-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GwKySYzZWE09g+INKnSIxvmnWPROfEPutPP6J75vWeYeC/cP7X2TWsmlXzAb1Uvv dzoQqTRonnOzBSbV793wXQ== 0001359804-09-000046.txt : 20090818 0001359804-09-000046.hdr.sgml : 20090818 20090818172523 ACCESSION NUMBER: 0001359804-09-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090815 FILED AS OF DATE: 20090818 DATE AS OF CHANGE: 20090818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kessel Steven CENTRAL INDEX KEY: 0001374832 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22513 FILM NUMBER: 091022335 MAIL ADDRESS: STREET 1: PO BOX 81226 CITY: SEATTLE STATE: WA ZIP: 98108-1226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMAZON COM INC CENTRAL INDEX KEY: 0001018724 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 911646860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1200 12TH AVENUE S SUITE 1200 CITY: SEATTLE STATE: WA ZIP: 98144 BUSINESS PHONE: 2062661000 MAIL ADDRESS: STREET 1: 1200 12TH AVENUE S SUITE 1200 CITY: SEATTLE STATE: WA ZIP: 98144 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-08-15 0001018724 AMAZON COM INC AMZN 0001374832 Kessel Steven P.O. BOX 81226 SEATTLE WA 98108-1226 0 1 0 0 Senior Vice President Common Stock, par value $.01 per share 2009-08-15 4 M 0 8921 0 A 8921 D Common Stock, par value $.01 per share 2009-08-15 4 M 0 4170 0 A 13091 D Common Stock, par value $.01 per share 2009-08-17 4 S 0 13091 81.1769 D 0 D Common Stock, par value $.01 per share 351.066 I Held by the reporting person's Amazon.com 401(k) plan account Restricted Stock Unit Award 0 2009-08-15 4 M 0 8921 0 D 2006-11-15 2010-02-15 Common Stock, par value $.01 per share 8921 17842 D Restricted Stock Unit Award 0 2009-08-15 4 M 0 4170 0 D 2009-05-15 2011-02-15 Common Stock, par value $.01 per share 4170 68182 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the weighted average sale price. The highest price at which shares were sold was $81.26 and the lowest price at which shares were sold was $81.05. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price. Converts into Common Stock on a one-for one basis. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 10.00% on November 15, 2006, 5.87% on May 15, 2007, 5.83% on August 15, 2007 and an additional 5.83% for each 3-month period thereafter through February 15, 2008, 8.33% on May 15, 2008 and an additional 8.33% for each 3-month period thereafter through February 15, 2010. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 4,170 shares on each of May 15, 2009, August 15, 2009, November 15, 2009 and February 15, 2010, 14,961 shares on May 15, 2010, 14,960 shares on August 15, 2010, 14,961 shares on November 15, 2010 and 14,960 shares on February 15, 2011. /s/ Steven Kessel, Senior Vice President 2009-08-18 -----END PRIVACY-ENHANCED MESSAGE-----