0001104659-23-063749.txt : 20230523 0001104659-23-063749.hdr.sgml : 20230523 20230523194230 ACCESSION NUMBER: 0001104659-23-063749 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230521 FILED AS OF DATE: 20230523 DATE AS OF CHANGE: 20230523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Olsavsky Brian T CENTRAL INDEX KEY: 0001639902 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22513 FILM NUMBER: 23950301 MAIL ADDRESS: STREET 1: PO BOX 81226 CITY: SEATTLE STATE: WA ZIP: 98108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMAZON COM INC CENTRAL INDEX KEY: 0001018724 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 911646860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 2062661000 MAIL ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4 1 tm2316497-6_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-05-21 0 0001018724 AMAZON COM INC AMZN 0001639902 Olsavsky Brian T P.O. BOX 81226 SEATTLE WA 98108-1226 0 1 0 0 Senior Vice President and CFO 0 Common Stock, par value $.01 per share 2023-05-21 4 M 0 10600 0 A 59600 D Common Stock, par value $.01 per share 2023-05-21 4 M 0 3940 0 A 63540 D Common Stock, par value $.01 per share 2023-05-21 4 M 0 2260 0 A 65800 D Common Stock, par value $.01 per share 2023-05-22 4 S 0 16800 116.69 D 49000 D Common Stock, par value $.01 per share 1518.752 I Amazon.com 401(k) plan account Restricted Stock Unit Award 0 2023-05-21 4 M 0 10600 0 D 2022-05-21 2024-02-21 Common Stock, par value $.01 per share 10600 31860 D Restricted Stock Unit Award 0 2023-05-21 4 M 0 3940 0 D 2022-05-21 2026-02-21 Common Stock, par value $.01 per share 3940 92340 D Restricted Stock Unit Award 0 2023-05-21 4 M 0 2260 0 D 2023-05-21 2028-02-21 Common Stock, par value $.01 per share 2260 105540 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/21/2023. Converts into Common Stock on a one-for-one basis. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria: 13,760 shares on each of May 21, 2022 and August 21, 2022; 13,780 shares on each of November 21, 2022 and February 21, 2023; 10,600 shares on May 21, 2023; and 10,620 shares on each of August 21, 2023, November 21, 2023, and February 21, 2024. This award vests based upon the following vesting schedule: 2,960 shares on each of May 21, 2022, August 21, 2022, and November 21, 2022; 2,980 shares on February 21, 2023; 3,940 shares on each of May 21, 2023, August 21, 2023, November 21, 2023, and February 21, 2024; 11,360 shares on each of May 21, 2024, August 21, 2024, and November 21, 2024; 11,380 shares on February 21, 2025; 8,760 shares on each of May 21, 2025, August 21, 2025, and November 21, 2025; and 8,780 shares on February 21, 2026. This award vests based upon the following vesting schedule: 2,260 shares on May 21, 2023; 2,240 shares on each of August 21, 2023, November 21, 2023, and February 21, 2024; 3,240 shares on each of May 21, 2024, August 21, 2024, November 21, 2024, and February 21, 2025; 3,940 shares on each of May 21, 2025, August 21, 2025, and November 21, 2025; 3,920 shares on February 21, 2026; 9,920 shares on May 21, 2026; 9,900 shares on each of August 21, 2026, November 21, 2026, and February 21, 2027; 7,640 shares on May 21, 2027; and 7,620 shares on each of August 21, 2027, November 21, 2027, and February 21, 2028. /s/ by Mark F. Hoffman as attorney-in-fact for Brian T. Olsavsky, Senior Vice President and CFO 2023-05-23