutional Services, LLC 008-44454 000020472 N/A 0.000000000000 Teachers Professional Investors Services, Inc. 008-47051 000036130 N/A 0.000000000000 0.000000000000 Morgan Stanley 008-15869 000008209 7PDDXEMZ0ZV0CEDU4D16 1278700102.680000000000 Citigroup 008-08177 000007059 549300S41SMIODVIT266 479069199.300000000000 National Financial Services LLC 008-26740 000013041 549300JRHF1MHHWUAW04 303828894.200000000000 Bank of America, National Association 008-07221 000007691 B4TYDEB6GKMZO031MB27 303426184.980000000000 JPMorgan Securities LLC 008-36950 000018718 ZBUT11V806EZRVTWT807 223781536.180000000000 Barclays Capital Inc. 008-41342 000019714 AC28XWWI3WIBK2824319 206523518.100000000000 UBS Financial Services Inc. 008-16267 000008174 ETYRV6ORNFJB5NONI676 144361166.050000000000 Jefferies LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 124701244.500000000000 Raymond James & Associates Inc. 008-10999 000000705 U4ONQX15J3RO8XCKE979 124073119.550000000000 SunTrust Investment Services, Inc. 008-35355 000017499 N/A 124036558.200000000000 3616391943.640000000000 N 1949322020.000000000000 Committed 2700000000.000000000000 N N N Nuveen Connecticut Municipal Bond Fund S000000554 549300VOYS1BEYE6U206 N 3 0 0 N/A N N N N N/A N/A N/A Rule 17a-7 (17 CFR 270.17a-7) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i)) Rule 18f-4(f)(17 CFR 270.18f-4(f)) N N N N Nuveen Fund Advisors, LLC 801-14147 000104626 5493003J8FN3E5O9OT63 N Nuveen Asset Management, LLC 801-71957 000155584 549300W218VXB0L5EY14 Y N DST Asset Manager Solutions, Inc. 84-00896 549300KY09TR3J12JU49 N N N ICE Data Pricing and Reference Data, LLC 5493000NQ9LYLDBCTL34 N Financial & Risk U.S. Holdings, Inc. (Refinitiv) 549300NF240HXJ07N016 N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N Pricing Direct 549300WIC0TOJ7N7GD54 N Bloomberg 5493001KJTIIGC8Y1R12 N Bloomberg BVAL N/A N Bank of America B4TYDEB6GKMZO031MB27 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) AO CITIBANK, MOSCOW N/A RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HAPOALIM B.M. N/A IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK POLSKA KASA OPIEKI SA - BANK P N/A PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES, GR N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CANADA SELF CUSTODY - CDSX N/A CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CESKOSLOVENSKA OBCHODNI BANKA, A.S. N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK COLOMBIA N/A CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK EUROPE PLC HUNGARIAN BRANC N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK EUROPE PLC, DUBLIN-SUCURSA N/A RO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK MAGHREB N/A MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK N.A. N/A AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK NA LIMA N/A PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK NA MEXICO N/A MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK NA SAO PAULO BRAZIL N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK PJSC N/A UA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK,N.A. N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CLEARSTREAM N/A LU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CLEARSTREAM BANKING AG N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CREDIT SUISSE (SCHWEIZ) AG N/A CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEPOSITORY TRUST AND CLEARING CORPORATION N/A N Y Securities depository - rule 17f-4 (17 CFR 270.17f-4) DEUTSCHE BANK (MALAYSIA) BERHAD N/A MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK A.S. N/A TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG, SEOUL BRANCH N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG, TAIPEI BRANCH N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK S.P.A. 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(Refinitiv) 549300NF240HXJ07N016 N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N Pricing Direct 549300WIC0TOJ7N7GD54 N Bloomberg 5493001KJTIIGC8Y1R12 N Bloomberg BVAL N/A N Bank of America B4TYDEB6GKMZO031MB27 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) AO CITIBANK, MOSCOW N/A RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HAPOALIM B.M. N/A IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK POLSKA KASA OPIEKI SA - BANK P N/A PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES, GR N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CANADA SELF CUSTODY - CDSX N/A CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CESKOSLOVENSKA OBCHODNI BANKA, A.S. N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK COLOMBIA N/A CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK EUROPE PLC HUNGARIAN BRANC N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK EUROPE PLC, DUBLIN-SUCURSA N/A RO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK MAGHREB N/A MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK N.A. N/A AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK NA LIMA N/A PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK NA MEXICO N/A MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK