-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M7cJnWH6AZbuiFuxoHpoMjY5QbERrKvNMTApcTQnVUiTw7fcxejlPwtFU3VB2Aen xi9wNvAb/WjGWnQDWJRn8g== 0001018946-02-000104.txt : 20020416 0001018946-02-000104.hdr.sgml : 20020416 ACCESSION NUMBER: 0001018946-02-000104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020410 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STEINER LEISURE LTD CENTRAL INDEX KEY: 0001018946 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 980164731 STATE OF INCORPORATION: C5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28972 FILM NUMBER: 02606921 BUSINESS ADDRESS: STREET 1: 770 SOUTH DIXIE HWY. CITY: CORAL GABLES STATE: FL ZIP: 33146 BUSINESS PHONE: 3053589002 MAIL ADDRESS: STREET 1: STE 104A STREET 2: SAFFREY SQ CITY: NASSAU STATE: C5 ZIP: 00000 COMPANY DATA: COMPANY CONFORMED NAME: WARSHAW CLIVE E CENTRAL INDEX KEY: 0001033246 DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 104A SAFFREY SQU CITY: NASSAU BAHAMAS BUSINESS PHONE: 2423560006 MAIL ADDRESS: STREET 1: 104A SAFFREY SQU CITY: NASSAU BAHAMAS 4 1 form4clivewarshawmarch2002.htm form4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of
1934, Section 17(a) of the Public Utility Holding Company Act of
1935 or Section 30(f) of the Investment Company Act of 1940


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Check this box if no longer
subject to Section 16. Form 4 or
Form 5 obligations may continue.
See Instruction 1(b).

(Print or Type Responses)

1. Name and Address of Reporting Person*




Warshaw, Clive E.

2. Issuer Name and Tickler or Trading Symbol




Steiner Leisure Limited ("STNR")

6. Relationship of Reporting Person(s) to Issuer
                  (Check all applicable)

X

Director

 

10% Owner
 

Officer (give title below)

 

Other (specify below)
 

(Last)        (First)       (Middle)



Suite 104A, Saffrey Square

3. I.R.S. Identification Number of
    Reporting Person, if an entity
    (voluntary)

4. Statement for Month/Year

March 2002

7. Individual or Joint/Group Filing (Check Applicable Line)

5. If Amendment, Date of
    Original (Month/Year)

X

Form filed by One Reporting Person

(Street)

Nassau, The Bahamas

 

Form filed by More than One Reporting Person

(City)          (State)      (Zip)

Table I ¾ Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
    (Instr. 3)

2. Transaction Date

    (Month/Day/Year)

3. Transaction
    Code
    (Instr.8)

4. Securities Acquired (A)
    or Disposed of (D)
    (Instr. 3, 4 and 5)

5. Amount of Securities
    Beneficially Owned at
    End of Month

      (Instr. 3 and 4)

6. Ownership
    Form: Direct
    (D) or
    Indirect (I)
    (Instr. 4)

7. Nature of
    Indirect
    Beneficial
    Ownership

    (Instr. 4)

Code

V

Amount

 (A) or
 (D)

Price

Common Shares

03/04/02

M

  

6,000

A

$5.78

  

D

  

Common Shares

03/11/02

M

  

6,000

A

$5.78

  

D

  

Common Shares

03/18/02

M

  

6,000

A

$5.78

  

D

  

Common Shares

03/25/02

M

  

6,000

A

$5.78

  

D

  

Common Shares

03/04/02

S

  

1,290

D

$19.15

  

D

  

Common Shares

03/04/02

S

  

2,580

D

$19.16

  

D

  

Common Shares

03/04/02

S

  

430

D

$19.17

  

D

  

Common Shares

03/04/02

S

  

1,700

D

$19.18

  

D

  

Common Shares

03/11/02

S

  

430

D

$21.63

  

D

  

Common Shares

03/11/02

S

  

430

D

$21.90

  

D

  

Common Shares

03/11/02

S

  

430

D

$22.15

  

D

  

Common Shares

03/11/02

S

  

430

D

$22.16

  

D

  

Common Shares

03/11/02

S

  

430

D

$22.29

  

D

  

Common Shares

03/11/02

S

  

1,270

D

$22.30

  

D

  

1

of 3

FORM 4 (continued)

Table II ` Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of
    Derivative
    Security
    (Instr. 3)

2. Conversion
    or Exercise
    Price of
    Derivative
    Security

3. Transaction
    Date

(Month/
Day/
Year)

