0001209191-19-015240.txt : 20190301 0001209191-19-015240.hdr.sgml : 20190301 20190301194719 ACCESSION NUMBER: 0001209191-19-015240 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190227 FILED AS OF DATE: 20190301 DATE AS OF CHANGE: 20190301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARSHMAN RICHARD J CENTRAL INDEX KEY: 0001200244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12001 FILM NUMBER: 19651399 MAIL ADDRESS: STREET 1: 1000 SIX PPG PLACE CITY: PITTSBURGH STATE: PA ZIP: 15222-5479 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHENY TECHNOLOGIES INC CENTRAL INDEX KEY: 0001018963 STANDARD INDUSTRIAL CLASSIFICATION: STEEL PIPE & TUBES [3317] IRS NUMBER: 251792394 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 SIX PPG PLACE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4123942800 MAIL ADDRESS: STREET 1: 100 SIX PPG PLACE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHENY TELEDYNE INC DATE OF NAME CHANGE: 19960716 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-27 0 0001018963 ALLEGHENY TECHNOLOGIES INC ATI 0001200244 HARSHMAN RICHARD J 1000 SIX PPG PLACE PITTSBURGH PA 15222-5479 1 1 0 0 Executive Chairman Common Stock, par value $0.10 per share 2019-02-27 4 F 0 11193 29.255 D 482372.7688 D Common Stock, par value $0.10 per share 2019-02-28 4 M 0 78742 28.92 A 561114.7688 D Common Stock, par value $0.10 per share 2019-02-28 4 F 0 34474 28.92 D 526640.7688 D Common Stock, par value $0.10 per share 2019-02-28 4 S 0 10780 29.13 D 515860.7688 D Shares withheld for payment of taxes on performance/restricted stock granted in 2014 that vested on February 27, 2019. Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2019. This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose. Settlement of performance-vested restricted stock units that were granted in 2016, the vesting of which was contingent upon the Issuer's achievement of specified performance criteria during the period from January 1, 2016 through December 31, 2018 (the "2016-2018 PSUs"). The Issuer's partial achievement of such performance criteria was certified, and a corresponding portion of the shares underlying the 2016-2018 PSUs became payable, as of February 28, 2019. Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019. Shares withheld for payment of taxes in connection with the February 28, 2019 settlement of the 2016-2018 PSUs. Shares sold pursuant to a 10b5-1 Trading Plan. /s/ Elliot S. Davis, Attorney-in-Fact for Richard J. Harshman 2019-03-01