0001018724-16-000199.txt : 20160217 0001018724-16-000199.hdr.sgml : 20160217 20160217210429 ACCESSION NUMBER: 0001018724-16-000199 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160215 FILED AS OF DATE: 20160217 DATE AS OF CHANGE: 20160217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMAZON COM INC CENTRAL INDEX KEY: 0001018724 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 911646860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 2062661000 MAIL ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blackburn Jeffrey M CENTRAL INDEX KEY: 0001374831 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22513 FILM NUMBER: 161435825 MAIL ADDRESS: STREET 1: PO BOX 81226 CITY: SEATTLE STATE: WA ZIP: 98108-1226 4 1 wf-form4_145576104415779.xml FORM 4 X0306 4 2016-02-15 0 0001018724 AMAZON COM INC AMZN 0001374831 Blackburn Jeffrey M P.O. BOX 81226 SEATTLE WA 98108-1226 0 1 0 0 Senior Vice President Common Stock, par value $.01 per share 2016-02-15 4 M 0 508 0 A 57595 D Common Stock, par value $.01 per share 2016-02-15 4 M 0 5625 0 A 63220 D Common Stock, par value $.01 per share 2016-02-16 4 S 0 336 513.9046 D 62884 D Common Stock, par value $.01 per share 2016-02-16 4 S 0 925 516.0381 D 61959 D Common Stock, par value $.01 per share 2016-02-16 4 S 0 1043 517.1174 D 60916 D Common Stock, par value $.01 per share 2016-02-16 4 S 0 232 518.1448 D 60684 D Common Stock, par value $.01 per share 2016-02-16 4 S 0 1100 519.79 D 59584 D Common Stock, par value $.01 per share 2016-02-16 4 S 0 897 520.6436 D 58687 D Common Stock, par value $.01 per share 2016-02-16 4 S 0 700 521.6529 D 57987 D Common Stock, par value $.01 per share 2016-02-16 4 S 0 800 522.6375 D 57187 D Common Stock, par value $.01 per share 2016-02-16 4 S 0 100 524.29 D 57087 D Common Stock, par value $.01 per share 20000 I In trust Common Stock, par value $.01 per share 471.21 I Held by the reporting person's Amazon.com 401(k) plan account Restricted Stock Unit Award 0.0 2016-02-15 4 M 0 508 0 D 2013-05-15 2018-02-15 Common Stock, par value $.01 per share 508.0 33902 D Restricted Stock Unit Award 0.0 2016-02-15 4 M 0 5625 0 D 2014-05-15 2016-02-15 Common Stock, par value $.01 per share 5625.0 0 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the weighted average sale price. The highest price at which shares were sold was $514.10 and the lowest price at which shares were sold was $513.61. Represents the weighted average sale price. The highest price at which shares were sold was $516.37 and the lowest price at which shares were sold was $515.61. Represents the weighted average sale price. The highest price at which shares were sold was $517.60 and the lowest price at which shares were sold was $516.62. Represents the weighted average sale price. The highest price at which shares were sold was $518.22 and the lowest price at which shares were sold was $518.05. Represents the weighted average sale price. The highest price at which shares were sold was $520.04 and the lowest price at which shares were sold was $519.06. Represents the weighted average sale price. The highest price at which shares were sold was $521.09 and the lowest price at which shares were sold was $520.10. Represents the weighted average sale price. The highest price at which shares were sold was $522.02 and the lowest price at which shares were sold was $521.19. Represents the weighted average sale price. The highest price at which shares were sold was $523.15 and the lowest price at which shares were sold was $522.30. Converts into Common Stock on a one-for-one basis. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 361 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 360 shares on February 15, 2014; 1,428 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 508 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 4,788 shares on May 15, 2016; 4,787 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 3,689 shares on May 15, 2017; and 3,688 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,625 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. /s/ by Michael D. Deal as attorney-in-fact for Jeffrey M. Blackburn, Senior Vice President 2016-02-17