0001359804-14-000007.txt : 20140219 0001359804-14-000007.hdr.sgml : 20140219 20140219193737 ACCESSION NUMBER: 0001359804-14-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140215 FILED AS OF DATE: 20140219 DATE AS OF CHANGE: 20140219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMAZON COM INC CENTRAL INDEX KEY: 0001018724 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 911646860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 2062661000 MAIL ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jassy Andrew R CENTRAL INDEX KEY: 0001374545 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22513 FILM NUMBER: 14627456 MAIL ADDRESS: STREET 1: PO BOX 81226 CITY: SEATTLE STATE: WA ZIP: 98108-1226 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-02-15 0001018724 AMAZON COM INC AMZN 0001374545 Jassy Andrew R P.O. BOX 81226 SEATTLE WA 98108-1226 0 1 0 0 Senior Vice President Common Stock, par value $.01 per share 2014-02-15 4 M 0 7750 0 A 43067 D Common Stock, par value $.01 per share 2014-02-15 4 M 0 1546 0 A 44613 D Common Stock, par value $.01 per share 2014-02-18 4 S 0 254 350.1457 D 44359 D Common Stock, par value $.01 per share 2014-02-18 4 S 0 1100 351.0555 D 43259 D Common Stock, par value $.01 per share 2014-02-18 4 S 0 850 352.1702 D 42409 D Common Stock, par value $.01 per share 2014-02-18 4 S 0 900 353.0966 D 41509 D Common Stock, par value $.01 per share 2014-02-18 4 S 0 700 353.8614 D 40809 D Common Stock, par value $.01 per share 2014-02-18 4 S 0 100 355.18 D 40709 D Common Stock, par value $.01 per share 468.065 I Held by the reporting person's Amazon.com 401(k) plan account. Restricted Stock Unit Award 0 2014-02-15 4 M 0 7750 0 D 2009-05-15 2014-02-15 Common Stock, par value $.01 per share 7750 0 D Restricted Stock Unit Award 0 2014-02-15 4 M 0 1546 0 D 2013-05-15 2018-02-15 Common Stock, par value $.01 per share 1546 53332 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the weighted average sale price. The highest price at which shares were sold was $350.36 and the lowest price at which shares were sold was $349.43. Represents the weighted average sale price. The highest price at which shares were sold was $351.52 and the lowest price at which shares were sold was $350.55. Represents the weighted average sale price. The highest price at which shares were sold was $352.52 and the lowest price at which shares were sold was $351.57. Represents the weighted average sale price. The highest price at which shares were sold was $353.52 and the lowest price at which shares were sold was $352.58. Represents the weighted average sale price. The highest price at which shares were sold was $354.30 and the lowest price at which shares were sold was $353.60. Converts into Common Stock on a one-for-one basis. This award vested based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,750 shares on each of May 15, 2009, August 15, 2009, November 15, 2009, and February 15, 2010; and 7,750 shares on May 15, 2011 and each 3-month period thereafter through February 15, 2014. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,547 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,546 shares on February 15, 2014; 2,334 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 1,280 shares on each of May 15, 2015 and August 15, 2015; 1,279 shares on each of November 15, 2015 and February 15, 2016; 5,489 shares on each of May 15, 2016, August 15, 2016, November 15, 2016, and February 15, 2017; 4,231 shares on each of May 15, 2017 and August 15, 2017; and 4,230 shares on each of November 15, 2017 and February 15, 2018. REMARKS: The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. /s/ by Michael D. Deal as attorney-in-fact for Andrew R. Jassy, Senior Vice President 2014-02-19