NA SAO PAULO BRAZIL N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK PJSC N/A UA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK,N.A. N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CLEARSTREAM N/A LU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CLEARSTREAM BANKING AG N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CREDIT SUISSE (SCHWEIZ) AG N/A CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEPOSITORY TRUST AND CLEARING CORPORATION N/A N Y Securities depository - rule 17f-4 (17 CFR 270.17f-4) DEUTSCHE BANK (MALAYSIA) BERHAD N/A MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK A.S. N/A TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG, SEOUL BRANCH N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG, TAIPEI BRANCH N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK S.P.A. N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK SOCIEDAD ANONIMA ESPA N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DTCC N/A N Y Securities depository - rule 17f-4 (17 CFR 270.17f-4) EUROCLEAR N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) FEDERAL RESERVE BANK N/A N Y Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) FIRSTRAND BANK LIMITED N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HONGKONG AND SHANGHAI BANKING CORPO N/A JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK (CHINA) COMPANY LIMITED N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK AUSTRALIA LIMITED N/A AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK EGYPT S.A.E N/A EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MIDDLE EAST LIMITED N/A AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ITAU CORPBANCA (FORMERLY BANCO ITAU N/A CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NORDEA BANK AB (PUBL) N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NORDEA BANK AB (PUBL), FILIAL I NOR N/A NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NORDEA BANK AB (PUBL), FINNISH BRAN N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ROYAL BANK OF CANADA N/A CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK (HONG KONG) N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK (THAI) PCL N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STATE STREET BANK AND TRUST COMPANY N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STATE STREET BK LONDON - CREST N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UNICREDIT BANK AUSTRIA AG N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N DST Asset Manager Solutions, Inc. 549300KY09TR3J12JU49 SEC file number 84-00898 N N N N Nuveen Securities, LLC 008-13464 000000469 549300SUT66RK1UQZ953 0.000000000000 TIAA-CREF Individual & Institutional Services, LLC 008-44454 000020472 N/A 0.000000000000 Teachers Professional Investors Services, Inc. 008-47051 000036130 N/A 0.000000000000 0.000000000000 Morgan Stanley 008-15869 000008209 7PDDXEMZ0ZV0CEDU4D16 60417285.000000000000 RBC Capital Markets, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 44057053.600000000000 Bank of America, National Association 008-07221 000007691 B4TYDEB6GKMZO031MB27 42749412.150000000000 SunTrust Investment Services, Inc. 008-35355 000017499 N/A 36180209.550000000000 Citigroup 008-08177 000007059 549300S41SMIODVIT266 35167828.050000000000 Jefferies LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 22761425.800000000000 JPMorgan Securities LLC 008-36950 000018718 ZBUT11V806EZRVTWT807 22362467.200000000000 Wells Fargo Securities, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 22007408.400000000000 SAMUEL A. RAMIREZ & COMPANY, INC. 008-19014 000006963 254900CBKVW7O2ENQA21 18075320.900000000000 Barclays Capital Inc. 008-41342 000019714 AC28XWWI3WIBK2824319 15924988.950000000000 390079146.500000000000 N 594035325.000000000000 Committed 2700000000.000000000000 N N N Nuveen New Jersey Municipal Bond Fund S000000557 549300C4P5HGDEIGTE35 N 3 0 0 N/A N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i)) Rule 18f-4(f)(17 CFR 270.18f-4(f)) N N N N Nuveen Fund Advisors, LLC 801-14147 000104626 5493003J8FN3E5O9OT63 N Nuveen Asset Management, LLC 801-71957 000155584 549300W218VXB0L5EY14 Y N DST Asset Manager Solutions, Inc. 84-00896 549300KY09TR3J12JU49 N N N ICE Data Pricing and Reference Data, LLC 5493000NQ9LYLDBCTL34 N Financial & Risk U.S. Holdings, Inc. (Refinitiv) 549300NF240HXJ07N016 N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N Pricing Direct 549300WIC0TOJ7N7GD54 N Bloomberg 5493001KJTIIGC8Y1R12 N Bloomberg BVAL N/A N Bank of America B4TYDEB6GKMZO031MB27 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) AO CITIBANK, MOSCOW N/A RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HAPOALIM B.M. N/A IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK POLSKA KASA OPIEKI SA - BANK P N/A PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES, GR N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CANADA SELF CUSTODY - CDSX N/A CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CESKOSLOVENSKA OBCHODNI BANKA, A.S. N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK