0001209191-19-015240.txt : 20190301
0001209191-19-015240.hdr.sgml : 20190301
20190301194719
ACCESSION NUMBER: 0001209191-19-015240
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190227
FILED AS OF DATE: 20190301
DATE AS OF CHANGE: 20190301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARSHMAN RICHARD J
CENTRAL INDEX KEY: 0001200244
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12001
FILM NUMBER: 19651399
MAIL ADDRESS:
STREET 1: 1000 SIX PPG PLACE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222-5479
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALLEGHENY TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001018963
STANDARD INDUSTRIAL CLASSIFICATION: STEEL PIPE & TUBES [3317]
IRS NUMBER: 251792394
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1000 SIX PPG PLACE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 4123942800
MAIL ADDRESS:
STREET 1: 100 SIX PPG PLACE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER COMPANY:
FORMER CONFORMED NAME: ALLEGHENY TELEDYNE INC
DATE OF NAME CHANGE: 19960716
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-02-27
0
0001018963
ALLEGHENY TECHNOLOGIES INC
ATI
0001200244
HARSHMAN RICHARD J
1000 SIX PPG PLACE
PITTSBURGH
PA
15222-5479
1
1
0
0
Executive Chairman
Common Stock, par value $0.10 per share
2019-02-27
4
F
0
11193
29.255
D
482372.7688
D
Common Stock, par value $0.10 per share
2019-02-28
4
M
0
78742
28.92
A
561114.7688
D
Common Stock, par value $0.10 per share
2019-02-28
4
F
0
34474
28.92
D
526640.7688
D
Common Stock, par value $0.10 per share
2019-02-28
4
S
0
10780
29.13
D
515860.7688
D
Shares withheld for payment of taxes on performance/restricted stock granted in 2014 that vested on February 27, 2019.
Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2019.
This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.
Settlement of performance-vested restricted stock units that were granted in 2016, the vesting of which was contingent upon the Issuer's achievement of specified performance criteria during the period from January 1, 2016 through December 31, 2018 (the "2016-2018 PSUs"). The Issuer's partial achievement of such performance criteria was certified, and a corresponding portion of the shares underlying the 2016-2018 PSUs became payable, as of February 28, 2019.
Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019.
Shares withheld for payment of taxes in connection with the February 28, 2019 settlement of the 2016-2018 PSUs.
Shares sold pursuant to a 10b5-1 Trading Plan.
/s/ Elliot S. Davis, Attorney-in-Fact for Richard J. Harshman
2019-03-01