-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GDRWL3FZeSd7STet/9l99gh8PWADC2ulzUlQjHNudbOUsK4xVuGo977FpI2oNUep 0mSZXOIDMejNStAJoddHbg== 0001209191-11-006419.txt : 20110202 0001209191-11-006419.hdr.sgml : 20110202 20110202164530 ACCESSION NUMBER: 0001209191-11-006419 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110131 FILED AS OF DATE: 20110202 DATE AS OF CHANGE: 20110202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALTON JON D CENTRAL INDEX KEY: 0001200411 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12001 FILM NUMBER: 11567143 MAIL ADDRESS: STREET 1: 1000 SIX PPG PL CITY: PITTSBURGH STATE: PA ZIP: 15222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHENY TECHNOLOGIES INC CENTRAL INDEX KEY: 0001018963 STANDARD INDUSTRIAL CLASSIFICATION: STEEL PIPE & TUBES [3317] IRS NUMBER: 251792394 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 SIX PPG PLACE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4123942800 MAIL ADDRESS: STREET 1: 100 SIX PPG PLACE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHENY TELEDYNE INC DATE OF NAME CHANGE: 19960716 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-01-31 0 0001018963 ALLEGHENY TECHNOLOGIES INC ATI 0001200411 WALTON JON D 1000 SIX PPG PLACE PITTSBURGH PA 15222-5479 0 1 0 0 EVP, HR, CLCO and Corp Sec Common Stock, $0.10 par value 2011-01-31 4 A 0 5110 0.00 A 176804.174 D Common Stock, $0.10 par value 2011-01-31 4 F 0 1622 64.35 D 175182.174 D Common Stock, $0.10 par value 2011-02-01 4 M 0 10000 5.70 A 185182.174 D Common Stock, $0.10 par value 2011-02-01 4 M 0 5000 3.625 A 190182.174 D Common Stock, $0.10 par value 2011-02-01 4 S 0 400 66.82 D 189782.174 D Common Stock, $0.10 par value 2011-02-01 4 S 0 909 66.80 D 188873.174 D Common Stock, $0.10 par value 2011-02-01 4 S 0 5000 66.75 D 183873.174 D Common Stock, $0.10 par value 2011-02-01 4 S 0 161 66.62 D 183712.174 D Common Stock, $0.10 par value 2011-02-01 4 S 0 1451 66.60 D 182261.174 D Common Stock, $0.10 par value 2011-02-01 4 S 0 100 66.49 D 182161.174 D Common Stock, $0.10 par value 2011-02-01 4 S 0 1300 66.48 D 180861.174 D Common Stock, $0.10 par value 2011-02-01 4 S 0 300 66.47 D 180561.174 D Common Stock, $0.10 par value 2011-02-01 4 S 0 609 66.46 D 179952.174 D Common Stock, $0.10 par value 2011-02-01 4 S 0 1491 66.452 D 178461.174 D Common Stock, $0.10 par value 2011-02-01 4 S 0 1501 66.45 D 176960.174 D Common Stock, $0.10 par value 2011-02-01 4 S 0 1688 66.442 D 175272.174 D Common Stock, $0.10 par value 2011-02-01 4 S 0 90 66.44 D 175182.174 D Employee Stock Option, right to buy 5.70 2011-02-01 4 M 0 10000 0.00 D 2013-01-24 Common Stock, $0.10 par value 10000 0 D Employee Stock Option, right to buy 3.625 2011-02-01 4 M 0 5000 0.00 D 2013-02-12 Common Stock, $0.10 par value 5000 0 D This amount includes 1,725.751 shares of common stock that Mr. Walton owns indirectly in the Company's 401(k) plan. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method. The reporting person holds approximately 1,630 units, which represent interests in the Company's stock fund. This amount includes 45,599 shares of common stock owned indirectly by Mr. Walton's wife. The reporting person disclaims beneficial ownership of the shares directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose. The option vested in three equal installments on January 24, 2004, 2005 and 2006. The option,representing a right to purchase a total of 30,000 shares, vested in three equal installments on February 12, 2004, 2005, and 2006. /s/ Jon D. Walton 2011-02-02 EX-24.4_361287 2 poa.txt POA DOCUMENT POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that I, the undersigned director and/or officer of Allegheny Technologies Incorporated, hereby constitute and appoint Elliot S. Davis, Marissa P. Earnest and Mary Beth Moore, and each of them, the undersigned's true and lawful attorneys-in-fact and agents, with full power of substitution and re-substitution in each, for the undersigned in his or her name, place and stead, in any and all capacities (including the undersigned's capacity as a Director and/or officer of Allegheny Technologies Incorporated), granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and to execute any and all forms, documents and instruments which said attorneys-in-fact and agents, or either of them, may deem necessary or advisable or which may be required under Section 16(a) of the Securities Exchange Act of 1934, as amended ("Section 16(a)"), and any rules, regulations or requirements of the Securities and Exchange Commission in respect thereof, in connection with the acquisition, by purchase or otherwise, or disposition, by sale, gift or otherwise, of beneficial ownership of shares of common stock of Allegheny Technologies Incorporated (and any derivative security relating thereto) by the undersigned, as fully to all intents and purposes as the undersigned might or could do in person, including specifically, but without limiting the generality of the foregoing, the power and authority to sign the name of the undersigned to any Statement of Changes in Beneficial Ownership of Securities on Form 4 ("Form 4") to be filed with the Securities and Exchange Commission in respect of any such transaction, to any and all amendments to any such Form 4, and to any instruments or documents filed as part of or in connection with any such Form 4, and to file such documents with the Securities and Exchange Commission, any securities exchange and said corporation; and the undersigned hereby ratifies and confirms all that said attorneys-in-fact and agents, or either of them, or their or his or her substitute or substitutes, may lawfully do or cause to be done by virtue hereof. The undersigned acknowledges that he or she is appointing said attorneys-in-fact and agents solely for the convenience of the undersigned in complying with the reporting requirements of Section 16(a) and said attorneys-in-fact and agents shall not be liable to the undersigned for any action or failure to take action in their capacity as such. The undersigned shall at all times remain fully and solely responsible for compliance with Section 16(a), including for determining whether and when any Form 4 must be filed thereunder and the accuracy and completeness of the information set forth in any Form 4 so filed. The undersigned agrees not to institute any action or suit at law or in equity against said attorneys-in-fact and agents, or each of them, for any action or failure to take action pursuant to the power granted hereunder or for any deficiency in any action so taken. The undersigned further agrees to indemnify and hold said attorneys-in-fact and agents and each of them harmless from any damages, losses, costs or expenses incurred by them as a result of any action taken or any failure to take action in their capacity as such or for any deficiency in any taken. IN WITNESS WHEREOF, I have subscribed these presents on the date set opposite my name below. Date: January 24, 2011 /s/ Jon D. Walton Witness: /s/ Kathleen M. Brandt Jon D. Walton Executive Vice President, Human Resources, Chief Legal and Compliance Officer, and Corporate Secretary -----END PRIVACY-ENHANCED MESSAGE-----