COLOMBIA N/A CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK EUROPE PLC HUNGARIAN BRANC N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK EUROPE PLC, DUBLIN-SUCURSA N/A RO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK MAGHREB N/A MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK N.A. N/A AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK NA LIMA N/A PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK NA MEXICO N/A MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK NA SAO PAULO BRAZIL N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK PJSC N/A UA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK,N.A. N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CLEARSTREAM N/A LU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CLEARSTREAM BANKING AG N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CREDIT SUISSE (SCHWEIZ) AG N/A CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEPOSITORY TRUST AND CLEARING CORPORATION N/A N Y Securities depository - rule 17f-4 (17 CFR 270.17f-4) DEUTSCHE BANK (MALAYSIA) BERHAD N/A MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK A.S. N/A TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG, SEOUL BRANCH N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG, TAIPEI BRANCH N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK S.P.A. N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK SOCIEDAD ANONIMA ESPA N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DTCC N/A N Y Securities depository - rule 17f-4 (17 CFR 270.17f-4) EUROCLEAR N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) FEDERAL RESERVE BANK N/A N Y Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) FIRSTRAND BANK LIMITED N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HONGKONG AND SHANGHAI BANKING CORPO N/A JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK (CHINA) COMPANY LIMITED N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK AUSTRALIA LIMITED N/A AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK EGYPT S.A.E N/A EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MIDDLE EAST LIMITED N/A AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ITAU CORPBANCA (FORMERLY BANCO ITAU N/A CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NORDEA BANK AB (PUBL) N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NORDEA BANK AB (PUBL), FILIAL I NOR N/A NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NORDEA BANK AB (PUBL), FINNISH BRAN N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ROYAL BANK OF CANADA N/A CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK (HONG KONG) N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK (THAI) PCL N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STATE STREET BANK AND TRUST COMPANY N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STATE STREET BK LONDON - CREST N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UNICREDIT BANK AUSTRIA AG N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N DST Asset Manager Solutions, Inc. 549300KY09TR3J12JU49 SEC file number 84-00899 N N N N Nuveen Securities, LLC 008-13464 000000469 549300SUT66RK1UQZ953 0.000000000000 TIAA-CREF Individual & Institutional Services, LLC 008-44454 000020472 N/A 0.000000000000 Teachers Professional Investors Services, Inc. 008-47051 000036130 N/A 0.000000000000 Citigroup 008-08177 000007059 549300S41SMIODVIT266 144.000000000000 144.000000000000 ICE Securities Execution & Clearing, LLC 008-70258 000299634 549300Q54HHOIVWCEN57 43313962.580000000000 JPMorgan Securities LLC 008-36950 000018718 ZBUT11V806EZRVTWT807 28152763.550000000000 Barclays Capital Inc. 008-41342 000019714 AC28XWWI3WIBK2824319 17756544.250000000000 Bank of America, National Association 008-07221 000007691 B4TYDEB6GKMZO031MB27 17166144.550000000000 Raymond James & Associates Inc. 008-10999 000000705 U4ONQX15J3RO8XCKE979 12476299.850000000000 Citigroup 008-08177 000007059 549300S41SMIODVIT266 9452276.300000000000 Pershing LLC 008-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 8533480.000000000000 Jefferies LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 7642112.150000000000 RBC Capital Markets, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 7414783.450000000000 Janney Montgomery Scott LLC 008-00462 000000463 549300QQRY1JCFQHYS08 6626203.600000000000 183696800.430000000000 N 421908325.000000000000 Committed 2700000000.000000000000 N N N Nuveen New York Municipal Bond Fund S000000558 5493009W66AMQSMSQD45 N 3 0 0 N/A N N N N N/A N/A N/A Rule 17a-7 (17 CFR 270.17a-7) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 18f-4(f)(17 CFR 270.18f-4(f)) Y N N N Nuveen Fund Advisors, LLC 801-14147 000104626 5493003J8FN3E5O9OT63 N Nuveen Asset Management, LLC 801-71957 000155584 549300W218VXB0L5EY14 Y N DST Asset Manager Solutions, Inc. 84-00896 549300KY09TR3J12JU49 N N N ICE Data Pricing and Reference Data, LLC 5493000NQ9LYLDBCTL34 N Financial & Risk U.S. Holdings, Inc. (Refinitiv) 549300NF240HXJ07N016 N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N Pricing