-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U4vPH6j+lypvQkx9CsErInGxW+RV420iiIXZXCeMUq8Kk8OHlVInqDwFWS9uKbFk bN2L6eryjSnlqjC2HkZUwg== 0000950144-98-002473.txt : 19980311 0000950144-98-002473.hdr.sgml : 19980311 ACCESSION NUMBER: 0000950144-98-002473 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980228 FILED AS OF DATE: 19980310 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KEEBLER FOODS CO CENTRAL INDEX KEY: 0001018848 STANDARD INDUSTRIAL CLASSIFICATION: COOKIES & CRACKERS [2052] IRS NUMBER: 361894790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-13705 FILM NUMBER: 98561055 BUSINESS ADDRESS: STREET 1: 677 LARCH AVE CITY: ELMHURST STATE: IL ZIP: 60126 BUSINESS PHONE: 6308332900 FORMER COMPANY: FORMER CONFORMED NAME: KEEBLER CORP DATE OF NAME CHANGE: 19960715 COMPANY DATA: COMPANY CONFORMED NAME: CROZER ROBERT P CENTRAL INDEX KEY: 0001053895 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1919 FLOWERS CIRCLE STREET 2: PO BOX 1338 CITY: THOMASVILLE STATE: GA ZIP: 31757 BUSINESS PHONE: 2123711717 MAIL ADDRESS: STREET 1: 135 E 57TH ST CITY: NEW YORK STATE: NY ZIP: 10022 4 1 KEEBLER FOODS COMPANY 1 FORM 4 OMB APPROVAL ------------------------------ [ ] Check box if no longer subject to Section 16. Form 4 OMB Number: 3235-0287 or Form 5 obligations may Expires: April 30, 1997 continue. See Instructio 1(b) Estimated average burden hours per response: 0.5 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ================================================================================ 1. Name and Address of Reporting Person Robert P. Crozer - -------------------------------------------------------------------------------- (Last) (First) (Middle) 1919 Flowers Circle P. O. Box 1338 - -------------------------------------------------------------------------------- (Street) Thomasville, Georgia 31799 - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol KEEBLER FOODS COMPANY (KBL) - -------------------------------------------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) - -------------------------------------------------------------------------------- 4. Statement for Month/Year February, 1998 - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) January, 1998 - -------------------------------------------------------------------------------- 6. Relationship of Reporting person to Issuer (Check all applicable) X Director 10% Owner - ----- ----- Officer (give title below) Other (specify below) - ----- ----- - -------------------------------------------------------------------------------- TABLE 1 - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY-OWNED
- ---------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security 2. Transaction 3. Transaction 4. Securities Acquired 5. Amount of 6. Ownership 7. Nature of (Instr. 3) Date (Month/ Code (A) or Disposed of (D) Securities Form: Direct Indirect Day/Year) (Instr. 8) (Instr. 3, 4 and 5) Beneficially (D) or Beneficial ----------------------------------------- Owned at Indirect (I) Ownership Code V Amount (A) or Price End of Month (Instr. 4) (Instr. 4) (D) (Instr. 3 and 4) - ---------------------------------------------------------------------------------------------------------------------------------- Common Stock, $0.01 February 3, 1998 P 10,000 A $24.00 10,000 D par value per share - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- ==================================================================================================================================
2 FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
==================================================================================================================================== 1. Title of 2. Conversion 3. Transaction 4. Transaction 5. Number of 6. Date Exercisable 7. Title and Amount Derivative or Exercise Date Code Derivative and Expiration of Underlying Security Price of (Month/ (Instr. 8) Securities Date (Month/ Securities (Instr. 3) Derivative Day/ Acquired Day/Year) (Instr. 3 and 4) Security Year) (A) or Disposed of (D) (instr. 3, 4 and 5) --------------------------------------------------------------------------- Date Expira- Amount or Code V (A) (D) Exer- tion Title Number cisable Date of Shares - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== ================================================================================ 8. Price of 9. Number of Derivative 10. Ownership Form 11. Nature of Derivative Securities Beneficially of Derivative Indirect Security Owned at End of Security: Beneficial (Instr. 5) Month (Instr. 4) Direct (D) or Ownership Indirect (I) (Instr. 4) (Instr. 4) - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- ================================================================================
Explanation of Responses: ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) /s/ Robert P. Crozer 3/09/98 - ----------------------------------------------------------- ------- ** Signature of Reporting Person Date Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. (Page 2 of 2) -----END PRIVACY-ENHANCED MESSAGE-----