0001059213-11-000020.txt : 20110711 0001059213-11-000020.hdr.sgml : 20110711 20110711170213 ACCESSION NUMBER: 0001059213-11-000020 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110201 FILED AS OF DATE: 20110711 DATE AS OF CHANGE: 20110711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIVIDEND & INCOME FUND, INC. CENTRAL INDEX KEY: 0001059213 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 510382212 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 11 HANOVER SQUARE CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2127850400 MAIL ADDRESS: STREET 1: 11 HANOVER SQUARE CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: CHARTWELL DIVIDEND & INCOME FUND INC DATE OF NAME CHANGE: 19980406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WINMILL THOMAS BASSETT CENTRAL INDEX KEY: 0001018500 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-08747 FILM NUMBER: 11962224 MAIL ADDRESS: STREET 1: P.O. BOX 4 CITY: WALPOLE STATE: NH ZIP: 03608 3/A 1 primary_doc.xml PRIMARY DOCUMENT X0203 3/A 2011-02-01 2011-02-09 0 0001059213 DIVIDEND & INCOME FUND, INC. DNI 0001018500 WINMILL THOMAS BASSETT P.O. BOX 4 WALPOLE NH 03608 1 1 0 1 President See "Explanation of Responses" Common Stock 2500 D The Reporting Person is a manager and officer of the Issuer's registered investment adviser and a director and officer of its affiliates. The Reporting Person is also a member of the Investment Policy Committee of the Issuer's registered investment adviser. The Investment Policy Committee manages the portfolio of the Issuer. Thomas B. Winmill 2011-07-11