0001209191-20-012964.txt : 20200226 0001209191-20-012964.hdr.sgml : 20200226 20200226160836 ACCESSION NUMBER: 0001209191-20-012964 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200224 FILED AS OF DATE: 20200226 DATE AS OF CHANGE: 20200226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kramer Kevin B CENTRAL INDEX KEY: 0001549592 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12001 FILM NUMBER: 20655730 MAIL ADDRESS: STREET 1: C/O STONERIGDGE INC. STREET 2: 9400 E. MARKET ST CITY: WARREN STATE: OH ZIP: 44484 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHENY TECHNOLOGIES INC CENTRAL INDEX KEY: 0001018963 STANDARD INDUSTRIAL CLASSIFICATION: STEEL PIPE & TUBES [3317] IRS NUMBER: 251792394 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 SIX PPG PLACE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4123942800 MAIL ADDRESS: STREET 1: 100 SIX PPG PLACE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHENY TELEDYNE INC DATE OF NAME CHANGE: 19960716 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-24 0 0001018963 ALLEGHENY TECHNOLOGIES INC ATI 0001549592 Kramer Kevin B 1000 SIX PPG PLACE PITTSBURGH PA 15222 0 1 0 0 Sr. VP, CCMO Common Stock, $0.10 par value per share 2020-02-24 4 A 0 43004 0.00 A 139706.5562 D Common Stock, $0.10 par value per share 2020-02-24 4 F 0 19533 19.44 D 120173.5562 D Common Stock, $0.10 par value per share 2020-02-24 4 F 0 2106 19.44 D 118067.5562 D Common Stock, $0.10 par value per share 2020-02-24 4 A 0 15740 0.00 A 133807.5562 D Settlement of performance-vested restricted stock units that were granted in 2017, the vesting of which was contingent upon the Issuer's achievement of specified performance criteria during the period form January 1, 2017 through December 31, 2019 (the "2017-2019 PSUs"). The shares underlying the 2017-2019 PSUs became payable as of February 24, 2020 following certification of the Issuer's achievement of such performance criteria by the Personnel and Compensation Committee of the Issuer's Board of Directors. This amount includes 1,512.1441 shares of common stock that Mr. Kramer owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Mr. Kramer holds approximately 1,268 units, which represent interests in the Company's stock fund. Shares withheld for payment of taxes in connection with the February 24, 2020 settlement of the 2017-2019 PSUs. Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 24, 2020. Shares withheld for payment of taxes on restricted stock units awarded on February 23, 2017. One-third of such restricted stock units vested by their terms on February 24, 2020. Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date. /s/ Elliot S. Davis, Attorney-in-Fact for Kevin B. Kramer 2020-02-26