0001018724-17-000030.txt : 20170217 0001018724-17-000030.hdr.sgml : 20170217 20170217181319 ACCESSION NUMBER: 0001018724-17-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170215 FILED AS OF DATE: 20170217 DATE AS OF CHANGE: 20170217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMAZON COM INC CENTRAL INDEX KEY: 0001018724 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 911646860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 2062661000 MAIL ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Olsavsky Brian T CENTRAL INDEX KEY: 0001639902 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22513 FILM NUMBER: 17622803 MAIL ADDRESS: STREET 1: PO BOX 81226 CITY: SEATTLE STATE: WA ZIP: 98108 4 1 wf-form4_148737318526922.xml FORM 4 X0306 4 2017-02-15 0 0001018724 AMAZON COM INC AMZN 0001639902 Olsavsky Brian T P.O. BOX 81226 SEATTLE WA 98108-1226 0 1 0 0 Senior Vice President and CFO Common Stock, par value $.01 per share 2017-02-15 4 M 0 297 0 A 1297 D Common Stock, par value $.01 per share 2017-02-15 4 M 0 1215 0 A 2512 D Common Stock, par value $.01 per share 2017-02-15 4 S 0 100 833.49 D 2412 D Common Stock, par value $.01 per share 2017-02-15 4 S 0 100 834.52 D 2312 D Common Stock, par value $.01 per share 2017-02-15 4 S 0 100 835.55 D 2212 D Common Stock, par value $.01 per share 2017-02-15 4 S 0 300 838.39 D 1912 D Common Stock, par value $.01 per share 2017-02-15 4 S 0 712 839.6604 D 1200 D Common Stock, par value $.01 per share 2017-02-15 4 S 0 200 840.915 D 1000 D Common Stock, par value $.01 per share 63.057 I Held by the reporting person's Amazon.com 401(k) plan account Restricted Stock Unit Award 0.0 2017-02-15 4 M 0 297 0 D 2016-05-15 2021-02-15 Common Stock, par value $.01 per share 297.0 16587 D Restricted Stock Unit Award 0.0 2017-02-15 4 M 0 1215 0 D 2013-05-15 2017-02-15 Common Stock, par value $.01 per share 1215.0 0 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the weighted average sale price. The highest price at which shares were sold was $838.94 and the lowest price at which shares were sold was $838.01. Represents the weighted average sale price. The highest price at which shares were sold was $840.05 and the lowest price at which shares were sold was $839.07. Represents the weighted average sale price. The highest price at which shares were sold was $841.28 and the lowest price at which shares were sold was $840.55. Converts into Common Stock on a one-for-one basis. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 296 shares on each of May 15, 2016 and August 15, 2016; 297 shares on each of November 15, 2016 and February 15, 2017; 747 shares on May 15, 2017; 748 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 781 shares on each of May 15, 2018 and August 15, 2018; 782 shares on each of November 15, 2018 and February 15, 2019; 1,479 shares on May 15, 2019; 1,480 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 1,137 shares on May 15, 2020; and 1,138 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021. This award vests at the rate of: 1,151 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,149 shares on February 15, 2014; 971 shares on each of May 15, 2014, August 15, 2014, and November 15, 2014; 970 shares on February 15, 2015; 1,129 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 1,214 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; and 1,215 shares on February 15, 2017. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. /s/ Brian T. Olsavsky, Senior Vice President and CFO 2017-02-16