0001127602-20-006599.txt : 20200219
0001127602-20-006599.hdr.sgml : 20200219
20200219195146
ACCESSION NUMBER: 0001127602-20-006599
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200215
FILED AS OF DATE: 20200219
DATE AS OF CHANGE: 20200219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zapolsky David
CENTRAL INDEX KEY: 0001557979
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22513
FILM NUMBER: 20632063
MAIL ADDRESS:
STREET 1: PO BOX 81226
CITY: SEATTLE
STATE: WA
ZIP: 98108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMAZON COM INC
CENTRAL INDEX KEY: 0001018724
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961]
IRS NUMBER: 911646860
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 410 TERRY AVENUE NORTH
CITY: SEATTLE
STATE: WA
ZIP: 98109
BUSINESS PHONE: 2062661000
MAIL ADDRESS:
STREET 1: 410 TERRY AVENUE NORTH
CITY: SEATTLE
STATE: WA
ZIP: 98109
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-02-15
0001018724
AMAZON COM INC
AMZN
0001557979
Zapolsky David
P.O. BOX 81226
SEATTLE
WA
98108-1226
1
Senior Vice President
Common Stock, par value $.01 per share
2020-02-15
4
M
0
1051
0
A
5296
D
Common Stock, par value $.01 per share
2020-02-15
4
M
0
714
0
A
6010
D
Common Stock, par value $.01 per share
2020-02-18
4
S
0
352
2125.02
D
5658
D
Common Stock, par value $.01 per share
2020-02-18
4
S
0
61
2126.8049
D
5597
D
Common Stock, par value $.01 per share
2020-02-18
4
S
0
100
2128.88
D
5497
D
Common Stock, par value $.01 per share
2020-02-18
4
S
0
172
2134.2863
D
5325
D
Common Stock, par value $.01 per share
2020-02-18
4
S
0
200
2139.36
D
5125
D
Common Stock, par value $.01 per share
2020-02-18
4
S
0
200
2142.385
D
4925
D
Common Stock, par value $.01 per share
2020-02-18
4
S
0
200
2143.56
D
4725
D
Common Stock, par value $.01 per share
2020-02-18
4
S
0
200
2144.91
D
4525
D
Common Stock, par value $.01 per share
2020-02-18
4
S
0
100
2146.41
D
4425
D
Common Stock, par value $.01 per share
2020-02-18
4
S
0
100
2147.45
D
4325
D
Restricted Stock Unit Award
0
2020-02-15
4
M
0
1051
0
D
2015-05-15
2020-02-15
Common Stock, par value $.01 per share
1051
0
D
Restricted Stock Unit Award
0
2020-02-15
4
M
0
714
0
D
2017-05-15
2022-02-15
Common Stock, par value $.01 per share
714
9747
D
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Represents the weighted average sale price. The highest price at which shares were sold was $2,126.86 and the lowest price at which shares were sold was $2,126.38.
Represents the weighted average sale price. The highest price at which shares were sold was $2,134.50 and the lowest price at which shares were sold was $2,134.20.
Represents the weighted average sale price. The highest price at which shares were sold was $2,139.77 and the lowest price at which shares were sold was $2,138.95.
Represents the weighted average sale price. The highest price at which shares were sold was $2,142.47 and the lowest price at which shares were sold was $2,142.30.
Represents the weighted average sale price. The highest price at which shares were sold was $2,143.82 and the lowest price at which shares were sold was $2,143.30.
Represents the weighted average sale price. The highest price at which shares were sold was $2,145.24 and the lowest price at which shares were sold was $2,144.58.
Converts into Common Stock on a one-for-one basis.
This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 637 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 710 shares on each of May 15, 2016 and August 15, 2016; 711 shares on each of November 15, 2016 and February 15, 2017; 753 shares on May 15, 2017; 754 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 1,367 shares on each of May 15, 2018 and August 15, 2018; 1,368 shares on each of November 15, 2018 and February 15, 2019; and 1,051 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.
This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 578 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 661 shares on each of May 15, 2018 and August 15, 2018; 662 shares on each of November 15, 2018 and February 15, 2019; 713 shares on each of May 15, 2019 and August 15, 2019; 714 shares on each of November 15, 2019 and February 15, 2020; 1,376 shares on May 15, 2020; 1,377 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021; and 1,060 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022.
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
/s/ by Mark F. Hoffman as attorney-in-fact for David Zapolsky, Senior Vice President, General Counsel & Secretary
2020-02-19