Direct 549300WIC0TOJ7N7GD54 N Bloomberg 5493001KJTIIGC8Y1R12 N Bloomberg BVAL N/A N Bank of America B4TYDEB6GKMZO031MB27 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) AO CITIBANK, MOSCOW N/A RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HAPOALIM B.M. N/A IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK POLSKA KASA OPIEKI SA - BANK P N/A PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES, GR N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CANADA SELF CUSTODY - CDSX N/A CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CESKOSLOVENSKA OBCHODNI BANKA, A.S. N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK COLOMBIA N/A CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK EUROPE PLC HUNGARIAN BRANC N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK EUROPE PLC, DUBLIN-SUCURSA N/A RO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK MAGHREB N/A MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK N.A. N/A AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK NA LIMA N/A PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK NA MEXICO N/A MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK NA SAO PAULO BRAZIL N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK PJSC N/A UA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK,N.A. N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CLEARSTREAM N/A LU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CLEARSTREAM BANKING AG N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CREDIT SUISSE (SCHWEIZ) AG N/A CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEPOSITORY TRUST AND CLEARING CORPORATION N/A N Y Securities depository - rule 17f-4 (17 CFR 270.17f-4) DEUTSCHE BANK (MALAYSIA) BERHAD N/A MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK A.S. N/A TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG, SEOUL BRANCH N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG, TAIPEI BRANCH N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK S.P.A. N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK SOCIEDAD ANONIMA ESPA N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DTCC N/A N Y Securities depository - rule 17f-4 (17 CFR 270.17f-4) EUROCLEAR N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) FEDERAL RESERVE BANK N/A N Y Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) FIRSTRAND BANK LIMITED N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HONGKONG AND SHANGHAI BANKING CORPO N/A JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK (CHINA) COMPANY LIMITED N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK AUSTRALIA LIMITED N/A AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK EGYPT S.A.E N/A EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MIDDLE EAST LIMITED N/A AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ITAU CORPBANCA (FORMERLY BANCO ITAU N/A CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NORDEA BANK AB (PUBL) N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NORDEA BANK AB (PUBL), FILIAL I NOR N/A NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NORDEA BANK AB (PUBL), FINNISH BRAN N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ROYAL BANK OF CANADA N/A CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK (HONG KONG) N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK (THAI) PCL N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STATE STREET BANK AND TRUST COMPANY N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STATE STREET BK LONDON - CREST N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UNICREDIT BANK AUSTRIA AG N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N DST Asset Manager Solutions, Inc. 549300KY09TR3J12JU49 SEC file number 84-00899 N N N N Nuveen Securities, LLC 008-13464 000000469 549300SUT66RK1UQZ953 0.000000000000 TIAA-CREF Individual & Institutional Services, LLC 008-44454 000020472 N/A 0.000000000000 Teachers Professional Investors Services, Inc. 008-47051 000036130 N/A 0.000000000000 0.000000000000 Citigroup 008-08177 000007059 549300S41SMIODVIT266 371614366.500000000000 National Financial Services LLC 008-26740 000013041 549300JRHF1MHHWUAW04 271313239.550000000000 Morgan Stanley 008-15869 000008209 7PDDXEMZ0ZV0CEDU4D16 270613371.700000000000 JPMorgan Securities LLC 008-36950 000018718 ZBUT11V806EZRVTWT807 228618085.690000000000 Jefferies LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 168067995.850000000000 Bank of America, National Association 008-07221 000007691 B4TYDEB6GKMZO031MB27 159251679.470000000000 SunTrust Investment Services, Inc. 008-35355 000017499 N/A 137085773.000000000000 Barclays Capital Inc. 008-41342 000019714 AC28XWWI3WIBK2824319 116527970.350000000000 UBS Financial Services Inc. 008-16267 000008174 ETYRV6ORNFJB5NONI676 63541540.900000000000 Hilltop Securities Inc. 008-45123 000006220 549300IXU82PMU6XZT45 54134867.300000000000 1941946323.910000000000 N 1170785579.000000000000 Committed 2700000000.000000000000 N N N true INTERNAL CONTROL RPT 2 internalctrlreportkpmg_0228.htm INTERNAL CONTROL REPORT - 02.28.2023

