0001018724-18-000096.txt : 20180517 0001018724-18-000096.hdr.sgml : 20180517 20180517172659 ACCESSION NUMBER: 0001018724-18-000096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180515 FILED AS OF DATE: 20180517 DATE AS OF CHANGE: 20180517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blackburn Jeffrey M CENTRAL INDEX KEY: 0001374831 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22513 FILM NUMBER: 18844201 MAIL ADDRESS: STREET 1: PO BOX 81226 CITY: SEATTLE STATE: WA ZIP: 98108-1226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMAZON COM INC CENTRAL INDEX KEY: 0001018724 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 911646860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 2062661000 MAIL ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4 1 wf-form4_152659240576470.xml FORM 4 X0306 4 2018-05-15 0 0001018724 AMAZON COM INC AMZN 0001374831 Blackburn Jeffrey M P.O. BOX 81226 SEATTLE WA 98108-1226 0 1 0 0 Senior Vice President Common Stock, par value $.01 per share 2018-05-15 4 M 0 1667 0 A 44541 D Common Stock, par value $.01 per share 2018-05-15 4 M 0 2441 0 A 46982 D Common Stock, par value $.01 per share 2018-05-15 4 S 0 200 1567.98 D 46782 D Common Stock, par value $.01 per share 2018-05-15 4 S 0 202 1569.6152 D 46580 D Common Stock, par value $.01 per share 2018-05-15 4 S 0 100 1570.42 D 46480 D Common Stock, par value $.01 per share 2018-05-15 4 S 0 434 1572.8177 D 46046 D Common Stock, par value $.01 per share 2018-05-15 4 S 0 500 1574.618 D 45546 D Common Stock, par value $.01 per share 2018-05-15 4 S 0 318 1576.3746 D 45228 D Common Stock, par value $.01 per share 2018-05-15 4 S 0 100 1578.05 D 45128 D Common Stock, par value $.01 per share 2018-05-15 4 S 0 100 1579.20 D 45028 D Common Stock, par value $.01 per share 2018-05-15 4 S 0 100 1586.04 D 44928 D Common Stock, par value $.01 per share 20000 I In trust Common Stock, par value $.01 per share 476.163 I Held by the reporting person's Amazon.com 401(k) plan account Restricted Stock Unit Award 0.0 2018-05-15 4 M 0 1667 0 D 2017-05-15 2022-02-15 Common Stock, par value $.01 per share 1667.0 31549 D Restricted Stock Unit Award 0.0 2018-05-15 4 M 0 2441 0 D 2018-05-15 2020-02-15 Common Stock, par value $.01 per share 2441.0 14845 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the weighted average sale price. The highest price at which shares were sold was $1,568.09 and the lowest price at which shares were sold was $1,567.87. Represents the weighted average sale price. The highest price at which shares were sold was $1,570.14 and the lowest price at which shares were sold was $1,569.20. Represents the weighted average sale price. The highest price at which shares were sold was $1,573.20 and the lowest price at which shares were sold was $1,572.60. Represents the weighted average sale price. The highest price at which shares were sold was $1,574.99 and the lowest price at which shares were sold was $1,574.01. Represents the weighted average sale price. The highest price at which shares were sold was $1,576.77 and the lowest price at which shares were sold was $1,575.84. Converts into Common Stock on a one-for-one basis. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,036 shares on each of May 15, 2017 and August 15, 2017; 1,037 shares on each of November 15, 2017 and February 15, 2018; 1,667 shares on each of May 15, 2018 and August 15, 2018; 1,668 shares on each of November 15, 2018 and February 15, 2019; 1,692 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 2,441 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,880 shares on each of May 15, 2019 and August 15,2019; and 1,881 shares on each of November 15, 2019 and February 15, 2020. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. /s/ by Mark F. Hoffman as attorney-in-fact for Jeffrey M. Blackburn, Senior Vice President 2018-05-17