-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UQe6526+rsjbKCemWnIXL5mSRX2FVabe2roMsgnzd22OWzom7L4H3DViN7ggQjxf f7JZC3+jDgNT9XWy//1QDg== 0000891020-99-000299.txt : 19990219 0000891020-99-000299.hdr.sgml : 19990219 ACCESSION NUMBER: 0000891020-99-000299 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990218 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GEOWORKS /CA/ CENTRAL INDEX KEY: 0000922285 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942920371 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-43791 FILM NUMBER: 99545235 BUSINESS ADDRESS: STREET 1: 960 ATLANTIC AVE CITY: ALAMEDIA STATE: CA ZIP: 94501 BUSINESS PHONE: 5108141660 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AMAZON COM INC CENTRAL INDEX KEY: 0001018724 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 911646860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1516 SECOND AVE 4TH FLOOR STREET 2: PO BOX 80387 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 2066222335 MAIL ADDRESS: STREET 1: PO BOX 80387 STREET 2: 1516 SECOND AVE 4TH FLOOR CITY: SEATTLE STATE: WA ZIP: 98101 SC 13G 1 SCHEDULE 13 G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENT(S) FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO PURSUANT TO RULE 13d-2(b) GEOWORKS CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.001 PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 373692-10-2 - -------------------------------------------------------------------------------- (CUSIP Number of Class of Securities) FEBRUARY 12, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) Page 1 of 6 Pages 2 - ------------ ------------------ CUSIP NO. SCHEDULE 13G Page 2 of 6 Pages 373692-10-2 - ------------ ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON AMAZON.COM, INC. FEIN: 91-1646860 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Organized under the laws of the State of Delaware - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 1,219,512 NUMBER OF ------------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 0 EACH ------------------------------------------------------------ REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 1,219,512 ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,219,512 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.0% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 6 Pages 3 SCHEDULE 13G ITEM 1(a). NAME OF ISSUER. This Schedule 13G relates to Geoworks Corporation, a Delaware corporation (the "Company"). ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: The Company's principal executive offices are located at 960 Atlantic Avenue, Alameda, CA 94501. ITEM 2(a). NAME OF PERSON FILING. This Schedule 13G relates to the following reporting person: - Amazon.com, Inc., a Delaware corporation. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE. The business address of the reporting person is 1516 Second Avenue, Seattle, Washington 98101. ITEM 2(c). CITIZENSHIP. Amazon.com, Inc. is a corporation organized under the laws of the State of Delaware. ITEM 2(d). TITLE OF CLASS OF SECURITIES. This Schedule 13G relates to the Company's common stock, $.001 par value (the "Common Stock"). ITEM 2(e). CUSIP NUMBER. The CUSIP Number for the Company's Common Stock is 373692-10-2. ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a)[ ] Broker or dealer registered under Section 15 of the Act, (b)[ ] Bank as defined in Section 3(a)(6) of the Act, (c)[ ] Insurance company as defined in Section 3(a)(19) of the Act, (d)[ ] Investment company registered under Section 8 of the Investment Company Act, Page 3 of 6 Pages 4 (e)[ ] An investment advisor in accordance with Rule 13d-1(b)(1)(ii)(E), (f)[ ] An employee benefit plan, or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F), (g)[ ] A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G), (h)[ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act, (i)[ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act, (j)[ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Not applicable. If this statement is filed pursuant to Rule 13d-1(c), check this box.[X] ITEM 4. OWNERSHIP. The following describes the ownership of Common Stock by Amazon.com, Inc. as of February 12, 1999: (a) Amount beneficially owned: 1,219,512 (b) Percent of class: 7.0% (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: 1,219,512 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 1,219,512 (iv) Shared power to dispose or to direct the disposition of: 0 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following box: [ ] Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. Page 4 of 6 Pages 5 ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 5 of 6 Pages 6 SIGNATURE After reasonable inquiry and to best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 18, 1999 AMAZON.COM, INC. By /s/ Randy Tinsley ---------------------------------- Randy Tinsley, Treasurer Page 6 of 6 Pages -----END PRIVACY-ENHANCED MESSAGE-----