  

Report of Independent Registered Public Accounting Firm 

To the Shareholders and Board of Trustees
Nuveen Funds: 

In planning and performing our audits of the financial statements of the Nuveen Funds listed in Exhibit A (the Funds) as of and for the year ended February 28, 2023, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we express no such opinion. 

Management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of the company's assets that could have a material effect on the financial statements. 

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. 

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company’s annual or interim financial statements will not be prevented or detected on a timely basis. 

Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of February 28, 2023. 

This report is intended solely for the information and use of the management and the Board of Trustees of the Nuveen Funds listed in Exhibit A and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. 

/s/ KPMG LLP 

Chicago, Illinois
April 26, 2023 

 

Exhibit A 

Closed-End Funds 

Nuveen Arizona Quality Municipal Income Fund (NAZ) 

Nuveen New Jersey Quality Municipal Income Fund (NXJ) 

Nuveen Ohio Quality Municipal Income Fund (NUO) 

Nuveen Pennsylvania Quality Municipal Income Fund (NQP) 

Nuveen California Quality Municipal Income Fund (NAC) 

Nuveen California AMT-Free Quality Municipal Income Fund (NKX) 

Nuveen California Municipal Value Fund (NCA) 

Nuveen California Select Tax-Free Income Portfolio (NXC) 

Nuveen New York Quality Municipal Income Fund (NAN) 

Nuveen New York AMT-Free Quality Municipal Income Fund (NRK) 

Nuveen New York Municipal Value Fund (NNY) 

Nuveen New York Select Tax-Free Income Portfolio (NXN) 

  

Open-End Funds 

Nuveen Multistate Trust II
Nuveen California High Yield Municipal Bond Fund (NCHY) 

Nuveen California Municipal Bond Fund (NCASP) 

Nuveen Connecticut Municipal Bond Fund (CT) 

Nuveen Massachusetts Municipal Bond Fund (NTFM) 

Nuveen New Jersey Municipal Bond Fund (NFNJ) 

Nuveen New York Municipal Bond Fund (NFNY) 

  

Confidential (C)