4. Transaction
    Code
    (Instr.8)

5. Number of
    Derivative
    Securities
    Acquired (A)
    or Disposed
    of (D)
    (Instr. 3, 4
    and 5)

6. Date Exercisable
   and Expiration Date
   (Month/Day/Year)

7. Title and Amount of
    Underlying Securities
    (Instr. 3 and 4)

8. Price of
    Derivative
    Security
    (Instr. 5)

9. Number of
    Derivative
    Securities
    Beneficially
    Owned at
    End of
    Month
    (Instr. 4)

10. Ownership
      Form of
      Derivative
      Securities
      Beneficially
      Owned at
      End of
      Month
      (Instr. 4)

11. Nature of
      Indirect
      Beneficial
      Ownership
      (Instr. 4)

Code

V

(A)

(D)

Date
Exercisable

Expiration
Date

Title

Amount or
Number of
Shares

Employee Share Option (right to buy)


$5.78


03/04/02


D

    


6,000


(1)


11/09/06

Common Shares


6,000

--

  

D

  

Employee Share Option (right to buy)


$5.78


03/11/02


D

    


6,000


(1)


11/09/06

Common Shares


6,000

--

  

D

  

Employee Share Option (right to buy)


$5.78


03/18/02


D

    


6,000


(1)


11/09/06

Common Shares


6,000

--

  

D

  

Employee Share Option (right to buy)


$5.78


03/25/02


D

    


6,000


(1)


11/09/06

Common Shares


6,000

--

132,000

D

  
 

Explanation of Responses:

(1) These options are part of a grant that vested in equal installments on each of the first three anniversaries of the date of grant.
       
   

s/s Clive E. Warshaw

  

4/10/02

  

   

Clive E. Warshaw

Date
 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

*

If the form is filed by more than one reporting person, see Instruction 4(b)(v).

**

Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
 

See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note:

File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

2 of 3

 

 

1. Name and Address of Reporting Person*




Warshaw, Clive E.

2. Issuer Name and Tickler or Trading Symbol




Steiner Leisure Limited ("STNR")

6. Relationship of Reporting Person(s) to Issuer
                  (Check all applicable)

X

Director

 

10% Owner
 

Officer (give title below)

 

Other (specify below)
 

(Last)        (First)       (Middle)



Suite 104A, Saffrey Square

3. I.R.S. Identification Number of
    Reporting Person, if an entity
    (voluntary)

4. Statement for Month/Year

March 2002

7. Individual or Joint/Group Filing (Check Applicable Line)

5. If Amendment, Date of
    Original (Month/Year)

X

Form filed by One Reporting Person

(Street)

Nassau, The Bahamas

 

Form filed by More than One Reporting Person

(City)          (State)      (Zip)

Table I ¾ Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
    (Instr. 3)

2. Transaction Date

    (Month/Day/Year)

3. Transaction
    Code
    (Instr.8)

4. Securities Acquired (A)
    or Disposed of (D)
    (Instr. 3, 4 and 5)

5. Amount of Securities
    Beneficially Owned at
    End of Month

      (Instr. 3 and 4)

6. Ownership
    Form: Direct
    (D) or
    Indirect (I)
    (Instr. 4)

7. Nature of
    Indirect
    Beneficial
    Ownership

    (Instr. 4)

Code

V

Amount

 (A) or
 (D)

Price

Common Shares

03/11/02

S

  

1,290

D

$22.90

  

D

  

Common Shares

03/11/02

S

  

430

D

$23.00

  

D

  

Common Shares

03/11/02

S

  

430

D

$23.25

  

D

  

Common Shares

03/11/02

S

  

430

D

$23.37

  

D

  

Common Shares

03/18/02

S

  

6,000

D

$23.95

  

D

  

Common Shares

03/25/02

S

  

750

D

$20.80

  

D

  

Common Shares

03/25/02

S

  

750

D

$20.85

  

D

  

Common Shares

03/25/02

S

  

750

D

20.86

  

D

  

Common Shares

03/25/02

S

  

750

D

20.90

  

D

  

Common Shares

03/25/02

S

  

750

D

20.95

  

D

  

Common Shares

03/25/02

S

  

750

D

$21.25

  

D

  

Common Shares

03/25/02

S

  

750

D

$21.63

  

D

  

Common Shares

03/25/02

S

  

750

D

$21.96

2,542,260

D

  

3 of 3

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